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Re,,. I/~010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization U S DISTRICT COURT, MARYLAND 5a Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

Report Required b.v the Ethics


in Government Act o1"1978

0 u.s.c, opp. ,~ 101-1II)


3. Date of Report 06/02/2010 6. Reporling Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name. first, middle ini.tal) BLAKE, CATHERINE C. ~.. Title (Article III judges it~dicate active or senior s:a,us; magistrate judges indicate full- or part-time) U S DISTPJCT JUDGE, ACTIVE

7, Chambers or Office Address 7310 U S COURTHOUSE 101 WEST LO,MBARD STREET BALTIMORE, MD 21201

5b. [] Amended Report 8. On the basis of the inlorm~tion contained in this Report and ~tny modilicalions pertaining thtreto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying thi.~ form must be followed. Complete all parts,
checking the NONE box far each part where you have no reportable information. Sign an last page.

I. POSITIONS. in~ro,,~x individual onty; see l,p. 9-13 of fitl.ng instructions.)


D NONE (No reportable positions.) POSITION I.
2,

NAM~ QF ORGANIZATION/ENTITY FEDERAL ~DGES ASSOCIATION


TRUST#I

VICE-PRESIDENT AND TREASURER


CO-TRUSTEE

II. AGREEMENTS. ~,,o,,i,g i, ai,~,,t o.~.: ~,~ ~. ~.~ oz~tl.x instructions.)


~ NONE (No reportable agreement.) DATE PARTIES aND TERMS

3.

Blake, Catherine C.

Name of Person Reporting

PageFINANCIAL2 of" 9 DISCLOSURE REPORT

Dale of Report

BLA~:~., CATHVm~E C. I

06,02/2010

III. N ON-INVESTMENT INCOME.


A. Fliers Non-Investment Income NONE ~Vo reporcable non-investment income.) DATE
I. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spo~es)

B. Spouses Non-Investment Income - tf rou ,,~, married during an~ portion of the teporring year~ comp&te this .ectiog
(Dollar amount not requtrad e~cepl fbr honoraria)

NONE (No reportable non-investment income.} DATE SOURCE AND TYPE I, SALARY
[ SALARY

I. 2009
2. 2009 ............. 3.

IV. REIMBURSEMENTS -,,~,,s~,on~ao., ~o.~g~,g..tooa. ,n,,~,o~ .... ,


(Includes those to ~pous~ ~nd dependent children; see pp. 25-27 offihng instructtom.)

[~

NONE (~Vo reportable reimbursements,) SOURCE DATES


11/19 - 11/20

LOCATION
WASHINGTON. D C

PURPOSE
SPEAKER AT EDUCATIONAL PROGRAM BOARD OF DIILECTORS MEETING

ITEMS PAID OR PROVIDED


LODGING. MEALS, TRANSPORTATION

I.

ABA

2.

FEDERAL JUDGES ASSOCIATION

5/2 - 5/4

WASHINGTON, D C

LODGING, MEALS, TRANSPORTATION

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

r~am, at P~r,oo a.~o,,i.~


BLAKE, CATHERINE C.

D,,, or Repot, 06.0212010

V. GIFTS. a,~.a,s ,no,o ,o ~po.,o ..a a.po.d,., chitdren; ,~ee pp. ~8-M of fili,,g instructions.) NONE (No reportable g~s3 ~ 1. 2. 3. DESCRIPTION

5.

VI. LIABILITIES. a.ct~a~s ,ho, of ~po,,,~ ,,,a a,~,.a~,, ~,it,tr,,,: ~ pp. Jz-JJ of filing NONE (No reportable liabilities.) CREDITOR
1.

VALUE CODE

2. 3.
4, 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9


VII. I~VESTMENTS and TRUSTS - ~ ..........

Reporting I. am olV .....

DateofRepart

I
Transsctlons during reporting period I Typo (e.g, buy, so 1, Date Value I Gain mm/dd:yy Code 2 Code 1 [

06.02/2010

BLAKE

~,,,., ...... tlon$ (Includes th .... ~p ....... d dependen! children; seepp. 34-60 o/filing instructions.)

~-]. NONE (No reportable income, assets, or transactions.)


Description of Assets (including trus! assets) Place "(X)" after each asset Income during report r.g per od Gross value al end I of reporting period ~ Value ] Method

!--~ii-l ..... i~i ..... ---~i3- .......i~i- ....... qiy ............~>-]-6T[-t,-V-- ......--~W ........
Amount/ Type (e.g.. Code I / d v.,reaL Vah~e Code 2 Idcnli~y of buyer/seller (Q-W) .......

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15, 16. 17.

IRA-Delaware Core Plus Bond Fund A Class IRA-Delaware Delchester Fund A Class IRA-T Rowe Price-Equity Income IRA-T Rowe Price-Growth Stock IRA-q" P, owe Price-New Asia [RA-I" Rowe Price-New Era IRA-q" R.owe Price-Science & Technology IRA-T Rowe Price-Spectrum Income Sta~e o1" Maryland Deferred Compensation Plan Wachovia/Wlls Fargo Bank-accounts T Rowe Pace Growth Stock USSavings Bonds IRA-First Financial Credit Union Tcmpleton Growth Fund IRA-Putnam Growth & Income CI-A IRA-JPMorgan Funds Growth and Income A IRA - MetLife

B A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend None

T Merged (v,ith line 52) 04/17/09 J see note Pt VIII

J K J K K K L L K J J K J J J

T T T T T T T T T T T T T T T see note Pt VIII

B B A A A A A .A A A

Dividend Dividend Int./Div. Dividend Interest Dividend Dividend Dividend Dividend Dividend

2. ~alue C~dcs

J =$15.~ or ~e~s P3 =$2~.~.~I - $50.0~,~0

K ~ I $,~I - $50.0~

L =$50,~1 P4 =More ~han

FINANCIAL DISCLOSURE REPORT


Page 5 of 9

N .... ~ ~ .... a~portJ.~


BLAKE, CATIIERINE C.

]
]

On,, ot R.po~t
06~02/2010

VII. INVESTMENTS an d TRUSTS - u~o... ,,o~,,.., ...... ,;o~, (Include, those of rp ........ d depend .... hildrtn; ,,pp. 34-60 of filing inxtructlon~.)
N~NE (No reportable income, assets, or transactions.)
A. Description of Assets (including tarot asse~) Place "(X)"fromafter each asset cx~pt prior disclusure B. Income during reporting period C, Gross value at end of reposing period T~e (c g buy. sell. redemption) D. Transactions during rc~i~g period

I
18. 19. 20. 21. 22. 23. i. 24. "25. 26. 27. 28. 29. 30. 31. 32. 33. 34. TSA - MetLife Guardian Whole life MetLife Whole Life MetLi~ Whole Li~ i:]: : I Ret. Plan & Trust

Amount Tv~(e.g.. Value ~ Value I Code I " . Code 2 j Me,hod ~ div., rent, (A-H) orint.) (JP)l Code3

Date I Value Gain J ~!d~yy [ Code 2 Code I[ l I (J-P) I (A-It) I

Identity buycr/scllcr (ifprivate

C B A A A

Dividend Dividend Dividend Dividend Dividend None

L L J l

T T T T Redeemed Redeemed 07/01109 01/05/09 M J see note Pt VIII

Maryland College lnveslment Plan T Rowe Price Md Tax-Free Bond Fund Trust #1 --Ferris Baker Watts Reserve Primary Fund --DWS Municipal Managed Municipal Bond Fund Class A --Frederick County Md Edl Rv FCS .Vlount St b.~ao,s CLG Bond --Carroll County Md Rfdg & Cons Public hnplovement Bond --Maryland HIIh & HEFA Rev SR Fred Mere Hosp Bond --AT&T common stock --BB&.:T Corp common stock --Exxon Mobil Corp common stock --Grainger WW lnc common stock A E

Dividend lnt./Div.

J PI

T T see note Pt VIII

FINANCIAL DIS CLOSURE REPORT

Page 6 of 9
I BLAKE, CATIIERINE C.

06:02/2010

VII. INVESTMENTS and TRUSTS _i ..... ,,


~ NONE (No reportable income, assets, or tra~actio~.)

................... ~T .........................
Description of Assets (including m~st assets) Piace"(X)"af! .... e~, .... t .... pt.ompriordisclosure

~.
Income during reposing period ~moont Code I (A-H)

c.
Gross value al cod of reporting period Transactio~ during reining period

...... ........
Ty~(e.g., div.,rcnk or int)

(,)
Value Code2 (J-P) I Value { Method ] Code 3 Type(cO., buy, sell, redemption) / Date I Value I Gain [ Imm,"d~w ~ Code2 [ Code I[ [(J-p) ~ (A-It) ] ! ldentityof buyer,sellcr (,fprivate

35, --Heinz HJ Co common stock 36. --ldearc lnc common stock 37. 38. 39. 40. 41. 42. 43, 44. 45, 46. 47. 48. 49. --Illinois Tool Works Inc common stock --JPMorgan Chase & Co common stock --Johnson & Johnson common stock --Lilly Eli & Co common stock --Merck & Co lnc common stock --PPG Industries lnc common stock --3M Co common stock --Urstadt 1diddle Properties Inc Class A --Verizon Communications Inc common stock --Fairpoint Communications Inc common stock --Federated Treasury Cash Trust --Frederick Cnty Md B:E Ret Comnty Rev Bukinghams Choice --US Govt Money Market Fund R~C Reserve Class Dividend M T Open Buy 07/01/09 M 03/03/09 K Sold 03/] 7/09 K see note Pt VIII see note Pt VIII

50. :]401(k) C Profit Shar ng P an ~ 51.

see note Pt VIll

--Vat, guard Wellesley Income Fund

(S~ Columns ~l and Dd)

N =$250 ~1 - $500 0~

O =$500,001 - $1,000,(~

Pl =$1,~0,00~ - $5,~,~

P2 ~S,000,~I - $25,000,~

FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVESTMENTS and TRUSTS -i

~"~ ~ v ..... I~p.r..~ BLAKE, CATItERINE C.

o.,..~ Re~o,~
06/02t2010

NONE ~o reportable income, assets, or transaction.)


~scriplion of Asse~ Income during

(including t~st assc~s)


Place "(X)" after cach ~sct

~po~ing pcriod
Type (e.g.,

of r~orting period
Value [ Value rcdemption) / I (JP) ~ (A-II) (ifprivale

exempt from prior disclosure

52. 53. 54. 55. 56. 57.

Delaware High Yield Opp Fund A Class T R_owe Price MdTax-Free Money M&.-I" Bank account

B A A

Dividend Dividend lntetest

~ J K

T T T

Open Buy Open

04117/09 03/27,09 02/05/09

J J J

58.

60.
61. 62. 63.

Page 8 of 9

BLAKE, CATHERINE C.

06,02,2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indica,epartofRe.vorL)

lines I and 52 - This Delaware Delchester Fund was merged into the Iligh Yield Fund without any action on our part, line 10 -- Wachovia was acquired by Wells Fargo, Our accounts remained the same. lines 22 and 50 -- This retirement account was transferred to a 401 (k) by the employer with no action on our part and was invested in the Vanguard Wellesley Income Fund. line 26 -- A small amount remains in this fund pending settlement. line 46 -- This is a minimal amount of stock inadvertently not included in last years report, lines 47 and 49 -- The Federated account was transferred to the RBC money market fund without any action on our part.

FINANCIAL DISCLOSURE REPORT [ .Name of Person Reporting Page 9 of 9


[ BLAKE, CATItERINE C.

D,fe ofbleport 06,"022010

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and thai any Information nut reported was withbeld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544