Rev. 1/2010
,~ol0
I. Person Reporting I.l~t name. first, middle initial) Thompson, Gordon 4. Title (Arlicle I11 judges indicate active or senior stalus; magistrate judges indicate full- or part-time) Senior Judge
[] I:fitial
5b. [] Amended Report 7. Chambers or Office Address United States District Court 940 Front Slreet San Diego, Ca 92101 ! 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Itevie~ing Officer Date
IMPORTANT NO TES: The instructions accompanying this form must be Jbllosed. Complete all parts,
checking the NONE box for each part where ),ou have no reportable information. Sign on last page.
NAME OF ORGANIZATION~NTITY
5.
!1. AGREEMENTS. (Reporting individuM only; see pp. 11-16 offiling i ....... ion.*.)
NONE (No reportable agreements.) ~ PARTIES AND TERMS
2.
Thompson, Gordon
D*te of Report
04/23/2010
IIl. NON-INVESTMENT INCOME. R,por,i,X i,~i,,id, al~,d,po,~; ~o pp. ~7-:~ 4pli,o~ ~ ...... l~o~.S
A. Fliers Non-Investment Income
INCOME
(yours, not spouses)
B. Spouses Non-I nvestment Income - ~l~,ou were married during any portion of the reporting ),ear, complete this section.
(Dollar amount not required excep~ for honoraria.)
DATE
1.
2. 3. 4.
DATE~
LOCATION
PURPOSE
DateofReport
Thompson, Gordon
04/23/2010
V. GIFTS. (Includes tho.~e to ~pou~e and dep,ndent d, ildren; seepp. 25-31 of filing instructions.)
[] NONE (No reportable g~fis.) SOkJRCE
I. 2. 3.
4.
DESCRIPTION
VALUE
5.
VI. LI AB I L ITIE S. (t, ct~a,s tho,, of wo,,e a.d dependent children: see pp. t!-JJ of filing instructions,) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
Date of Report
Thompson, Gordon
04/23,~2010
,,~ .......... (Include., those of sp ......d deptnd ....hildren; see pp. 34-60 of filing ~ ...... ions.) ,io,,
1.
Citibauk
Interest
2.
3. 4. 5.
Citibank
Amer Intl Group Inc Corn Stock AT&T lnc BP PLC Spons ADR.
A
A
Inlcrcst
Dividend Dividend Dividend
T
Sold 06/18/09 J
A A
J J
T T
6. 7. 8. 9. 10. I 1.
12.
Bank of America Corp Bristol Myers Squibb Co Colgate Palmolive Co Com. Stock General Electric Co Johnson & Johnson Com. Stock Kinder Morgan Energy Prtnrs t.P
Nike Inc
A A A A A A
A
Sold J J T T Sold J J
J
06/18./09
06/18109
T T
T
13. 14.
15.
A A
A
Dividend Interest
Interest
J J
J
T T
T
16. 17.
None Dividend
J K
T T
N =1250,~1 - $500,~0
O =$5~,~1 - $1,000.000
Pl ~$1,~0,~1
U =B~k Value
V =Ofl~
W =Estimated
Page 5 of 8
VII. INVESTMENTS and TRUSTS -
..... .~ ~ "
De~ription of ASselS (including t~st assets) Place "(X)" after each asset exempt from prior di~losurc
~
~ [
~.
Income during rcpo~i~g period Ty~ (e.g.. div., rein, orint.} Value i C~e 2 [ : (J.P)
c.
i Gross va ue period : of re~aing at end Value Me,hod Code 3 (Q-W) T T T T T T T
,i ~
T~pe (eg.. buy, sell. ~ redemption)
D.
T~n~ctio~ d~ring re~ing peri~ I Date I Value ~m~td&~ Code 2 ~ ~ (J-P) Gain C~e I (A-It) ldcnfily of buyer!~ller (ifpfvale transaction)
/~
;
1
C A A Dividend Dividend Dividend None None A A Dividend Dividend None None A Dividend None A Dividend None A A A Dividend Diddend Dividend None J J J J J J J J J M J J J J J J
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Smith Barney Money Markel FNAWashington Mutual Fund Brokerage Account #1 -looreal Ord-Eur -Alnylam Pharmaceuticals Inc -Apple +Citigroup -Costco Wholesale Corp -Elan Corp ADR -Ford blotor Co -Harley-Davidson Inc -Jack in the Box -Eli Lilly & Co -Martha Stewart Living -Medtronic -Microsoft -Nike -Oracle
Buy
:05/22/09
T T T T T T T T T
Buy
08/20/09
Page 6 of
Thompson. norton I
[
C.
Gross ~aluc at end of repoSing period {1)~] (2) Value Value Co~e 2 Mlhod Code 3 ~ (J-P) ~ (Q-~Q ]
D,,, of aepo.
B.
Income during ~_ reposing period i (I) Amount I Cod~ I {A-H) ~ (2) Typ (c g., div.. rent, or it~t.)
D.
T~sactions during repoaing ~riod (I) ~ (2) [ (3) (4) i Dat~ [ Value Type (c g., ~ m~"d~/yv ~ C~ 2 buy, sell, redemption) (J-P} (5) Idcnmy of buycr/sllcr {if private t~nsaction)
~ ~ ~
35.
-Qualcomm Inc
Dividend
36.
37. 38. 39. 40 41. 42. 43. 44.
45.
-Revlon
-Starbucks -Sysco -Target -Toyota Motor Corp -Waste Mgmt Inc DEL -Yahoo Western Assets-Money Market Fund San Diego County. Credit Union
Bank Deposit Program
None
None A A A A Dividend Dividend Dividend Dividend None A A
A
J
J J J J 3 J
T
T T T T T T Redeemed 12/10/09 L A
Dividend Interest
Interest
M
K
T
T
"rho,np,o., Gordon
04/2312010
I certify that all information given above (including information pertaining to my spouse and minor or dependenl children, if any) is accurate, true, and complete to Ihe best of my knowledge and belief, and that any information not reported ",,,as withheld because it met applicable statutory provision5 permitting non-disclosure. I fur{ht~r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signor
NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FIL~qG INSTRUCTIONS Mail signed original and 3 additional copies lo: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544