ao :o

gev. ~/2o:o

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. COURT OF APPEALS, 2ND CIR 5a. Report Type (check appropriate type) [] Nomination, Date [] Aanual [] Fioal

Repo,t Required by the Ethics

in Government Act of 1978

(5 u.s.c, app. lO1-111)

3. Date of Report 4130/2010 6, Reporting Period 01/01/2009 to 12/31/2009

1. Person Reportiog 0ast name, first, middle initial) STRAUB, CHESTER J. 4. Title (Arlicle Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) CIRCUIT JUDGE- SENIOR STATUS

[] Initial

5b. [] Amended Report 7. Chambers or Office Address UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, NY 10007 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES : The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9.13 of filing instructions.)

[~ NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

4.

5.

II. AG~EMENTS. :~,~o,,~g individual only; *e pp. 14-16 of filing

N ONE (No reportable agreements.)

DATE

PARSES ~D TERMS

Straub, Chester J.

FINANCIAL DISCLOSURE REPORT Page 2 of 14

Name of Person Reporting

Dale of Report

ST~.4UB, CHES rrR J.

4/30/v010 ,-

III. NON-INVESTMENT INCOME. tReporti,,g

A. Filers Non-lnvestment Income
NONE (No reportable non-investment income.) DATE
1. 2009 2. 3. 4.

SOURCE AND TYPE

NYS RETIREMENT SYSTEM (RETIREMENT BENEFIT)

INCOME
(yours, not spouses) $6,107.00

B. Spouses Non-Investment In come - lf ~ou were married during any porffon of the reporting year, complete thi~ section.
(Dollar amount not required e.rcept fo~ honoraria.)

~]
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - ,ransport,~ion, lodging, fo~M, entermi ....

(lncJudes those" to spouse and de.oende~st children; see pc,. 25-27 of fillng i,tstructlons. )

1.

NONE (No reportable reimbursements.)

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 14

~ ....~ P .... a~o,~g STI~UB, (:nESTER J.

~t~ ota~po.
4/30/2010

V. GIFTS. ln~t~d,s ,hoeo ,o spouso ona a,p,.d,,, children; see pp. 28-31 of filing ittrtructionx.) NONE (~Vo reportable gifts.) SOURCE
1.

DESCRIPTION

VALUE

2.
3. 4. 5.

VI. LIABILITIES. a.~.d,, ,ho,, oy,~ ...... d d~,~.a,., ~itd~.: ~o ~. ~m:~ oy~ti.g i..~.~-~o.,~
]

NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE CODE

2. 3.

5.

FINANCIAL DISCLOSURE REPORT

r~.~e of P ..... Reporting

Date of Repor~

Page 4 of 14
VII. INVESTMENTS and TRUSTS - i .........

ST~UB, CHESTER J.
~=,, t ......

4130;2010

tions tlncludes those of sp ...... d dependent children; see rp. 34-60 of ~ling inst~ctionx.)

NONE (zVo reportable income, assets, or transactions.) Description of Assets (including t~st a~em)
ll~c~ "(X)" aflet each m~sel exempl from prior disclosure

Income during. reporting period

Amo~gl

Gross value at end of repo~ing period

Transactions during repo~ing period

O)

(~)
dlv., rent, or int.)

~ -(i) ~ ~) ~- o~ (~)
V~lu~ Type (e.g.,

(3) ~ (~)
Dale Value i ~ain l~emi~y o~

Type (e.g., ~ Value

~ Code I (A-H) [

~ Code 2 (J-P) [ :

Melhod C~e 3 (0-~

buy, sell, redemption)

mmM&~yy ~ode 2 ~ Code ] (J-P) (A-H) .

(if private transaction)

~ "FIDELIIY ~VESTMENTS* 2. 3. 4. 5. 6. i 7. 8. 9. 10. I 1.

12.

NY ST DORM AUTH REVS CITY UNIV CONS-5TH GEN-C MBIA 4/10/03 NY CITY MUN WTR FIA WTR&SWR SYS RV SER B-AMBAC TCRS CSID NEW YORK ST TWY AU SVC CONT REV LOC H\VY & BRIDGE 8/15/95 BERKSHIRE HATHAWAY INC. CLASS B HEWLETT PACKARD COMMON ENZO BIOCltEM INC COMMON H~,LLTI ! CARE PPTY INVS 1NC COMMON GREAT PLAINS ENERGY - KANSAS CITY POWER & LIGHT COMMON IBM COMMON GENEFL.XL ELECYRIC COMNION
LOCKEED MARTIN COMMON

C B C

Interest lmerest Interest None

L K L L M J L J M J
J

T I T T T T T T T T T
T

Dividend None

C A C A
A

Dividend Dividend Dividend Dividend

Dividend

13. 14. 15. 16. 17.

EXXON COMMON tlRPT PROPERTIES TRUST COHEN & STEERS REALTY SHARES

A A A

Dividend Dividend Dividend

J J J

T T T Buy (addl) Buy (addl) Buy (addI) 3/31/09 6/30/09 9130109

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting I STI~XUB, CHESTER J.

Date of Reporl

Page 5 of 14

4/30/201o

VII. INVESTMENTS an d TRUSTS - i ........ ~,. t ...... tions (lnlude.~ those of sp ..... nd dep,ndent childr,n; see pp. 34.60 drilling instructions.)
___J NONE (No reportable income, assets, or transactions.)
A. Description of.Assets (including trust assets) Place "(X)" after each asset exempt Irom prior disclosure B. Income daring reporting period (l) (2) .Amou~t Type (e.g.. ,[ Code 1 i dlv., rent, (A-It) or int.) i C. Gross value at end of reportir~g period (l) j (2) Value [ Value Cx~de 2 MeThod ! Code3 (J-P) (Q-W) 11) Type (e.g.. bay. sell, redemption) D. Transaclions during reporting period (2) [ i~) 1 (4) OaLq Date : Value mm/dd/vy, i Code 2 Code 1 ~ (J-P) (A-II)

Identity of buyer,seller (if private transaction)

18.

Buy

(~ddO
19. NEW YORK ST ENVIRO FACS 5% B Interest L T

12./17/09

20. 21. 22. 23. 24. 25. 26. 27.

NEW YORK ST URBAN DEV CORP REv CORP 6.5% METROPOLITAJq TRANS AUTH NY TRAN FACS S&P MID CAP 400 DEP RCPYS MID CA[ FIDELITN MUNICIPAL MONEY MARKET FIDELITY SPARTAN TAX FREE BOND FUND

C D A A B

h~tetest Interest Dividend Interest Interest

L M K J

T T T T Buy (addl) Buy (addl) Buy (addl) Buy (addr) Sold (part) 1130/09 2~6109 3/31.,139 4/30/09 5f26/09 5128/09 1/30/09 2/27/09 3/31/09 4/30109 5/29/09 J ! J J K K J J J J l C B

29. 30. 31. 32. 33. 34. VANGUARD INTERMED TERM TAX BOND FUND B Interest

Sold Buy (addl) Buy (addl) Buy (addl) r~uy (addl) Buy (addl)

FINANCIALpage 6 of 14 DISCLOSURE REPORT

sraAtlm CtiESTER J.

4/30/2010

VII. INVESTMENTS an d TRUSTS .- i ........ tue, t ....... lions (Includes those of ~p ....... d dependent children; set pp, 3,l.60 of filing instructiong,)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust as,qets) Place "(X)" after each asset exempt from prior disclosure B. Income dating reporting period Amount J Code 1 (A-H) C. ,. Grow value at end of reporting period Value Melhod Ct,dc 3 Type (e.g., i buy. sell, ] redemption) , D Transactions during reporting period

Type (e,g., I Value div.,t-em. ! Code 2 or int,) i (JP)

Dale i Value Gain rnm,/dd/~,3 Code 2 Code I ; (J-P) (A-H) ~ i

Identity of buyenseller (if private trat~szction)

35. 36.

Buy (addl) Buy (addl) Sold

6/30109 7/31/09

] J

37.

8t28/09

38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48.
49.

NEW YORK NY GO BDS SUBERIES 5% BOND METROPOLITAN TRANSN AUqH NY 5.5% BOND FORTESCUE METALS GROUP LTD COMMON GOLDMA3sl SACHS GROUP INC COMMON WALMART STORES INC COMMON VANGUARD SHRT TRM MI.IN BD FUND

(2. C

Interest Interest None

M L J L K

T T T T T Buy Buy Buy Buy Buy (addl) Bay (addl) Buy (addl) Sold 5F26/09 3/26/09 5/26/09 5/2.7/09 5/29/09 6130/09 7131/09 8!"28/09 J K K K l J ] K A [

A A A

Dividend Dividend Interest

FIDELITY NY MUNI MM
EATON VANCE LG CAP FUND

A
A

Interest
Dividend

K
K

T
T Buy 3/10/09 J

(~ddl)
Buy (addl) Buy (addl)

50,

6/9709

51.

91931}9

2. Value Codes

J --$15,000 or less

K =$15,0Ol - $50,000

L *$50.001 - $1

Name of Person Reporting

Date of Report

PageFINANCIAL7 of 14 DISCLOSURE REPORT VII. INVESTMENTS an d TRUSTS .. i .......

A. Description of Assets (including trust ~sets) Plac~"(X) after each asset exempt from prior disclosure

STIGkUB, C!iESTER J.

4/30/2010

.al~e, tr ..... tlons (Includes those of s~ ..... nd dependent children; seepp. 34-50 of filing instructions.)

NONE (No reportabh: income, a~sets, or transactiot~s.) B. Income during repoai~g period Amouz~t i Type leg., Code I [ div., rent, (A-H) [ orint.) C. Gross value at end of reporting period D, Transactions during reporting period

(0 i (:)

--0--) ...... [ (~) "[

Vah)e Code 2 (J-P) [ Value r i Method [ Code 3 !

Type (e.g.. buy, sell, redemption)

O)

Date Value mm/dd/yy ! Code 2 (J-P)

(2)

(3)

Gain Code 1 : (A-H)

(4)

Idend~y buyer/~ller (if private

52. 53. "*CITIBANK ACCOUNTS**

Buy (addl)

12/30/09

54-.
55.

CttECKING -]
**FIDELITY IRA ROLLOVER*

None

56. 57. 5859. 60. 61. 62. 63. 64. 65. 66. 67. 68.

MARSH & MCLENNAN COMMON FIDELITY CASH RESERV ES FIDELITY US GOVT ILESER.VES MM FEDL HOME LOAN BK.S CON BD 5.885 % 3/30/2009 S&P MID CtM~ 400 DEP RCPIS MID CAP SPDRS FEDL HOME LN BANK CONS BD 5.625% 11115/201 I FEDERAL HOME I~N BKS CONS BD 5.475% 1112/21109 FEDEIL~.L ttOME LN BKS CONS BD 5.79% 4/2712(~09 FEDEILAL 110ME LN BKS CONS BD 6.715% 6i29/2009 AMERICAN GROWTH FUND OF AMERICA CLASS F (GFAFX) DOD(3E & COX STOCK FUND (DODGX TWEFDY BROWNE GLOBAL VALUE FUND BAR()N GROWTH FUND

A C B B B C C C C B

Dividend Interest Interest Interest Dividend Interest Interest Interest Interest Dividend None

K J P1

T T T Open Redeemed 2/2-4/09 3130/09 O L A

M K

T T Redeemed Redeemed Redeemed 1/12/09 ,1/27/09 6/29/09 12/22/09 3/9/09 12/30/09 5/28/09 M M M 1 L A A A A

Buy (addl) Sold

B A

Dividend Dividend

L M

T T

Buy (addl) Buy (addl)

Value Codes

J =$15.000 o! less

K =$15,001 - $50,~;0

L :$50,001 - [1~,~

M ~I~.~1 - ~0,~

FINANCIAL DISCLOSURE REPORT

r~ame of Person Reporting

Date of Repor~

Page 8 of 14

sxrtauB, CHESTER J.

4/30/2010

VII. INV ESTMENTS an d TRUSTS .-i ......... lu,,, ...... ,io,s (Includes thos of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income durit~g reporting period C. Gross vahle at end t~f reporting period D Transactions during reporting period

(l)
Amount : Code l (A-H) !

(2)
Type (e.g., div., rent, or inl.)

O) (2)
Value Code 2 (J-P) Value Melhod Code 3 (O-W)

O)
Type (e.g., buy, sell, redemption)

(2)
Date r~m/ddiyy

(3)
Value Code 2 (J-P) Gain Code 1 (A-H) Idenlity of buyer/seller (if private transaction)

69. 70.

ROYCE TOTAL RETURN FUND

Dividend

Buy (addl) Buy

3/11/09 6/10/09

I J

71. 72.

(addD
Buy

Buy

9/09/09

12/9/09

(addl)
73. GOOGLE COMMON None K T

74. 75_ 76. 77. 78. 79. S0.

81.

FIDELITY CONTRAFUND

Dividend

Buy (addl) Buy (addl)

2/13/09 12fl 8/09

J J N A

US TREAS NTS 6.0q~ 8/15/2009 LOOIMIS SAYLES INVST GRADE M UTAI. FUND

E D

Interest Dividend

Redeemed 8/17/09 Buy (addl) Buy (addl) Buy (addl) Sold 116/09 2/5/09 3/5/09 3/9/09
10/13/09 3/11/09

GOLI3,:VlAN SACHS GROUP INC COMMON ISHA.gES IBOXX & INVESTOP 1NV FUND EATC)i,I VANCE LG CAP VALUE FUND

Dividend

Sold Sold

K N

D D

82. 83. 84,

C 13

Dividend

Dividend

Buy (addl) Buy (addl) Buy (addl)

3/10/09 6/9/09

J J

85.

9t9/09

FINANCIALDISCLOSUREREPORT Page 9 of 14
VII. INVESTMENTS and TRUSTS -- i ........
A. Description of As.se~s (including trust assets) Place "(X)" after each asset excmpl from prior disclosure i B. Income during reporting period

[Name
t.o, , ......

of P ..... Reporting q/30f2010 I Dale of Report

I STRAUB, CtlESTER,I, tions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

l C. ! ! Gross value at end i of reporting period (1) Value Code 2 (J P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, ~edempfion) D. Transactions during repOrting period (2) (3) [ (4) Dale Va ue~ Gain mm/ddh!y Code 2 I Code I (J P) (A-H) (5) Idenlity of buyei/seller (ifp~ivate transaction)

Amount Code 1 (A-H)

(2) Type (e.g., div., rent, or int.)

: 86. 87. KKR PRIVATE EQUITY INVESTORS I,P Int./Div. J T

Buy (addl) A Buy

12/30/09

10,t22/09

88. 89. 90. 91. 92. 93. 94. 95.

96.

BERKSHIRE HAIIIAWAY INC COMMON INTE1, CORF COMMON JP MORGAN CHASE & CO COMMON USTREASURY BILLS A A B

None Dividend Dividend Interest

L J L

T T T

Buy Buy Buy Buy Buy (addl) Redeemed (parl) Redeemed

11/2/09 6/9/09 3/25/09 2/24/09 3/17i09 5/28/09 9f17109 12/22/09

1/22/09

L J K 0 O O O K
L

A A

MATTitEWS CHINA FUND

VANGUARD INTERMED TERM TAX EXEM|rl" FD C

None
Dividend

K
M

T
T

Buy
Buy

97. 98.

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy

1/30/09 2/27/09

J J

99, 100.

3131/09

4130109 5/29/09

J J

I01. 102.

(addl)
Buy (addl) 6/30/09 J

1. Income Gale Codes:

A =$1,0~0 ot Icy5

B =$1,00t - $2~500

C =$2,501 - $5,000

D =$3,0t)1 - $15,GGO

E =$15,001 - $50,000

FINANCIALpage 10 of 14 DISCLOSURE REPORT

srRAuB, CHESar:~ j.

VII. INVESTMENTS and TRUSTS -- i ........

A. Description of Assets (including trust assets) Place "(X)" after each as.set exempt ~om prior disclosure B. Ir~come during reporting p~od

t.., , ......

,ions (Includes those of sp ...... d depencl, nt children: see Vp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

C. Gross value at ~nd of reporting period Tran.,actiuns during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 0-P)

(2)
Value Me~hod Code 3 (Q-W)

G)
Type (e g.. buy, sell, redemption)

(21

(3)

(~)
Gain Code t (A-II)

(5)
Identity buyer/seller (il private transaction)

i Dale ! Value ]mm/ddiyy Code 2 (l-P) ] [ l 7/31/09 J

[ L

103.

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) 13uy (addl) Buy (addl) B Dividend M T Buy Buy (addl) Buy

104.

8!31/09 J 9/30/09

105.

106. 107.

! 10/30/09 J

11/30/09 11/3/09 K

108. 109.

12131/09

110. VANGUARD I.MTD ADMIRAL SHORT TERM FUND 111. 112.

5i27/09 5~9/09

K J

618/09

(add~)
113. Buy (addl) Buy (addl) Buy (addl) Buy 6D0/09

114. 115. 116.

7/31/09 8/31/09

J J

9/30/09 10/30/09

(addI)
If7. Buy (addl) Buy (addl) Buy (addl)

I I&

1 I/3/09

19.

t 1/30/09

Z. Value Coden

J =$15,000 or less

FINANCIAL DISCLOSURE REPORT

Page 11 of 14

N ....

tP ....

Reporting

STRnUB, CHESTER J.

4~0/20~0

VII. I~ESTMENTS and TRUSTS -- i. ....... t~.. , ...... tions (Includes those o/sp ...... d dependent chi~ren; see pp. J4-60 of filing inst~c~ons.)
NONE (No reportable income, assets, or transactions.)
A. Des~iption of A~ets (including t~st a~sets) Place "(X)~ ~fter each asset ~ B. Income during reposing period C. Gross vzlue al end of repo~ng period D. Transactions du~ng re.fling peHod

~ (0 ] (2)
~ount

0)
Value

(~)
Value

O)
Type (e.g.,

(~)
Dale

(3)
Value

(~)
Gain

(5)
Identity of

.... pt~om pfiordiscl ....

~ Codel
i (A-H) "

Type (e.g.,

di ...... t,
or int.)

C~Oe2
(J-P)

Method
Code 3 (Q-W)

buy,~=II,
redemption)

Imm/d yy I Co =ZI [ -I I (J-P) ~ (A-tl) [

~

buyer/seller
(if private transaction)

120.

Buy
(addl)

12/31/09 1122/09 1/30/09 2/27/09 3/31/09 4/30/09

~/29/09

121. V~GUARD SHORT~RM LM~ MUN BD FUND INC 122. I23. 124, 125.
126.

Dividend

Buy Buy (addl) Buy

(addl)

L J J

Buy

(add~)
Buy (addl)
Buy

127. 128. 129. 130. 131. 132.

133.

Buy Buy (addl) Buy (addl) Buy

(addl)

6/30/09 7/31/09 8/31/09 9/30/09 I0/30/~ 11/30/09

12/31/09

Buy (addl) Buy (addl)

Buy

I
J

(addl)
134. FID~L~ SP~T~ T~ F~ BD FD B Dividend

Buy Buy (addl) Buy (addl)

1/22/09

135. 136.

1/30/09 2/27/09

J J

1. Income GainCodes: (S~e Colum m BI and D4) (See Colurn m CI and D3)

A =$1,000 oz less F ~$50,001 - $100.O30 N =5250.001 - $500,000

B --$1,001 - $2~500 G :$I00,001 - $1,000,000 O =$500,001 - $ 1.0~0.0~O

C =$2.501 - $5,000 Ill =$1,000.001 - $5,000,0~0 PI =$ 1,000,001 - $5,000,000

D =$5,001 - $15,000 H2 =More thal~ P2 =$5,000.001 - $25.000,000

FINANCIAL DISCLOSURE REPORT

r~.m, of Person Reporling

Date of Report

Page 12 of 14 VII. INVESTMENTS and TRUSTS -- in .......

A. Description of As~ts (including trust ~els) Peace "(X)" after ~ch a~et exempt from prior disclosure

STRAUI~, CHESTER J. rue, t .....

4~0/2010

tions (lnclud&~ those of sF ...... d dependent children; see VV" 34-60 Of:ling instructions.)

NONE (No reportable income, assets, or transaction.)

B. Income during reporting period .~oum Code 1 (A-II) Ty~ (e.g, div.. tenL or int.) -~ ................................ Gru~ value at end of repoaing p~od Value Code 2 (J-P) Value Method C~e3 (Q-W) Type (e.g, buy. sell, redemption) D. Transactions dutng revering ~riod

Dale Value mm.tdd/yy Code 2 (J-P)

Gain Code I (A-H)

Identity of buyer/selle~ (if private transaction)

137. ~38.

I
139. 140. ]41.

Bu y Buy

3/31/09 4130109

J J

Sold (part) Buy Sold

5~26109

5[28/09 5t~8109

J K

142. **FIDELITY IRA** 143. FIDELIq-Y CASH RESERVES 144. AMERICAN GROWFH (GFAFX) 145. 146. FIDELITY US GOVT RESERVES FUND
147. **FIDELITY IRA*"

A A

Interest Dividend

J I

T T Buy (addl) Sold (pan) 12/22/09 2120/09 .2/20/09 J J J A

Interest

Buy

14,q. FIDEI,rFY CASH RESERVES 149. DODGE & COX STOCK FUND 150. TWEEDY BROWNE GLOBAL VALUE FUND 151, BARON GROWTH FUND 152. FIDELITY CONTI:GMr:UND 153, FIDELITY US GOVT RESERVES FUND MM

lntcresl None

T Sold 319109 12!30/09 5/28/09 1~18/09 2/20/09 J J J J K A

A A A A

Dividend Dividend Dividend Interest

K J J K

T T T T

Buy (addl) Buy (addl) Buy (addl) Open

2. Value C~es

J =$15.090 or less

K =115,t~ I - $~;( 000

L :$50,001 - $100,000

M -$100,~1 - 1250,000

FINANCIAL DISCLOSURE REPORT Page 13 of 14

Name of Person Reporting

Date of Report 4/30~010

] STI~\UB, CHESTER J.

VIII. ADDITIONAL INFOI~iATION OR EXPLANATIONS.

NONE

FINANCIAL DISCLOSURE REPORT

Page 14 of 14 IX. CERTIFICATION.

Name of Person Reporting

Dale of Report

[ S:rR~\UB, CHESTER J.

4/30~010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifL~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatul

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFI.ILLY FALS IF AND CRI/~IINAL SANCTIONS (5 U.S.C. app. 104)

~BJECT TO CIVIL

FILING INSTRUCTIONS Mail signet[ t/riginal and 3 additional copies Committee on Financial Disclosure Administralive Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544