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~U~ 1,o0 MIAMI.

FLORIDA

Judge Bobby R. Bald~k


Chair, Commit~ on Financial Disclosu~ One Columbus Circle, N.E.
Washingtnn, D.C. 20544

Re: Calendar Year 2010 Filing


De~r Judge Baldock: In response to you inquiry of June 29, 2011, please be advised that we first bought into the Merrill Lynch PIA Conservative Portfolio on March 19, 2010. The funds we used were lhose gained by the .sales reflecled in my report.

I am submitting this in lcttcr form because my Judicial Assistant of 35 years retired and I am severely limited in my computer abilities. Your very helpful staff member, Rachaei, suggested this approach at~er leading me through the procedure to read your letter. She could not have been nicer and ] am most appreciative.

Peter T. Fay

Fay, Peter T.

AO IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. Court of Appeals, 11 Cir.
5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) FAY, PETER T.


4. Title (Article Ill judges indicate active or senior status; ma~strate judges indicate full- or part-time) Senior U.S. Circuit Judge

3. Date of Report 04/15/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chamber~ or Office Address 8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

Federal Justice Building 99 N.E. 4 Street, Suite 1255 Miami, Florida 33132

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITI ON S. (Reporting individual onl);" see pp. 9-13 of filing instructions.)


~-~ NONE (No reportable positions.) POSITION
1. 2. 3. Emeritis Member of Board of Trustees Emeritis Member of Board of Trustees St. Thomas School of Law Board of Advisors

NAME OF ORGANIZATION/ENTITY
University of Miami, Miami, Florida University of Florida School of Law, Gainesville, Florida St. Thomas School of Law, Miami, Florida

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of:ling instructions.)


~

NONE (No reportable agreements.)


DATE PARTIES AND TERMS

Fay, Peter T. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting FAY, PETER T.

Dale of Report 04/15/2011

III. NON-INVESTMENT INCOME. (Ro,o~.g individual andspouse; seepp. 17-24 of fding instructions.)
A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - tf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS - ~ra.spo~no~. lodgi~g, lood, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3.


4.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting FAY, PETER T.

Date of Report 04/1512011

V. GIFTS. a,~,,des,ho~e to ~ ..... d depe.de~ chUZron; ~ee p~,. 2~-31 of.taing in~tru~ons.~
NONE (No reportable gifts.) SOURCE
1. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. anelud,~,hose o/spo~,, and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting FAY, PETER T.

Date of Repor~ 04/15/2011

NONE (No reportable income, assets, or transactions.)


Description of AssetS (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Method Code 2 Code 3 (J-P) Tr~sacfions during reporting period

O)

(2)

Amount Type (e.g., Code I div., rent, (A-H) or int.)

O) Type (e.g., buy, sell, redemption)

(2)
Date mmtdd/yy

(3)
Value Code 2 (J-P)

(4)
Gain Code 1 (A-H)

(5)
Identit) of buyer/seller (if private transaction)

~Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Land near Milton, Florida Mineral lease on land near Milton, Florida Coca Cola Co. NewYork City Mun. Water&Sewer Sys. Nuveen Mun. Fund New York City Municipal Water Authority Fidelity High Yield Tax Free Monster Worldwide Inc. Spartan Florida Mun. Fund changed names to Fidelity Mun. Inc Nuveen Mun. Market Opportunity Fund Harbor Capital Appreciation Fund Vanguard Group, 500 Portfolio Vanguard Group, European Portfolio Wells Fargo acct. now at Bank of America TimeWarner A A A A A A A A A A B A A None Royalty Dividend Interest Dividend Interest Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J K K K T T T T T T Sold

Common stock - Central Ill. Pub. Service Corp.

Dividend
Left blank intentionally

K J J K K K K

W W T T T T T Sold

04/19/10

04/19/10

I. Income Gain Codes: (See Colmrms BI and I)4) 2. Value Codes (.See Columns CI and D3) 3. Value Me~od Codes (.see Cnlurrm C2)

A =$|,00~ or less F =$50,1XII - $109,0~0 J =$15,0~O or le~s N --5250.001 - $500.000 P3 =$25,00@.001 - $50.000,0~0 Q =Appraisal U =Book Value

B -~J 1,001 - $2,500 G =$100,001 - $I,000.000 K =515.001 - $50.00~ O =$500,001 - $1,000.009 R =Cost (Real Estate Only) V =Othe~

HI =$1,000,001 o $5,000,000 L =$50.001 - $ I00.0~) PI =$1,0(~.0~1 - 55,000.000 P4 =More than $50,000,090 S =Assessment W =E~imated

D =$5,0~1 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5,000.001 - $25,000.000 T =Cash Marke~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting FAY, PETER T.

Date of Report 04/15/2011

VII. INVESTMENTS and TRUSTS - inco .....


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-It)

t.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fding instructions.)
C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!ddJyy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private l~ansaction)

NONE (No reportable income, assets, or transactions.)

(2) Type (e.g., div., rent, or int.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

American International Group Inc. Amgen Inc. Broadcom Corp. Class A Home Depot Inc. Melbourne, Fla. Water & Sewer Rev. A A

None None None Dividend Interest K T

Sold Sold Sold Sold

04/19/10 04/19/10 04/19/10 04/19/10

J J J J

Left blank intentionally Microsoft Corp. Washington Brevard County Fla. G/O LTD B/E Cape Coral, Fla. WST WTR & IRR Walmarl Stores Inc. Bank of America Time Deposit (CD) Alaska Univ. Revs Genl. Ser.
A B A A A A

Dividend Interest Interest Dividend Interest Interest K T K K K T T T

Sold

04/19/10

Sold

08/20/10

Left blank intentionally Left blank intentionally Port Palm Beach Dist. Fla. Rev. Pina CNTY AZ STR & HWY REV B A Interest Interest K K T T Left blank intentionally

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S~e Colurtms CI and D3) 3. Value Method Codes (S~ Column C2)

A =$I,000 or less F =$50,001 - $100,000 J =$15,0~0 or less N =$250.001 - $500.0~0 P3 =$25,D00,0~1 - $50,000.000 Q =Apprmsal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15.0~1 - $50,000 0 =$500,001 - $1.000,000 R =Cosl (Real Estate Only) V =Other

C =$2,501 - $5,000 H1 =$1.000,001 - $5,000,000 L =$50,0~1 - $10~,000 PI =S1,000,001 - $5,000,0~ P4 =More tha~ $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,0~1 H2 =More than $5,00~,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25.000.000 T ,=Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8 VII. INVESTMENTS and TRUSTS - i .......

Name of Person Reporting FAY, PETER T.

Date of Report 04/15/2011

o~.e, transactions (Includes those of spouse and dependent children; seepp. 3~-60 o/Jding in~truction~)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assetS) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Transactions during reporting period of reporting period (1) (2) Value Value Code 2 Method (J-p) Code 3

(x)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) IdentiD of buyer/seller (if private

(Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. Greene City Ohio Special Assessment

Interest
Left blank ~ntentionall)

Condo unit, Melbourne Beach, Fla. Ft. Myers Fla. Gas Tax Revenue Orlando Fla., Waste Water Lauderhill, Fla. Water & Sewer Tampa Sports Authority Brevard County Fuel Tax Revenue Bond B A B B B

None lnlerest Interest Interest Interest Interest

M K

w T Sold
04/01/10

K K K

T T T
Left blank intentionall)

Houston TX Independent School District Petroleo Brsileim Spon Adr Central Puget Sound WA. Regl Tmn. Auth.Sales & Use Tax Merrill Lynch PIA Conservative Portfolio

B A B C

Interest Dividend Interest Dividend K M

T Sold T. T

04/19/10

I. Income Gain Codes: (See Columns B1 and D4) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =550,001 - $100,0~0 J =515.000 or less N ~$250.D01 - $500.000 P3 =$25,000.001 - 550.090,000 Q =Appraisal U =Book Value

B =51,001 - 52,500 G =$113(I,001 - $1,000,000 K =$15,001 - 550.000 O =5500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000.001 - $5,000,000 L =$50,001 - 5100.000 PI =$1.000,001 - $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 112 =More than $5,000,000 M =$10~,001 - $250,000 P2 =$5.000,001 - $25,000,000 T :~S.ash Market

E =$15.001- S50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting FAY, PETER T.

Date of Report 04/I 5/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andica,e~,ar~of,epor~)


The Boards of Trustees referred to in Part I are governing boards of universities and not trusts or estates holding assets.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting FAY, PETER T.

Date of Report 04/15/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/PETER T. FAY

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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