[] Final
7. Chamber~ or Office Addr~$ Glenlake One Building 1440 Parklake Ave, St~ 2~0 Raleigh, NC 27612
8. On the basil of the lnformatiou contained in this Report nnd any modifications pertaining thereto, it h, in my opinion, In compliance with applicable laws and Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checMng the NONE box for each part where you have no reportable information. Sign on last pag~
4o
~. :: . ~>
~:-~
r.~
Duncan, Allyson K.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting ytar, complete thi~ section.
(Dollar amount not required except for honoraria.)
[~
1. 2. 3. 4.
IV. REIMBURSEMENTS (Include~ those to spouse and dependent children; see pp. 2.5.27 of fil~ng instructions.)
DATES
[~OCATION
2. 3. 4. 5.
Page 3 of 7
I. 2. 3. 4. 5.
[~
1. 2. 3. 4. 5.
Date of Report
Page 4 of 7
[ Duncan, Allyson K.
07/31/2010
~ion of Ass~
~ d~g
(I) (2)
Gross valu~ at
(I) (2) (I) (2) (3) (4) (5)
Amo~I
(A-H)
T~I (e.g.,
or hL)
Value
(J-P)
V~e
T~ (,g.,
Date
V~u~
G~
ld~fi~ 0f
C~ 3
~emptlon)
(J-P)
(A-~
(~ pfivme
(Q-W) I.
2.
None
Mt.~iv.
T
Sold 1/1~09 J
3.
None
5.
6. 7. 8. 9.
10.
-~pfise Money
-~can C~ Emerging Marke~ F~f -Nati~s F~& Gatcway -Jo~ H~cock ~rgc Cap Equi~ Fund -Jo~ Hancock Small Cap In~nsic F~d
-MFS Vatuo Fund
I 1. 12.
13.
-RJversourc Midcap Value Fund -Van Eck Global Iiard Assets Funf -Virtus Real Estate Fund -Virtus Foreign Opportunities Fund
1. Income Grin Code,a: (See Columns B l and D4) 2. Value Ct~es (See Columm CI aml D3) 3. Val~te M~thod Code~ (See Coltm-m C2)
A -$1,000 of le*t F -$50.001 - $100,000 $ ~$15,000 or le~s N -$250,001 . $500,000 P3 =$25.030,001 - $50,0~,000 Q =Apprai~l U -Bo~k Value
B -$1,001 - $2,~00 G =$100,001 - $ I,O00.000 K =$15,001 - $50,000 O =$500.00! - $1.000,000 R "~,st (Real Esttte Only) V "Other
C =$2,501 - $5,000 HI -$ l .O00,00l - $5.000,000 L ~$50,001 - $100,000 PI =$1.000,001 - $5,000,000 P4 =More thaJa $ -At.~mcnt W -E~timat~l
E -$15,001 - $50,000
]
]
Pat, 0r R,po~t
07131~010
~o~t T~ (~.~,
Value ] V,lu~
T~ (e.g.,
Dam VMu~ [ G~ ]
IdmfiW of
18.
"19.
~)
20. ~ ~r~ Common Dupre NC Tax Free Short to Medium A Dividend ~ T
21.
Sed~s
22. I:M.pree NC Tax Free Income Series
Interest
Sold
03/30/09
(pan)
A Interest K T
(part)
Sold
02/17109
23.
Interest
"~. 25.
26.
Dividend
Dividend
Redeemed
04114/09
27,
IRA-#2
Dividend
28.
29.
30.
31.
None
Buy
08/19/09
32.
Amexiprise MM
IntdDiv.
33.
Interest
Distributed
07114109
34.
Date ef Report
[ Duncan, Allyson K.
07/3 ~0t0
07r~l/~010
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT 5L~Y BE SUBJECT TO CIVIL AND CRII~HNAL SANCYIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544