AO 10 Re~.

1/20J0

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization Sixth Circuit Court of Appeals So. Report Type (check appropriate type) [] Nomination, [] Initial Da!e [] Annual [] Final

Report Required by the Ethics

in Government ,4 ct of 1978

(s us, C. app. lOl-Ill)

3. Date of Report 5/13/2010 6. Reporting Period 01/01/2009 to 12/31/2009

l. Person Reporting (last name, first, middle initial) Slier, Eugene E. 4. Title (Arliclc Ill judges indicate active or senior status; magis~nte judges indicate full-or part-time) U.S. Circuit Judge, Senior

5b. [] Amended Reporl 7. Chambers or Office Address U.S. Courthouse 3!0 South Main Street, Ste 333 London, KY 40741 8. On lhe basis of the information contained in this Report nnd any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Date

Re)iewiog Officer

IMPORTANT NOTES: The instructions accompanying this form must be follor~ed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. o~o~,o,a,g individual only; seepp. 9-13 offiling instructions.)

[] NON E (No reportable positions.) POSITION
I. Executor Estate # I

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5. 6. 7. 8. 9.

Executor Executor Trustee Administrative Board Member Director Director & Vice-Chairman Trustee Director

Estate #2 Estate #3 Trust fl l Baptist Regional Medical Center, a part of Baptist Healthcare System, Inc. Baptist ttealthcare System, Inc. National Institute for Hometown Secufit3, Inc. Baptist tlealthcare Foundation, Inc. Williamsburg Bigh School Alumni Endowment Association, Inc.

11. AGREEMENTS. 01epo~ting indi,,idual only; seepp. 14-16 off!ling instructions.)

NONE (No reportable agreements.)

,.[.7!

~ ~.
2.
3.

PARTIES AND TE~S

--t-~.~

~.,

Siler, Eugene E.

FINANCIAL DISCLOSURE REPORT

] Name Of Person Reporting

I Slier, Eugene E.

Date of Repor~ 5/13/2010

Page 2 of 8

III. NON-INVESTMENT INCOME. (Reporringlndividualandspo~se:seepp. 17-24o/filinginstructiong)

A. Fliers Non-Investment Income
]

[
I. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SQI IRCE AND TYPE tN(~OME (yours, not spouses)

B. Spollse~s NoD-Iilvestment Iiicome - If you were married during any pordon of the reporang year, complete this section.
(Dollar amount not required except for honorarh~ )

[~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

I. 2. 3. 4.

IV. REIMBURSEMENTS -- ,,.~por,o,io., todxi.~,foo~, ente.tni.,.en,

(Includes those to spo~e and dependent children: see Fp. 25-27 of filing instruc6o~.) [~] NONE (No reportable reimbursements.) SOURCE 1. Baptist ttealthcare System, Inc. George Mason Law School Baptist Healthcare System, Inc. FREE Baptist Healthcare System, Inc. Baptist Healthcare System, Inc. DATES March 22-23 LOCATION Louisville. KY PURPOSE Board Meeting ITEMS PAID OR PROVIDED Travel, food.

2. 3.

April 17-23 June 21-23

Tucson, AZ Louisville, KY

Legal S~ninar Board Meeting

Travel, lodging, good. Travel, food.

4. 5.

August 9-13 September 28-29

Gallatin Gateway, MT Louisville, KY

Legal Seminar Board Meeting

Travel lodging, food. Travel, food.

6.

December 6-8

Louisville, KY

Board Meeting

Travel, Iodging, food.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

7.
8.

D~te orRepo~
Siler, Eugene E. I Name of Person Repo~n~ 5/13/2010

9.
10. II.

FINANCIAL DISCLOSURE REPORT

Page 4 of 8

Name of Person Reporting Siler, Eugene E.

Date of Report 5/14/2010

I
SOURCE

V. GIFTS. ane~,a~ rho,, ro ,p ..... d depe~aent chltdrem see pp. 28-3! of firing instruaion~)
NONE (No reportable g~[ts.) DESCRIPTION VALUE

I. 2. 3. 4. 5.

VI. LIABILITIES. ana.des ,ho~e or~P ....... d dependent children; see pp. 32-33 of filing instruction-~.)
~-~ NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Community Trust Bank Community T~st Bank First State Financial Community Trust Bank DESCRIPTION Mo~gage on rental prope~, Whitley County, KY. P~ VII, line 19. Mo~gage on ~n~l prope~y, Wh~tley County, KY. Pa~ VII, line 21. Moagage on hunting preserve, Whitley CounU, KY. Pa~ VII, line 18. Guarantor on ~ student loans.

VALUE CODE
M L K L

FINANCIAL DISCLOSURE REPORT

r~,m, of Pe .... Reporting

Date of Report

Page 5 of 8

SL~er, Eugene E.

5/1312010

VII. INVESTMENTS and TRUSTS - into ..... t~e, tr .... tiGriS (Includes those of sl~ ...... d dependent children; seepp. 34-60 of fillng instructlo~)
NONE ~o reportable income, ~sets, or transactions.)

~-

~.
Description of Assets (including ~st assets) Place"(X)" a~+ each mint exempt ~om prior disclosure

~.
Income during reposing ~criod ~ount C~e t (A-H) T~ (e g., div., rent, or i~t.)

c.
Gross va~oe al end of rcpoaing ~riod Valoe Code 2 U-P) Va[+c Meff, od Code 3 (Q-W) T T T~ (e.g., b~y, sell, red~ptio~)

D.
Transactions d~ing reining period

[ Date + Val~ [ Gain : ] m~d~)~ " C~e 2 / Code I ~ (JP) / (A-H) ~ l ~ ,

ldenti~ of buyer/seller (if private uansaction)

I. 2. 3. 4.

Communi~ Trust Bank (Common Sr~k) Community Trust Bank Account IDEARC (Common Stock)(Y) KY Mine Supply Common Stock)

C A

Dividend IntereSt

L J

Dividend

5.
6. 7, + 8. 9. I 0. 1 I. 12. 13. 14. 15, 16. 17.

Verizon (Common Stock)

Wyeth (Common Stock) Exxon Mobil (Common Stock) Chevron (Common Stock) Regions Financial (Common Stock) Am. Funds (Mutual IRA) Real estate (20A) (Whitley Co., KY)(Listed ~ 77A) Pfizer (Common Stock) Community Trust Bank, Estates l&2 Accounts Community Trusl Bank Trast #1 Account Community Trust Bank, Estate #3 Account Farmers Bank & Capital, Estate #3 Account CD Johnson & Johnson (Common Stock)

C
A E B A A

Dividend
Dividend Dividend Dividend Dividend Dividend None

l,

T
Redeemed 10/I 6/09 K E Acquired by Pfizer

O K K K K K J J K J K

T T T T S T T T T T T Buy 12/31109 K Spinoff (from line 6)

A A A A A

Dividend Interest Interest Interest Interest None

(S~ Column C2)

U =~ Value

V ~ther

W =Estim~t~

Name of Person Reporting

Date of Repor~

PageFINANCIAL6 of 8 DISCLOSURE REPORT

Siler,

Eugene E.

5/13/2010

VII. INVESTMENTS and TRUSTS - i.co,~e, vo~,,e,,...sactio.s a~a~ a,o~ o~o~ ~.d dependent children; see ~p. 34-60 of filing instructiom.)
NONE (No reportable income. ~sets, or transactions.)

~.
D~s~r~pfio~ of Assets Placc "(XO" afie~ each asset exempt from prior disclosure

~
Amount ~ Cod~ 1 (A-H) ~

~.
In~om~ d~n~ T~ (e.g., div., rent, or int.)

[
[ Vzlue Cofle 2 {J-P)

c.
Gross valu~ at ~n~ Value ~ Me~od ~ C~e 3 T~ (e.g.. buy, sell, redemption)

D.
Trans~dons ~n~ r~p~in~ ~rio~ Date Value mn~dff~ Code 2 (J-P) Gain Code I (A-H) ldenfi~ of buyer/seller (if private

18.

Flying Rooster Fa~, Inc (Common St~k)

None

19. 20 21. i22 23, 24.

Rental Prop. No. 1, Whitley Co., KY (Purchase 2002 $128,000) Procter & Gamble (Common Stock) Rental Prop. No. 3, Whitley Co., KY. (Purchase 2006 ,$75,000) Hart3. Jeffries Holding, LLC SY Bancorp (pfd stock) Smucker Co.

D A D A B A

Rent Dividend Rent Dividend Dividend Dividend

M K L K K J

R T R S T T Buy 11/I 2t09 K E. Siler Ill

FINANCIAL DISCLOSURE REPORT

PD.ge 7 Of 8

N .... f Person Reporting Siler, Eugene E.

Date of Repar~ 5/13/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~1~ic~te~,o,~oyRe~,~)

From VII - Investments

Line 4 - Value of Kentucky Mine Supply stock derived from appraisal in 200S by corporate president. Line 11 - Assessed value is at 100%, for $30,800. Line 22 - Assessed value is at 100% and is done annually by the Commotawealth of Kentucky. 2009 assessment v,a~ at $33,000 for this parl of the stock (20%).

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

~ .... feer~on Repo.i~ Siler, Eugene E.

Da,e of Repo.
5/13/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to Ihe best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signalure~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULL FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544