1. Person Reporting (last name, first, middle initial) BREDAR, JAMES K. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
3D UNITED STATES COURT HOUSE 101 WEST LOMBARD STREET BALTIMORE, MARYLAND 21201
IMPORTANT NOTES: The instructions accompanying this form must be followevL Complete all parts,
checking the NONE box for each part where you have no reportable informatlo~ ~qlgn on last page.
NAME OF ORGANIZATION/ENTITY
NATIONAL SKI PATROL (CHAPTER: WINTER PARK SKI RESORT, WINTER PARK, CO) FEDERAL BAR ASSOCIATION, MARYLAND CHAPTER VERA INSTITUTE OF JUSTICE, NEW YORK, NY ARCHITECTURAL COMMITTEE TUFTON SPRINGS NEIGHBORHOOD, BALTIMORE COUNTY, MD
2. 3. 4.
5.
Bredar, James K. A
IlL NON-INVESTMENT INCOME. (Repo.i.g individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-lnvestment Income
~] NONE (No reportable non-investment income.)
DATE
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-lnvestment Income - If you were married during anyportion of the reporting)ear, complete this section.
(Dollar amount not required except for honoraria.)
DATE
t.2010 2. 3. 4.
LOCATION
NEW YORK, NY
PURPOSE
BOARD MEETING
I.
2.
NEW YORK, NY
BOARD MEETING
TRANSPORTATION, FOOD
3.
NEW YORK, NY
BOARD MEETING
TRANSPORTATION, FOOD
4.
5.
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-J I of f!ling instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. andudes those o/spouse und dependent children; see pp. 32-33 of filing instructions.)
~
DESCRIPTION
GUARANTOR ON~ LEASE~
VALUE CODE
J
3. 4. 5.
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~
Date mrn/dd/yy
Code 1 (A-H)
1. 2. 3. 4. 5. 6. 7. 8.
BROKERAGE ACCOUNT # 1 -T.ROWE PRICE HEALTH SERVICES -T.ROWE PRICE PRIME RESERVE BROKERAGE ACCOUNT #2 -T.ROWE PRICE - UNITRIN INC IRA #1 -T.ROWE PRICE BLUE CHIP GROWTH - IRA -T.ROWE PRICE PRIME RESERVE - IRA A Dividend J T A A Dividend Dividend J L T T A Dividend None J J T T
I I. 403(B)#1 (IRA) 12. 13. 14. 15. 16. 17. -VALIC (AIG)- BLUE CHIP GROWTH FUND -VALIC - ARIEL APPRECIATION FUND -VALIC - SM CAP AGGRESSIVE GROWTH -VALIC - VANGUARD LONG-TERM TREASURY -VALIC - VANGUARD LT INV - GRADE FUND -VALIC - AMER FUNDS GROWTH FUND
Dividend
Buy (addl)
1. lneome Gain Codes: (See Columns B 1 and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or tess
F =$50,001 - $100,000
B =$1,001 r $2,500 G =$100~001 - $i;000~000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real EState Only) V =Other
C =$21501 - $5,000
H 1 =$1,000,001 - $~,000,000
L =$50,001 ~ $i 00;000 P1 --$1,000,001 ~ $5 000 000 P4 =More lhan $50;000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$10~,001 P2 --$5,000,001 = $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVES TMENTS and TRUSTS - inco,~e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure . B Income during reporting period (1) (2) Type (e.g., Amount Code 1 div rent (A:H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy sell redemption) D. Transactions during reporting period (2) (3) (4) Date Value ~ Gain mna/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction]
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-VALIC - ARTISAN MID CAP VALUE -VALIC - BARON SCAP FUND -VALIC - AMCENT INF-ADJ BOND 1NV -VALIC - PIMCO TOTAL RETURN A
None None
M M
T T
Redeemed 08/01 / 10
(part)
L L
None None
K M
T T
1, Income Gain Codes: : (See Columns B I and D4) 2. Value Codes (See Columns C l and D3) 3. Value Method Codes (See Column C2)
A--$!;000 ~i~ss .... F =$50,001 - $100,000 J =$15,000 or less N =$250,001 -$500,000 P3 =$25,000~00i - $50,000,000 Q =Appraisal U =Book Value
B =$1;00t- $2,500 G =$100,001 - $1,0001000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50~001 - $100,000 P t =$1,000,001 - $5i000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 -More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50,000
PART VII. INVESTMENTS AND TRUSTS IRA # 1 CONSISTS OF THE FOLLOWING FUNDS: T.ROWE PRICE BLUE CHIP GROWTH, T.ROWE PRICE PRIME RESERVE IRA #2 CONSISTS OF THE FOLLOWING FUNDS: WELLS FARGO LARGE CO CORE - INV 403(B) #1 (IRA) CONSISTS OF THE FOLLOWING FUNDS: BLUE CHIP GROWTH FUND, ARIEL APPRECIATION FUND, SM CAP AGGRESSIVE GROWTH, VANGUARD LONG-TERM TREASURY, VANGUARD LT INV-GRADE FUND, AMER FUNDS GROWTH FUND, ARTISAN MID CAP VALUE, BARON SCAP FUND, A_MCENT INF-ADJ BOND INV, PIMCO TOTAL RETURN A 403(b) #1 (IRA): DURING THE YEAR, THERE WERE PURCHASES OF THE FOLLOWING ASSETS, ON LINES t7 TO 21, UNDER $1,000 (WHICH ARE NOT REQUIRED TO BE REPORTED): VALIC - AMER FUDS GROWTH FUND, VALIC ARTISAN MID CAP VALUE, VALIC BARON SCAP FUND, VALIC AMCENT INF - ADJ BOND INV, VALIC PIMCO TOTAL RETURN A THE TOTAL OF ALL PURCHASES ON LINES 17 TO 2i WERE GREATER THAN $1,000, THEREFORE THE VARIOUS MINIMAL PURCHASES ARE RECORDED ON LINE 11, THE SUMMARY LINE FOR THE 403(B) #1 (IRA) ASSETS. THE DATE ON LINE 11, SECTION D, HAS BEEN LEFT BLANK DUE TO THE FACT THAT THE PURCHASES WERE MADE THROUGH~~ BI-WEEKLY PAYCHECK (26 TOTAL MINIMAL PURCHASES OF 403(B) #1 ASSETS).
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
JAMES K. BREDAR
UNITED STATES DISTRICT JUDGE
101 WEST LOMBARD STREET BALTIMORE, MARYLAND 21201 (410) 982-09S0 OFFICE
July 11, 2011 The Honorable Bobby R. Baldock, Chair Judicial Conference of tke United States Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 Re: Amendment to 2011 Financial Disclosure Report Dear Judge Baldock: Thank you for your letter of July 7, 2011, advising that my Financial Disclosure Report dated April 27, 2011 requires clarification. Specifically, you noted that in Part VII, Page 5, Line 27, Column A that I listed "College Savings Plan of MD - 529 Plan," but did not list the individual assets within this Plan. Let me clarify by amending the entry on that line and column to read as follows: College Savings Plan of MD, "Portfolio 2021" (no control) Thank you for allowing me to amend my 2011 Financial Disclosure Report.
.: :L. ".;.~:,
Bredar, James K.