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FINANCIAL DISCLOSURE REPORT I


FOR CALENDAR YEAR 2009
2. Court or Organization United States District Court 5a. Report Type (check appropr a c type~ [--] Nomination, [] Initial Date [] Annual

R~l,O,tin GovernmentReqtdred ActbY theof IEthics97


(5 u.s.c, opp. ,~.~" IOl-I ll)
3. Dote of Report 6/1012010 6. Reporting Period [] Final 01/01/2009 to 12/3112009

I. Person Reporting (last name, tirsk middle initial) Griesa, Thomas P. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate lull-or part-time) United States District Judge

7. Chambers or Otllce Address United States District Court 500 Pearl Street, Room 1630 New York, NY 10007

5b. [] Amended Rcpnrt 8. On the hasis ot the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The h*stractions accompanying this form must be followed Complete all parts,
checking the NO?CE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. ~e~o,a~g ~,~f o.t~; s,,e t,p. ~-, omf.g ~,,s,.oc,~o~.)


~--]

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY


Greater New York Councils Boy Scouts of America Trust #1

1. Board of Directors 2. Trustee

NONE (No reportable agreemems.) DATE PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT


Page 2 of 10

,~,e of Person Reporting g,-i~, Thomas P.

Ol~te of Report 6/10/20 I0

IIl. NON-INVESTMENT INCOME. (Repar,l,g iodividao! aud.,po.se; ,~e rP. ~ Z-Z~ oy~l~,~ ~,,r,,io~,.)
A. Filer~s Non-Investment Income
NONE (No reportable non-investment income.)

DATI~
1. 2. 3,

SOURCE AND TYPE

INCOME
(yours, not spouses)

4_

B. Spouses Non-Investment Income - tyyou were married during anyportion of the reporting year, complete this section.
(Dollar amount hal required except.for honormia,}

NONE (.No reportable non-investment income..) DATE SOURCE AND TyPE

1. 2. 3. 4.

IV. REIMBURSEMENTS - tr*a.,por,o,io,, ~odgi,g. ~oo~, ~,.r,~...e.t


(Includes those to ~ous~ and de~ndent cMldren; see pp. 2~-2 7 ~filing instructions.)

NO~ (No reportable reimbursements.) ~


1. 2. 3, 4.

LOCATION

P~OSE

ITEMS PA~ OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 10

a~m~ of Person Reporting Grie~a, Thomas P,

Date olRel~or 611012010

[~]

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

1. 2.

3.
4,

5.

Vl. LIABILITIES. a, clude, a,o,, of .~pou,e o,d d,a,~aent children; ~ee pp. 32-33 ,,filling instructions.)
NONE (No reportable liabilities..) CREDITOR
1.

DESCRIPTION

VALUE CODE

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting

Dote of Re~r!

~ries., Thomas P.

6,"10/2010

VII. INVESTMENTS and TRUSTS -i.eome, .atue. t~ue*io,,s a.ctuae~ ,I,o.t olspou.e ~ a.e..a.~, chit&en; see p~ 3~-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Dcscriplion of Assets (including t~s~ asse~s) Place"(X)" after each asset exempt from pfor disclosure

] ~

Income during

c.
Gross value at end of ) rcpoaing period Value I ( Code 2 ~ (J-P)

" ......................
Tran~ctions during reposing period

~_ ~c~aing ~ri(~ I Amount (A-H) ( Co~ I Typeie g div., rent, or int.)

,
[ Value [ Method [ Code 3 [ ) T~ (e.g., buy, sell, rt~empfion) Dale } Value ! Gala , Month- ] Code 2 I Code I ~ Day [ (J-P) (A-H)

(5)
Identity of buyer/seller , (illirate

~1.

Citibank

Interest

T T

2,

AT&T

Dividend

3. 4. 5. 6. 7. 8. 9. 10. 11. 12. t3.

AlcateI-Lucenl Ameren Comcast Exeton Great Plains Energy Southern Co. Adams Express Co. Maryland Tri Continental Corp, American Fund Capital Income Builder Fu nd Franklin Income Fund Class A Western Asset Money Market Fund B A B B C B A E E E

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J K J K K

T T T T T

Sold Sold O M N T T Buy

8/6 8/6

M L

2/27

14. 15. 16. 17. American Fund Washington Mutual Investo rs Nationwide Life Annuity C Dividend None M O T T

Buy

8/6

Buy

1/27

I. Income Gain Codes: (See Colu~rms BI and D4) 2. Vahle Codes tSee Colulnos C! and D3) , 3. Vahtc Mctl~al Codes (S~ (ohm~n C2)

A =51.0~J or less F ~$50.001 SIO0.000 J ~$15.0~ or le$.i N ~$250.001 - $500.000 P3 .~$25.000.001 - $50.00(.1.000 Q =Appraisal U =Book Value

B =$I.0Ol - $2.500 O -$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $I.000.000 R =Cost (Real I:slat O, lyl V =Other

C =$2.501 - $5.000 ttl =$1.000.001 - $5.000.000 L =$50.001 - $ |00.000 PI =$|,000,001 - $5.000.0~0 P4 =More Ihan $50.0~X).000 S =Assessment W =Estimated

D =55.001 - $15.000 H2 ~Mol~e thae. $5.000.000 M =$100.00i - $250.000 P2 =$5.000.001 - $25.000.0(~ T =Cash Market

E =$15.001 - S50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Griesa, Thomas P.

Date of Report 6/10/2010

NONE (No reportable income, assets, or transactions.)


A. Dc~cfptio~ of Assets (ir~cludlng t~st a~cts) ~ B. Income dunng ~poning period Type (e,g., div,, rtmt, or int.) C. ] Gross value nt end of ~. rcponi~g period ~ ..... [ Code 2 (.I-P) Method Code 3 , T~e (e.g,, buy, sell, redemption) D. Transactions during reposing period (5) ldenlity of buyertscllcr (if private

l ~ Month Day Code 2 ~ Code I ~ (J-P) ~ (A-HI

exempt from prior di~losu~

C~e t

18.

Buy

4/14

19.

Buy T~st #1

1 I/9

20.

lnt.~iv.

P2

21. 22. 23. 24. 25. 26, 27. 28. 29. 30. 3t. 32. 33. 34.

-AT&T Inc,

Sold (pan) Sold (pa~)

3/24 10/9

K N

- AlcateI-LucentADR - Apache Corp. - CSX Corp. Sold (part) Sold (part) Sold (part) - Comcast Corp - DirectTV Group Inc. - Franklin Resources lnc. - P H Glatfelter Co. - Great Plains Energy Inc. - Hershey - Host Hotels & Resorts Inc. - Kansas City Southern Inds Sold (part) Buy 2/19 2,19 K K 3/24 3/24 11/30 K K M

FINANCIAL DISCLOSURE REPORT Page 6 of 10

[ Name of Person Reporting I Griasa, Tholrlas P.

Date of Rep0rl 6/10/2010

NONE (No reportable income, assets, or transactions)


A. Description of Assets (i~luding t~st a~ets) B. ] C, Income during Gross value at end of ~ ~ ~ reposing period reposing pe~od D. Transactions during r~offing pcri~

exempt ~mm pfio~ di~lesurc

[Code [ ~ div., rcm, , Code 2 ] Method ~[ b~-H)or inL} [: (J-P}[ Code 3

buy, sdL ~dempfion}

~onth - ] Code 2 Day (J-P) (A-H}

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48, i49. 50, 51.

- Kellogg Co. - Kimberly Clark Co~. - Neenah Paper Inc. - News Corp. Class A - Petx:o Holdings Inc. - Pitney Bowes Inc. - Principal Financial Group Inc. - Starwood Hotels & Resorts -TimeWamer Inc. - Time Warner Cable - US Baneorp - Union Pacific Corp. - Williams Cos Inc. - Wisconsin Energy Corp Holding Co. -Adams ExpressCo.-Maryland Sold (part) Sold (pan) - Tri Continental Corp. Sold (part) 11/23 12/10 11123 M M L, Spinoff (from line 43) 4/2 J

Income Gain Codes:

A =$1,000 or less

B 41.001 . $2.500

C =$2,50| - $53R1~

D =$5,001 - St 5.000

E =415.~1 - ~50,~

FINANCIAL DISCLOSURE REPORT

[ Name o[ Person Reporting


I [ Griesa, Thomas P.

Date of Repor~

Page 7 of l0
VII. INVESTMENTS and TRUSTS - ~,.o~,e,

6/10/2010

NONE (No reportable income, assets, or tt~nsactions.) A.


D~cription of Assets (including t~st as~ts)

~.
Income during re~o~ing period Amount i Type (e.g., ~ Code I div..rcnl,

c.
Gross value at c:~d of reposing period

~.
Tran~ctions during r~fling period

-~-~

Pl~ce "(X)" aRer each asset cx~ptfrompriordiselosure

Value

Value

Code2

Method
(Q-W) I

Type (e.g.,

I Date ~ Value / Gain

buy, sell,
i f i

identity of

, Month- ~ Code2 /Code I i


trans~iion)

buyer/seller

52. 53. 54. 55, 56. 57. 58. 59. 60, 61. 62. 63, 64. 65. 66. 67. 68. - Franklin Income Fund Class A - Franklin Real Estate Securities FD Class A - Vanguard Information Technology - Barclays BankPM. - HSBC Holdings Pfd. - Prudential Pfd. - Centerpoint Energy - Microsoft - Monsanto - Royal Bank of Scotland -Verizon - DST Systems - Ftewlett Packard - Intel Corp. -JPMorgan Chase - Kraft Foods

Sold

12/10

Buy

] 1/4

Buy Buy

11/4 11/4

K M

Buy

2/19

P3 =$25,~),~1 $50.0~,~0

P4 =More

FINANCIAL DISCLOSURE REPORT

N~me of Person Reporting

Date of Report

Page 8 of ! 0

Griesa, Thomas P.

6/10/2010

VII. INVESTMENTS and TRUSTS -. i,~.o.,e, ,,a,,,, .... ,.no,,, a, ct,,ao ,~o,~ oI~, ~ ~, ,.h#~,~; ,,, ~.
NONE (No reportable income, asset& or transactions.)
A. ~scription of Asscls (including ~rust assc~s) B. Income during ~po~ing peri~ C. Gross value at end of ] reporting p~iod [ D. - .............

Transactions during r~o~Bg period

PIa~c"(X)"aflcreacba~et

Am~unti Type(cg., (A-H) or int.)

Valoe (J-P)

] Value ~ Code 3

Ty~{c.g., redemption)

Date [ Value Gain ~ Day . (I P) (A H)

ldcndtyof (if private

69.
70. 71. 72. 73. 74. 75. 76. 77.

- American Fund Euro Pacific Growth Fund


- Tempteton Bric Fund - Columbia Marsico Fund - Oppenheimer Developing Mkrts. Fund Johnson & Johnson us Treasury Inflation Index Notes AOL Inc. Citibank Bank Deposit Program U.S. Treasury Bills Buy Buy Spinoff (from line 82) 2/19 12/8 12/15 L M

P3 =$25.~,~ - $50,~.~0

P4 =More

FINANCIAL DISCLOSURE REPORT Page 9 of 10

[ N~,.e of ~er.~o~ a~po.,.~ t Griesa, Thomas P.

D~,. of a~o.
6/10/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS, a,,aJ,.,,,t,.,,oIRe~,o,.)


US Treasury Bills, included in the current report for 2009, were omitted from previous reports by mistake. The same is true for Citibank Bank Deposit Program. With respect to Powershares Exchange, included in the 2008 report, there should have been a notation that it was sold on 2/11/08. It is, of course, not included in the 2009 report.

FINA1NCIAL DISCLOSURE REPORT [ ~ri~sa,ofThomas P. Name Person Reporting


Page lOoflO IX. CERTIFICATION.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that auy information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, aud Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S,C. appo 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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