Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] Amended Report 7. Chambers or Office Address 600 West Capitol Avenue, Suite A403 Little Rock, AR 72201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. meporang individual only; see pp. 14-16 of filing instructions.)
~
_ _ _ Wilson, Billy R.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of fillng instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this sectio~
(Dollar amount not required except for honoraria.)
~]
1.2010 2. 3. 4.
~]
SOURCE
Federal Judges Association
DATES
LOCATION
PURPOSE
Association Meeting
3. 4. 5.
V. GIFTS. ancludes those to spouse a.d dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
1.
2.
DESCRIPTION
VALUE
3.
4.
5.
VI. LIABILITIES. anclades those olspouse and dependent children; see pp. 32-33 of filing instructions.)
~-] NONE (No reportable liabilities.) CREDITOR
Mastercard - balance is normally paid at the end of every month Credit Card
DESCRIPTION
VALUECODE J
3. 4. 5.
VII. INVESTMENTS and TRUSTS - income, vutue, tru,~aetions anaudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
1.
2.
None None None A Distribution None None None None None A Distribution None None
3.
J J
T T
5. 6. 7. 8.
Boston Advisors Equity Capital Guardian Research Evergreen Omega merged into Wells Fargo Advantagee Omega Gro Equity Growth PLUS
Merged 05/01/10 K (with line 26) Sold K K J T T T Sold (part) Distributed (part) Buy Sold K K K K K T T T T T Buy Distributed (part) Buy Distributed (part) Buy 10/13/10 J 10/13/10 12101/10 01/13/10 K K J
A
A A A
9. GAMCO
11.
Globall Multi-Sector
13.
International Growth
None None
15. 16.
A =$1i000 0~ i~
(see Columns BI and D4): F--$50;001 + $100;000 J =$15~000 or iess 2. Value Codes (See Columns Cl and 03) N =S250.001 ~ S~00,000 P3 =$25~0001~i ~ $50~0001000 3. Value Method Codes Q =Appraisal (See Column C2) U= Book Value
B ~$i;~1 ~ $2;5~ G --$100,001 ~ $1~090,000 K =$i5,001:: $50.000 6 ~S500!001 : S!i0001000 ? R --C0~t (Real Egt~i~ Only) V,Other ....
c =$2,501 - $5,000 HI =$1 000 001 - $5.000,000 L =$50,001 ~ $100 000 PI :=Sl,000,00i i $5~0001~0 P4~M6~ethan$50,O00,O00 S--Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000.000 M ~i0~.ooi i $250;000 p2 --$5:000;001 ~ S25;000;000 T =Cash Market
E =$15,001 - $50.0~0
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
None 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. - ..... Mid Cap Value Plus Morgan Stanley Mid Cap - .... Oppenheimer Global Van Kampen - .... Wells Fargo Omega Advantage Omega Growth - .... Lion Oil Endeavor Oil Harvest Oil Gas Lease American Funds Growth Artio Global High Vol Columbia Acorn International Dodge and Cox International
B A A A
K K
T T
K K J
A A A
K
K
T
T
Buy
Distributed (part) Sold
10/13/10 K
12/01/10 10/01/10 K J A A
None Distribution None None Royalty Royalty Rent None None None None
J J J
T T T
J J J K J J J
12/22/10 K
1. income Gain Codes: (See Columns BI and D4~ 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500,000 P3 =$25.000.001 ~ $50.000.000 Q =Appraisal U =Book Value
B =$1 .~01 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C -$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L -$50.001 - $100.000 P1 =$I.000.001 - $5.000.000 P4 =More than $50,000,000 S =Assessment W -Estimated
D =$5.001 - $15,000 H2 =More than $5,000.000 M =$100.0~ I - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
35. 36. 37. 38. ! 39. 40. 41. 42. 43. 44. 45. 46. 47. 48.
ETF SPDR DJREIT Goldman Sachs IShares Barclays Tips Bond Fund IShares Trust Russell IShares Russell Midcap Loomis Sayles Global Oppenheimer Perkins Mid Cap - formerly Janus Mid Cap Pimco Total Return Fund Royce Total Return Fund SSGA Emerging Markets Sentinel Small Company - ..... Van Eck Global Hard Assets
None None None None None None None None None None None None None None
J K J K
T T T T Sold : 11/26/10 K
Buy 11/26/10 K
J K K K K
K K J
T T T
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.900 or less N =$250.001 - $500.000 P3 =$25.000.00t - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R -Cost (Real Estate Only) V =Other
C =$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$I.000.001 - $5,000,000 P4 =More than $50.000.000 S -Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000.000 M =$I00.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markel
E =$15.001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
September 8, 2011
The Honorable Bobby R. Baldock Judicial Conference of the U. S. Committee on Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 Re: Calendar Year 2010 Filing Dear Judge: Enclosed for your ready reference is a copy of your letter dated August 23, 2011. In my 2009 report it is noted in Part VII, page 5, line 18 under Section A the following:
Marisco Focus-name changed-Focus PLUS then Equity Growth PLU
Equity Growth can be found on Part VII, line 8 of my 2010 report. If you need any further information, please let me know.
Wilson, Billv R.