1. Person Reporting (last name, first, middle initial) Bury, David C. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 2. Court or Organizafion U.S. District Court - Arizona
5a. Report Type (check appropriate type) [~ Nomination, Date [] Annual [] Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
[] Initial
modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
POSITION
1. Partner 2. 3. 4. 5. Partner
II. AGREEMENTS. (Re~,o,~ing inaivia,,t on~; se~ ~,~,. 14-16 o:filing instructions.)
[~ NONE (No reportable agreements.) DATE
1.12/02/02 2. 3.
Bury, David C.
IlL NON-INVESTMENT INCOME. (Repo.ing individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-lnvestment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required exceptJbr honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. (lndudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. and.des those oSspouse and dependent children; seepp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spou .... d dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
(5)
Place "(X)" after each assel exempt from prior disclosure Amount Code 1 (A-H) Type (e.g., di" -e~" v., - ,,, or int.) Value Code 2 (J-P) redemp~i0n): (J-P) (A-H) (if private transaction)
Code 3 (Q-W)
MSSB:IRA (AGTHX) MSSB: IRA --AIIEX --AHITX --AHTBX --ABNDX --BFABX --CWBFX(X) --WBFBX --INTC Common --JNJ Common MSS~ FMA --CDACDS -NYVCX --DGOCX o-EOS --ETV
Dividend
A A A A A A A A A
K J J K J J J J J
T T T T T T T T T
A A A A A
K L K J J
T T T T T
I. laconic Gain Codeg: (See Columns B 1 ~nd D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $1001000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 ; $51000 D =$5,00t - $15,000 H1 --$1,000100i 2 $5~000;000 H2 =More ihan $5~000,000 M =$100,001 = $250~000 L =$501001 ~ $100,000 ......
E =$15,001 - $50,000
P~ =SSi000100i ~ S25,000,000
T --Cash Market
tions (Includes those of sp ...... d dependent children; seepp. 34-60 of f!ling instructions.)
reporting period
(including trust assets) Place "(X)" ~Rer each asset exempt from prior disclosure
reporting period (1) Amount Code I (A-H) (2) .... Type (e.g., div.,rent,
of reporting period (!) (2) Value Value Method Code 2 (1) Type (e.g., buY; sell, (2) (3) " (4) . Date Value mm/dd/yy Code 2 Gain Code 1 (5) Identity of buyer/seller (if private
(J-P) (A-H)
transaction)
18. 19, 20. 21. 22. 23. 24, 25. 26. 27. 28. 29. 30, 31. 32. 33, 34.
--FHY --FHI --GGN --HFLCX --HYMCX --MSFT --NMZ --WAG --GE --BANK DEPOSIT SWEEP --MESA AZ BOND --MESA AZ UTIL SYS BOND --SALT RIVERAZ MSSB:~ FMA --CDACDS --AGTHX --LAMA)(
A A A A A A A A A A A A A
Distribution Distribution Dividend Dividend Int./Div. Dividend Int./Div. Dividend Dividend Interest Interest Interest Interest
J J J J K J J L J J J J J
T T T T T T T T T T T T T
A A A
L J K
T T T
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A :$L000 or less J =$15,000 or less N ~$250,001 - $500i000 P3 =$25,000~001 - $50,000,000 Q =Appraisal LI =Book Value
: B =$1,001 - $2,500 K ~$| 5 001~ $50;000 O =$500,001: $ t;000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 I-I 1 =$1;000~001 - $5i000~000 L =$50,00! - $100,000 P 1 =$ I;000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,00I - $250~000 P2 -$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -ineome, va~ue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets [including trust assets) : ...... Place "(X)" al~er each asset exempt from prior disclosure B. Income during reportingperiod (2) (1) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C, Gross value at end of reporting period (1) Value Code 2 (2) Value Method (13 Type (e.g., buy, sell, D. Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J=P) (A-H) (5) IdentiW of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44.
--NEE --SMCWX --AWSHX WELLS FARGO ACCOUNT --BANCORP BK CD CHASE CHECKING ACCT Bury, Moeller, Humphrey & OMeara Profit Sharing Plan Private Mortgage (Property #1) Mortgage #1 (Dankan) Rental Property #2, Tucson, AZ
A A A
J J K
T T T
A A E E B A
Redeemed
01129/10 L
I: Income Gain COdes: (See Colunms BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1;000 or ies~ F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$5000001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H i =$1,000,001 - $5,000,000 L =$50;001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M=$100,001 -$250,000 P2 $5,000,001- $25,000,000 T =Cash Market
E =$15,001- $50,000
REGARDING PART VII: IRA and Investment accounts were transferred from Edward Jones and Wells Fargo Advisors to Morgan Stanley Smith Barney (MSSB). My investment counselor prepared the list of investments using actual names and listed them in a different order then previous years. Line 1 AGTHX transferred from Edward Jones to MSSB. Line 2 IRA account transferred from Edward Jones to MSSB. Lines 13 & 32 are cash holdings transferred from Edward Jones and Wells Fargo to MSSB on 10/4/10. Line 18 was previously First Trust Strategic II from Brokerage Acct #1. Line 19 was First Joint Strategic. Line 21 was Hartford Mutual Line 22 was Lord Abbet Tax Free. Line 24 was Nuveen Municipal Fund - a Wells Fargo account that transferred to MSSB on 10/04/2010. It is not noted what happened to UTS Nuveen Tax Exp in the transfer. Line 26 was a Wells Fargo account that transferred to MSSB on 12/31/20 I0. Lines 27-30 were under Wells Fargo until they transferred on 10/04/2010 to MSSB. Line 33 was reported on 2009s disclosure as being sold, when in fact, it was sold in part only on 5/19/09. It has since transferred to MSSB. Line 40 was previously a Wells Fargo Checking Account that was transferred to Chase. Line 42 "Private Mortgage (Property # 1) debtor names are: Patrick R. McNamara, Susan McNamara, J. Stephen Dix, Mary A. Dix, and Richard J. Forman.
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544