1/20~1 ]
AO lO:!iiiill ]
Report Required by the Ethics in Government Act ~f 1978 (5 U.S.C. app..~k" 101-111)
5b. [] Amended Report 7. Chambers or Office Address 231 W. Lafayette Blvd. Rm. 802 Detroit, MI 48226 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followe~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Custodian accounts 1 through 9 High Sierra, Inc.
II. AGREEMENTS. met, oning individual only; seepp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE
Lawson, David M.
III. NON-INVESTMENT INCOME. (Reposing indivlduol ond spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
D
B. Spouses Non-Investment Income - If you were married during an.vportion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)
I. 1-12/2010 2. 3. 4.
1. SEAK
2.
SEAK
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of fillng instructlong)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
I
(2)
VII. INVESTMENTS and TRUSTS - i.com, voW.e, transactions (Includes those of,spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
(l)
Amount Code I (A-H)
Boston Capital Fund Series 30 Walt Disney Company common stock High Sierra, Inc. American Funds - Growth Fund of America (Custodian) Charter One Bank IXIS AEW Real Estate Fund (Custodian) IXIS CGM Advance Targeted Equity Fund (Custodian) Bond Fund of America A* New Economy Fund A* New Prespective Fund A* Ford Motor Company Common Ford Motor Company Common Ford Motor Company Common BGI Life Path Fund* Cole Real Estate Investment Trust FPA New Income Fund* FPA New Income Fund*
A A
T
Sold 01/25/10 J A
K K K J J
T T T T T
Sold Sold Sold 01/20/10 01/20/10 01/20/10 11/03/10 03/05/10 03/11/10 J J J K K K A A A E
B A
A A A A
L L L J L
T T T T T
A C
L K K A
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J $15,000 or less N =$250.001 - $500,000 P3 -$25,000,001 * $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 HI $1.000,001-$5.000,000 L =$50,001 - $100.000 P1 =$1,000,001 - $5,000.000 P4 =More than $50,000,000 S =Asscs.,mcnt W =Estimalcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, val~e, transactions (Includes those of spouse and dependent children; see pp. 34-60 ,,filling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure Income during reporting period (t) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (t) C2)
Value Code 2 (J-P) Value Method Code 3
(l)
Type (e.g.,
(2)
Date
(3)
Value (J-P)
buy, sell,
redemption)
mm/dd/yy Code 2
(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. FPA New IncomeFund Harbor Fund Bond Fund* First Eagle Global Fund* First Eagle Global Fund* First Eagle Global Fund First Eagle Global Fund* First Eagle Global Fund* First Eagle Global Fund* Royce Fund 100 D* T Rowe Price Intl Funds Emerging Mkts Harbor Fund IntIFund* Harbor Fundlntl Fund* Harbor Fund Intl Fund* Blackrock Global Allocation Fund* Dodge & Cox Stock Fund* Fairholme Funds* IVA Fiduciary Trust Woldwide Fnd* B B A A A A A A A A A B A A Dividend Int./Div. lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. Dividend Dividend Dividend None None None Dividend Dividend Dividend Int./Div. K L L K T T T T K K J T T T K J K K K J T T T T T T Buy Buy Buy Buy (addl) Buy Buy Sold (part) Buy (addl) Buy Buy Buy Buy (addl) Sold Buy Buy Buy Buy 05/05/10 02/08/I 0 04/30/I 0~ 05/11/10 12/20/10 01/25/10 04/30/10 10/25/10 04/30/10 12/20/10 101/25/10 04/30/10 !10/25/10 01/25/10 01/25/10 01/25/10 01/25/10 K J K K K K K J K J K J L K K K K
B
1. Income Gain Codes: (See Column s B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)
A =$1,000 or less F -$50,001 - $ 100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000,O01 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$ 50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimaled
D =$5,001 - $15,000 H 2 =More than $ 5,000,000 M = $100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Markc!
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div., rent, or int,) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period
O)
Type (e.g., buy, sell, redemption)
(5)
Identity of buyer/seller (if private
~ansaction) Buy (addl) Buy Buy Buy Buy Buy (addl) Buy (addl)
Buy (addl)
Dividend Dividend
Dividend
L L
L
T T
T
38. 39.
40. 41. 42. 43.
A A
Sold Buy
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
04/30/10 K 01/12/10 K
01/29/10 02/26/10 03/31/10 04/30/10 04/30/10 05/28/10 J J J K J J
44.
45. 46. 47. 48. 49. 50. 51.
Buy (addl)
06/30/10 J
1. Income Gain Codes: (See Colunms Bl and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100.000 J $15,000 or less N =$250,001 - $500.000 P3 -$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100.001 o $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R -Cost (Real Estate Only) V -Other
C =$2.501 - $5.000 H 1 =$ 1.000,001 - $5.000,000 L =$50.001 - $ 100,000 PI =$1,000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Eslimated
D =$ 5.001 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =Cash Market
E =$15.001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g:, div., rent, or int.) C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total RetumFund A A A A A A A A A A A
None None None None None None Int.fDiv. lnt./Div. Int./Div. Int./Div. lnt./Div. Int./Div. lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. K K T T
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
07/30/10 08/31/10 09/30/10 10/29/10 ! 1/30/10 12/31/10 01/29/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 !07/30/10 08/31/10 !09/30/10 10/29/10 11/30/10
J
J
J
J
J J J J J J J J J J J K J
1. Income Gain Codes: (See Column s B I and D4) 2. Value Codes (See Column s C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or Icss F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R Cost (Real Estale Only) V Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1.000.001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =M ore than $ 5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - inco,~e, vatue, trunsactions ancluaes those o/~po~.~e ~nd dependent children; see pp. 34-60 of filing in.structions.)
[-~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 0-P) Method Code 3 Transactions during reporting period
(l)
Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
Identity of
(Q-W)
69. Pimco Total Return Fund A Int./Div. (addl)BUy 12/31/10 J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,00t - $2,501) G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,0~ H I =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,~00,000 S =Assessment W =Estimated
D =$5,001 - $15,0~0 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 :$5,000,001 - $25,000,000 T =Cash Market
E =$15,~01 - $50,000
2. Investments in Part VII designated with an astrisk (*) are held in an IRA of reporter or spouse.
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 6q~ 101-111)
fib. [] Amended Report 7. Chambers or Office Address 231 W. Lafayette Blvd. Rm. 802 Detroit, MI 48226 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable taws and regulations. ~ Revie~ving Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Custodian accounts 1 through 9 High Sierra, Inc.
Lawson, David M. A
III. NON-INVESTMENT INCOME. Cncpo.ing individaal a.dsp .... 17-24 of filing instructions.) ; seepp.
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE
1.6/23/10 2.8/30/10 3. 12/21/10 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
I. 1-12/2010 2. 3. 4.
D
1.
SOURCE
SEAK
DATES
4-22-2010 to 4-26-2010 11-10-2010 to 11-15-2010
2.
SEAK
Seminar taught
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (includes those olspouse and dependent children; see pp. 32-33 of f!ling instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period
(i)
Type (e.g., buy, sell, redemption)
(2)
(3)
Boston Capital Fund Series 30 Walt Disney Company common stock High Sierra, Inc. American Funds - Growth Fund of America (Custodian) Charter One Bank IXIS AEW Real Estate Fund (Custodian) IXIS CGM Advance Targeted Equity Fund (Custodian) Bond Fund of America A* New Economy Fund A* New Prespective FundA* Ford Motor Company Common Ford Motor Company Common Ford Motor Company Common BGI Life Path Fund* Cole Real Estate Investment Trust FPA New Income Fund* FPA New Income Fund*
A A
T
Sold 01/25/10 J
K K K J J
T T T T T
Sold Sold Sold 01/20/10 01/20/10 01/20/10 l 1/03/10 03/05/10 03/11/10 J J J K K K
B A
A A A A
L L L J L
T T T T T
A C
L K K
I. Income Gain Codes: (See Columns BI and D4) , 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, va~ac, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
(I)
Value Code 2 (J-P)
(2)
Value Method Code 3
0)
Type (e.g., buy, sell, redemption)
(2)
Date
(3)
Value
(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. FPA New Income Fund Harbor Fund Bond Fund* First Eagle Global Fund* First Eagle GlobalFund* First Eagle Global Fund First Eagle Global Fund* First Eagle Global Fund* First Eagle Global Fund* Royce Fund 100 D* T Rowe Price Intl Funds Emerging Mkts Harbor Fundlntl Fund* Harbor Fund lntl Fund* Harbor Fund IntlFund* Blackrock Global Allocation Fund* Dodge & Cox Stock Fund* Fairholme Funds* IVA Fiduciary Trust Woldwide Fnd* B B A A A A A A A A A B A A Dividend lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Dividend Dividend Dividend None None None Dividend Dividend Dividend Int./Divo K L L K T T T T K K J T T T K J K K K J T T T T T T
Buy Buy Buy Buy (addl) Buy Buy Sold (part) Buy (addl) Buy Buy Buy Buy (addl) Sold Buy Buy Buy Buy 05/05/I 0 02/08/10 04/30/I 0 05/11/10 12/20/10 01/25/10 04/30/l 0 10/25/10 04/30/I 0 12/20/10 01/25/10 04/30/10 10/25/10 01/25/10 01/25/10 01/25/10 01/25/10 K J K K K K K J K J K J L K K K K
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D -$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - ineo,.e, va~ue, tra.s.ctio.s a.,.t.aes tho~e o~r~pou~ ~.d dependent children; see pp. 34-60 of filing instructions.)
35.
A B C A A A A A A
Dividend Dividend Dividend Dividend Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. None None None None None None None None
L L L K
T T
Buy (addl) Buy Buy Buy Buy Buy (addl) Buy (addl) Buy (addl) Sold
36. Keeley Funds Small Cap* 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Selected American Shares Class D* Thomburg Invmnt Trust lntl A* Pimco Real Return Pimco Real Return Pimco Real Retum Pimco Real Return Pimco Real Return Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund
Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3.Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B -$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O $500,001-$1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated
D =$5,00t - $15,000 H2 =More than $5,000,000 M $100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,00t - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Bond Index Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund Pimco Total Return Fund PimcoTotal Return Fund Pimco Total Return Fund
A
None None None None None None A A A A A A A A lnt./Div. Int./Div. Int./Div. lnt./Div. IntjDiv. lnt./Div. Int./Div. lnt./Div. lnt./Div. Int./Div. Int./Div. K K T T
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
J J
J
J J J J J J J J
J
J J J
10/29/10 K
11/30/10 J
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A:$1,000 orlcss =$50,001- $I00,000 $15,000 orlcss -$250,001- $500,000 P3 $25,000,001- $50.000.000 =Apprai~| =Book Value
B =$1,001- $2,500 G =$100,001 -$1,000,000 K =$15,001 -$50,000 O=$500,001 -$I,000,000 R =Cost(Real Estate Only) V :Other
C =$2,501 -$5,000 HI :$1,000,001 -$5,000,000 L ~$50,001- $I00,000 PI =$1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Asscssmcat W =Estimated
=$5,001- $15,000 H2 =More~an $5,000,000 M-S100,001- $250,000 P2 =$5,000,001- $25,000,000 =Cash Markcl
E =$15,001 -$50,000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing lnstructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B~ Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Type (e.g., buy, sell, redemption)
(2)
(3)
(J-P)
(Q-W)
69. 70. 7 I. 72. Pimco Total Return Fund TPS G Fund*** Detroit Edison Common Stock Fidelity Investments Managed Fund* A A Int./Div. Int./Div. Sold Sold (15/05/10 0 i/04/10 B A
A Int./Div.
Buy (addl)
12/31/10
I. Income Gain Codes: (See Column s B I and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 - $ 5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More thart $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the aegeptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544