1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer
Date
419 Hugo Black United States Courthouse 1729 Fifth Avenue North Birmingham, AL 35203
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Childrens Village Board of Directors Sister Cities of Birmingham Alabama Center for Law and Civic Education
II. AGREEMENTS. me, oni.g i, di,id,ut on~y; s~o r,. 14-16 of filing instructions.)
~ NONE (No reportable agreements.)
DATE.
1.1995 2.2010 3.
Kallon, Abdul K.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; xee pp. 17-2 4 of filing instructions.)
A. Fliers Non-Investment Income
--I NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME
(yours, not spouses) $2,703.00 $361,204.00
I. 2010 2. 2009 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
SOURCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
V. G I FTS. anclud,s thoso ,o spouse and ~ep,ndent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
V I. L I A B I L I T I E S. ~tnc/udes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D
VALUE CODE L
I. 2. 3. 4. 5.
Sallie Mae
reporting period
O) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
(])
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
I. 2. 3. 4. 5. 6. 7. 8. 9. I0. II.
12. 13. 14.
Regions Bank Account I Regions Bank Account 2 Synergy Real Estate -- Purchased August 1, 2008 for $56,000 Bradley Arant 401K --Dodge & Cox Stock -American Funds Growth Fund of America --Vanguard Institutional Index --Harbor Small Cap Growth Inv --JP Morgan Mid Cap Value Select --American Funds EuroPacificGrowth --Columbia International Value
--OakmarkEquity&Income Brokerage Account #1 --Alliance Bemstein Intl Value Fund A
A A C
M J L
T T R
None None
None None None None
M M
M L J J
T T
T T T T T
None
None M
Sold
01/01/10
--American Funds Growth Fund of America Class F --Davis New York Venture Fund Class A --DWS RREEF Real Estate Securities Fund
Sold Sold
Sold
01/01/10 01/01/10
J J
01/01/10 J
I. Income Gain Codes: {See Columns BI and [M) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISle Column C2)
A =$1,000 or less F =$50,001 - $100.000 J ~$15,000 or less N =$250.0OI - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value
B :$1,001 - $2,500 G $100.001 - $1.~0.000 K =$15.1)01 - $50.000 O =$500.001 - $1,000.O00 R =Cost (Real Eslate Only) V -Other
C =$2,501 - $5,000 HI =$1,000.001 - $5,000.000 L =$50,001 - $100.000 PI =$1,0OO,001 - $5,0OO,000 P4 =More than $50.000,000 S =Asscssmenl W =Estimalcd
D =$5,001 - $15,000 I{2 =More than $5,000.000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
--Fidelity Advisors Diversified Intl Fund Class A -Oppenheimer Main Street Samall Cap Fund --Touchstone Mid Cap Growth Fund Class A Brokerage Account 2 --Apple Common Stock --Berkshire Hathaway Class B --Boston Scientific Corp Common Stock --Chesapeake Energy Corp Common Stock --Comcast Common Stock --Conoco Phillips Common Stock --Education Realty Trust Inc. Common Stock --Gilead Sciences Inc. --Google Common Stock --Great Plains Energy Common Stock --Hypercom Corp Common Stock --Martin Marietta Materials Common Stock --Montpelier Holdings Common Stock A A Dividend Dividend J A A A A None None None Dividend Dividend Dividend None None None Dividend J J
J
J J J
J K
T T
Sold
(part)
04/07/10 K
03/02/11
04/07/10
03/02/I I 01/13/11
J J
01/01/10
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000,001 o $50.000,000 Q =Appraisal U =Book Value
B -$1,001 - $2.500 G =$100,0~1 - $1,000,00) K =$15.001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,0~0 HI =$1,000,001 - $5,00).0~ L =$50,001 - $100,000 PI =$1,000,001 - $5,000,090 P4 =More than $50,000,000 S =As~zssmcnt W =Estimaled
E =$15.001 - $50.000
VI I. INVESTMENTS and TRUSTS - inco,.e, ,al~e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end
(including trust assetS) Place "(X)" after each asset exempt from prior disclosure
reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) T
redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
35.
None None
J J J J
A
36. --Sirius XM Radio Common Stock 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. --Sycamore Networks Common Stock --Tam Motors Ordinary Common Stock --Teradata Common Stock --Vulcan Materials Common Stock --Walter Energy --Walter Investment Management Corp --Windstream Corporation Common Stock --Goldman Sachs FS Money Market Alliance Bemstein Large Cap Growth Class A Alliance Bernstein Large Cap Growth Class B Alliance Bemstein GL Thematic Growth A Alliance Bemstein GL Thematic Growth B A A A A A
A A
None None Dividend Dividend Dividend Dividend Interest None None None None T J J T T T
Sold
Buy (addl)
03/02/I I
Sold Sold
03/02/11 04/07/I 0
J J
A
J J J J
A A
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =515.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appr-aisal U ~Book Value
B =$1,001 - 52,500 G -5100.001 - $1,000.00O K -515,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other
C =52,501 - 55,000 HI =51.000,001 - 55.000.000 L =$50,001 - $100.000 PI :51,000,001 - 55,000.000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 More than $5.00~.0~ M =$100,001 - $250.000 P2 -55.000.001 - $25.000.000 T =Cash Market
E =$15,001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO 10 Rev. 1/2011
Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 419 Hugo Black United States Courthouse 1729 Fifth Avenue North Birmingham, AL 35203
8. On the basis of the information contained in this Report and any modifications perlaining thereto, it is, in my opinion, in compliance
~ith applicable laws and regulations.
Reviewing Officer
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. 2. 3. 4. 5.
Sister Cities of Birmingham Alabama Center for Law and Civic Education
II. AGREEMENTS. Repor~i,g i, divid, ol only; see ~,~,. 14-16 of filing instructions.)
~
2.2010 3.
Kallon, Abdul K. A
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; scepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
[~ NONE (No reportable non-investment income.)
DATE
I. 2010 2. 3. 4.
INCOME
(yours, not spouses) $2,703.00
B. Spouses Non-lnvestment Income - if .l,ou were married during any portion of the reporting.lear, complete this section.
(Dollar amount not required except for honoraria.)
DATES
LOCATION
PURPOSE
V. GIFTS. anclude~ ,ho~e,o spouse and dependent children; seepp. 28-31 of fillng instructions.)
NONE (No reportable gifis.)
SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ancludes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5. Sallie Mae
DESCRIPTION
Co-signer of student loans
VALUECODE
L
VII. INVESTMENTS and TRUSTS - i.eome, ,o~ue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (~) Value Value Method Code 2
(J-P) Code 3 (Q-W)
Regions Bank Account I Regions Bank Account 2 Synergy Real Estate -- Purchased August I, 2008 for $56,000 Bradley Arant 401K --Dodge & Cox Stock --American Funds Growth Fund of America --Vanguard Institutional Index --Harbor Small Cap Growth Inv --JP Morgan Mid Cap Value Select --American Funds EuroPacific Growth j-Columbia International Value --Oakmark Equity & Income Brokerage Account --Apple Common Stock --Berkshire Hathaway Class B --Chesapeake Energy Corp Common Stock --Comcast Common Stock
A A C
M J L
T T R
M M M L J J J M
T T T T T T T T
J K J
T T T
Sold (part)
04/07/10
Sold
04/07/I 0
I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes {See Columns C I and D3) 3. Value Method Codes {See Column C2)
A =$1,0~0 or less F =$50,001 - $100,0~) J $15,000 or less N =$250,0~1 - $500,00~ P3 =$25,0~0,001 - $50.000,000 Q =Appr-aisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.0~).000 K =$15,001 - $50,0~1 O =$500.001 - $1,0~,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1.000.001 . $5.000.000 L =$50,001 - $100.000 PI =$1,009.001 - $5.000,000 P4 -More than $50.0~0.000 S -Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than M =$10~.001 - $250.000 P2 -$5,000,0~1 - $25.000,000 T Cash Market
E =$15.001 - $50.000
VII. INVESTMENTS and TRUSTS - i, como, ,aluo, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assats (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period 0) Value Code 2 (J-P) (2) Value Method Code 3
(Q-W)
O) Identity of buyer/seller
(if private transaction)
-Conoco Phillips Common Stock -GoogleCommon Stock --Great Plains Energy Common Stock
Dividend None
J J
T T T T T
J J
J J
23. --SiriusXM Radio Common Stock 24. --Tata Motors Ordinary Common Stock
Sold T J T
T
04/07/10 J
25. --Teradata Common Stock 26. 27. 28. 29. 30. 31. 32. 33. 34. --Vulcan Materials Common Stock --Walter Energy --Walterlnvestment Management Corp --Windstream Corporation Common Stock --Goldman Sachs FS Money Market " Alliance Bemstein Large Cap Growth Class A Alliance Bemstein Large Cap Growth Class B Alliance Bemstein GL Thematic Growth A Alliance Bernstein GL Thematic Growth B A A A A A
04/07/10
J J J J
A A
I. Income Gain Codes: (,See Columns B I and Dr) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)
A =51,000 or less F =550.001 - 5100.000 J =$15,000or less N =$250.001 - 5500.000 P3 $25.000.001-550.000.000 Q =Appraisal U =Book Value
B =$1,001 - 52,500 G =5100.001 - 51.000.000 K =$15.001 - $50.000 O 5500.001-51.000.000 R =Cosl [Real Estate Only) V -Olhcr
C -52.501 - $5,000 HI -51.000.001 - $5.000.000 L $50.0OI - 5100.000 P I = $ 1.000.001 - 55.000.000 p4 = M ore than $ 50.000.000 S =A,~ssmcnl W =E,timalcd
D =55,001 - $15,000 H2 -More than 55,000.000 M =5100,001 - $250.000 P2 =$ 5.000,001 - 525.000.000 T =Cash Markcl
E =$15,0~1 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544