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R~. 1/2o10 -. ,..

[
1o Person Reporting (last name, first, mi~die inir;at) Casein, John T.
4, Title (Article Ill judges indicate active or senior status; maglstrate judges indicate f~ll- or part-time) US Dist. Judge- Senior Status

ao to

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization US District Court, Western DT
5a. Report Type (check appropriate type) [--] Nomination. [] Initla] Date [] Annual

RwOnin GovernmentRequired ActbY theof1978Ethics

3. Dale Of Rel~ort 05/06/2010


6. Reporting Period 01/01/2009 to 12/31/2009

[] Final

7. Chambers or Office Address 624 Uniled State~ Come House Buffalo. N 14202-3498

5b. [] Amended report 8. On the basis of the information contained io this Report and any modifications pertaining thereto, it is, in my opiniolt, th compfiance with applicable laws and regulations. Reviewing Otlicer Date.

IMPORTANT NOTI~S: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reporh2ble information. Sign on inst page.

[]

NONE (No reportable positions.) POS1TION

NAME OF ORGA~ZA~ON~tTY

1. 2. 3. 4.

NONE (No reportable agreements,) DATE I. PARTIES AND TERMS

-.i :

. .~

FINANCIAL DISCLOSURE REPORT Page 2 of 7

N .... .,e,.,o. g,:po,-ti.g Curtin, John T. [

05/06f2010

o~,eofac~.

III. NON-INVESTMENT INCOME. (R,~o,~.g i.d~.idu,a *~d,po~e; ,,, pp. 17-Z4 o/~~.~ ~t,~cao,~.)
A. Filers Non-lnvestment Income NONrE (No reportable non-investment income.) DATE 1, 2. 3.
4.

SOURCE AND TYPE

INCOME (yours, not spouses)

B, Spouses Non-Investment Income - 1~you w,,e married during any portion of the reporling year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

I IV. REIMBURSEMENTS .-,,~.~po~,~io., tod~i.~,~ood, ,.t,.o~ .....


(Includes those to spouse and dependent children: s~e pp. 25.27 of filing ir~truttions.)

[]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PI~RPOSE ITEMS PAID OR PROVIDED

1. 2.

3.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

N .... P ..... Reporting f

Dale ot Report

c.rti,~, John T.

0Sl06/2010

[]

NONE (No reportable gifts.) S OURCE DESCRIPTION VALUE

1. 2. 3.
4.

5.

VI. LIABILITIES. a.ct~,, tho,, of sp ...... d dependent children; see pp. 32-33 of fding instructions.)
] NONE (No reporlable liabilities.) CREDITOR I. 2. 3.
4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7


VII. INVESTMENTS and TRUSTS -- i .........
A.
Description of Assets (including In~sl assets) Place "(X)" after each asset ..... pt from prior disel .....

] N ....fP ....Reporting

Dateot Reporl I 05106/2010 ]

I
Type (e.g., di ........ or int.)

Cortin, John T.

t.,, t ....
B. !

tions (tad,des those af sp .... nd dependent children; see pp. 34-60 off.ling instructions.)

NOblE (No reportable income, assets, or transactions.) ] c. .... D.


Transactions dodng r~po~ling period Income during reporting period Amount Codel (A-H) :: Gross value at end i of reponing period [ Value (J-P) Code2 K 3 Value Method Code 3 Type (e.g., buy, sell. redemption) i i

Date [ Value i Gain Code t (J mm/dd/yy [ Code 2 (A-H) -P) I

Identity of buyer, seller (if pfivalc

M&T Bank Cash 2. 3. 4. 5. 6. 7. 8. 9. I0. I I. 12. 13. 14. 15. 16. 17 M&T Bank Cash Brokerage Account #1 - Schwab Cash - Schwab Money Market - Berkshire Hathaway CL B - DFA Emerging M~rkeLs Value Porlfolio - Dodge & Cox Stock Fund - Forward Intl Small Co Fund - Harbor International Fund - Oppenheimer Comm~ity - Royc,.: Micro Cap Fund - Vanguard Health Care Fund - Vanguard Total Stock M0zkel Index Fond : Vanguard Short Term T~ Exempt Fund - Pimco Real Return Fund - CGM Realty Fund

A A

Interest Interest

T T

None A Dividend None B Dividend None A A Dividend ..... Dividend None A Dividend None None C A B Dividend Dividend Dividend

J K J K

T T T T Buy (addl) Sold 071t0!09 03/19/09 07/10/09 J K J .. A

L L

T T

Buy (addl)

Sold K T Sold Sold M T Sold (p~) Sold K T

07109109

03/19109 03/19/09 07/09109 03/19109

K K K M

A A A A

FINANCIAL DISCLOSURE REPORT Page 5 of 7

~ .... ~v ..... Re~o,-ti~g C.rti,,, Ju~ T. ~

o5/o~o~0

NONE (No reputable income, assets, or transactions.) A.


D~cfiption of Assets

~.
lnco~ during

C.
Gro~ value al ~ Transactions

D.

Pla. "{X)" aft ....h .... exemptfromptiordi~losure

A ..... C~el {A-H)

Ty~{e.g., [ Value / Val. div..,em. ~ Code2 [ Method orinl.) ~. O-P) [ Co~3

/~Q-w~ I
T T T

Ty~{e.g., I buy,~lL I redemption) I

~ Date V~ue ~ Gain [m~d~yy[C~e2 [C~el I

Identity of buy~/sellez

18. 19. 20: 21. 22. 23. 24. 25 26. 27. 28.

- DFA US Small Cap Value - Ivy Global Natural - Loomis Sayles Bond Fund

Dividend None

K K K

Buy (addl) B~t~y (addl) Buy (addl)

03i19109 07/10/09 10t 19/09 03!19/09 07/09/09 03/20/09 03/20/09 07110/09 03119/00 07/10/09

l K J K K M K K K K

Dividend

- DFA Two Year Global

Dividend

L.

Buy Buy (addl)

- Vanguard Inflation Protected Securities Fund - DI:A US Large Cap Value

B A

Dividend Dividend

M I.,

T I

Bny Buy Buy (addl)

- DFA US Large Co Purl - Pimco Commodity Real Return

A B

Dividend Divide~.d

L K

T T

Buy Buy

Name of Person Reporting

Date of Report

PageFINANCIAL6 of 7 DISCLOSURE REPORT

c,,,:tin, John 1".

05/06,/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

~eofv .....

Reporting ] Date 05/06/2010 o[ Reporl

Cnrnn, John T.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have b~n reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULI,Y AND CRIMINAL SANC"TIONS 15 U.S.C. app. 104)

Io~JECT TO CIVIL

FILING INSTRUCTIONS Mai! signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 2054~1

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