AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Tenth Circuit Court of Appeals 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~.~ 101-111)

1. Person Reporting (last name, first, middle initial) Gorsuch, Neil M.

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/03/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Judge

[] Initial

5b. [] Amended Report

7. Chambers or Office Addrt~s Byron White Courthouse 1823 Stout Street Denver, CO 80257

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be fotlowea[ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~R,~,o,~ing indlv~,~u~t on~y ; ~,o ~. 9-, orating instructions.)

~] NONE (No reportable positions.)
POSITION
I. 2. 3. 4. 5. Member Executive Committee, Board of Directors Adjunct Professor Visiting Jurist

NAME OF ORGANIZATION/ENTITY
Walden Group LLC (mountain property)

Federal Judges Association University of Colorado Law School Oklahoma City University School of Law

II. AGREEMENTS. m~po,ting inai,iau~t ontr; ~, ~,~,. 14-16 of filing instructions.) ~] NONE (No reportable agreements.)
DAT~
1. 2010 2. 2010 3.

PARTIES AND TERMS

University of Colorado Law School - teaching agreement for school year. Oklahoma City University School of Law - visiting jurist program.

Gorsuch, Neil M.

FINANCIAL DISCLOSURE REPORT Page 2 of I0

Name of Person Reporting Gorsuch, Nell 31.

Date of Report 08/03/201 I

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income D NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE

INCOME
(yours, not spouses) $250.06 $14,500.00 $2,500.00

I. 2010 2.2010 3.2010 4.

Princeton University Press - book royalties University of Colorado Law School - teaching Oklahoma City University School of Law - teaching

B. Spouses Non-lnvestment Income - if you were married during any portion of the reporting year, complete this sectiom
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE I. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

I-~

NONE (No reportable reimbursements.)

SOURCE DATES 2/9/10-2/12/10 LOCATION Oklahoma City PURPOSE teaching ITEMS PAID OR PROVIDED Transportation, meals, hotel

I.

Oklahoma City University School of Law University of Michigan Law School University of Chicago Law School Federal Judges Association

2.

4/6/10-4/8/10

Ann Arbor

moot court

Transportation, meals, hotel

3.

4/21/10-4/23/10

Chicago

moot court

Transportation, meals, hotel

4. 5.

5/22110-5/26/10

Washington. D.C.

conference

Transportation, meals, hotel

FINANCIAL DISCLOSURE REPORT Page 3 of 10

Name of Person Reporting Gorsuch, Nell 51.

Date of Report 08/03/2011

V. GIFTS. anti.des ,hose ,o spouse and deponden, children; see pp. 28-31 of filing instructions.)

~]
I. 2. 3. 4. 5.

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

Vl. LIABILITIES. anel,,des,hose o.r~po,,se,,nd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)

CREDITOR
I. 2.

DESCRIPTION

VALUECODE

3.
4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Name of Person Reporting Gorsuch, Nell M.

Date of Report 08/03/2011

VII. INVESTMENTS and TRUSTS - income, t,alue, transactions (lndudes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset

Income during reporting period O)

Amount

(2)
Type (e.g.,

exempt from prior disclosure

Code I (A-H)

div., rent, or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2
(J-P) Code 3

Transactions during reporting period (]) Typ~ (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mmJdd/yy Code 2 Code (J-P) (A-H)

(Q-W) I. 2. 3. 4. 5. 6. 7. USAA Brokerage Acct: - Money Market, Tax Exempt - Aggressive Growth Fund - Long Term Tax Ex Bond Fund - Capital Growth Fund - High Yield Bond Fund - Intl Fund A A D B D B B B D A C Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. lnt./Div. Int./Div. Int./Div. None None None A A lnt./Div. Int./Div. L M M M M M M M N M M N N L J J T T T T T T T T T T T W T T T

Identity of buyer/seller (if private transaction)

8. - S&P Fund 9. - Value Fund 10. 11. 12. 13. 14. 15. - Interm Tax Ex Bond Fund - Small Cap Fund - Short Term Tax Ex Bond Fund Walden Group LLC

529 Plans - VA Educ Savings Trust (Age Based)

529 Plans - College Invest Savings Plan (Age Based)

16. ~S~ ~ 403B Plan - TIAA CREF 17. Senate Credit Union checking

I. Income Gain Codes: {See Columns BI and 2. Value Codes (Scc Columns CI and 3. Value Method Codes (See Column C2)

A =$1,000 or less F=$50.0~1 - $100,000 J =$15.000 or less N =$250.0~1 - $500,0~0 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B -$ 1,001 - $2,500 G =$100.001 - $1,0~0.0~0 K =$15,001 - $50.0~O O =$500.001 - $1.000.000 R =Cost (Real Estate Only1 V Other

C =$2,501 - $5,000 H I =$1,000.0OI - $5,0OO,0~0 L =$50.1)01 - $100,0~0 P I -$1.000,001 - $ 5,000,000 P4 =More than $50.1)00.000 S =Assessment W =Estimaled

D =$ 5,001 - $15.000 H2 =More than $5,0~0.000 M =$100,001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 10

Name of Person Reporting Gorsuch, Neil 51.

Date of Report 08/03/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Transactions during reporting period

0)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

18.

USAAIRA Acct:
A Int./Div. K T

19. - GNMA Trust

20. 21. 22. 23. 24. 25.

- Money Market Fund - High Yield Fund -Total Return Fund - Aggressive Growth Fund - Emerging Markets Fund - World Growth Fund

A B A A A A B A A C A

Int./Div. Int./Div. Int./Div. lnt./Div. lnt./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div.

J K K L K K K K L K

T T T T T T T T T T T

26. - Income Fund 27. 28. 29. 30. - Income Stock Fund - International Fund - Precious Metals and Minerals Fund - Small Cap Stock Fund

31. ~ ~iUSAA IRA Acct: 32. 33. 34. - Money Market Fund -Growth & Income Fund - Aggresive Growth Fund A A A Int./Div. Int./Div. Int./Div. J J J T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes {See Column C2)

A =$1,000orlcss F =$50.091- SI00,O00 J -$15.000orlcss N =$250.1)01 - $50~.000 P3 =$25.000,001- $50.000,000 Q =App~isal U =Book Value

B =$1,001 - $2,500 G =$100.001 K =$15,001 * $50,000 O =$500,0OI - $1,000.OOO R =Cost tReal Estale Only) V -Other

C =$2,501 - $5,1)00 H I =$1.00~.001 - $ 5.0~0.0~0 L =$50,001 - $100.000 PI =$1.000.001 - $5,000.0~0 P4 =More than $50,000,0~0 S =Assessment W =Estimated

D =$5.001 - $15.1300 H2 =More than $5.000.0~O M -$ 100.001 - $250.000 P2 =$5,090,001 - $25,000.000 T =Cash Market

E =$15.0~1- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 10

Name of Person Reporting Gorsuch, Neil 51.

Date of Report 08/03/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Transactions during reporting period

(1)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(5)
Identity of buyer/seller (if private transaction)

35.

- High Yield Fund

A A A

Int./Div. Int./Div. lnt.,giv.

T T

36. - Total Return Fund 37. 38. 39. - World Growth Fund USAA SEP IRA Acct: - Money Market

A A A A D

Int./Div. Int./Div. Int./Div. Int./Div. lnt./Div.

J J L K N

T T T T

40. - Precious Metals & Minerals Fund 41. - Global Oppty Fund

42. - Short Term Bond Fund 43. 44. 45. 46. 47. 48. 49. 50. 51. USAA P.I. Mgmt Acct: - Money Market, Tax Ex Fund - Adams & Weld Cts School Muni Bond 12/I/24 - Adams 12 Muni Bond 12/15/14 - Aurora Wtr Rev Muni Bond 8/I/22 - Boulder Sch Dist 2 Muni Bond 12/I/15 - Colo Sch Mines Muni Bond 12/I/13 USAA CDs

Matured (part) Buy (addl)

03/17/10 04/20/10

O M

A B B B A A

Int./Div. Interest Interest Interest Interest Interest

K K K K K K

T T Buy 01/05/10 K

I. Income Gain Codes: (See Columns B I and EM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =550,001 - 510~,000 J =$15.000 or less N =$250,001 - 5500,000 P3 =$25.000,001 - $50.00~.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G -5100,001 - $I,0(X).000 K =$15,001 - 550,000 O =$500,001 - 51.0(X).000 R =Co~t (Real Estate Only) V =Other

C =$2,501 - $5,0~0 H ] :5 I,(~0.001 - 55.000.0~O L =$50,001 - $ 100.000 PI =$1.000.001 - $5,000,000 P4 =More than $50.000,000 S =Assassmcnt W =Estimated

D =$5.0~1 - $15.000 H2 =More than $5,000.000 M -$ 100.001 - $250.000 P2 =$5,000.001 - 525,000.000 T =Cash Market

E =$15.001 - 550.000

FINANCIAL DISCLOSURE REPORT Page 7 of 10

Name of Person Reporting Gorsuch, Neil 51.

Date of Report 08/03/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (t) (2)
Value Code 2 (J-P) Value Method Code 3 (Q-W) Typ~ (e.g.,

Transactions during reporting period (2) buy, sell, redemption) (3) (4)
Gain Code I (A-H)

Date Value mm]dd/yy Code2 (J-P)

(5) Identity of buyer/seller (if private transaction)

52. 53.

- Colo St Brd Gov Unv Entr Sys Muni Bond 3/1/16 - Colo Springs Col Util Muni Bond 1 I115/20

B B B B B B B B B A A B B A B B B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Int./Div.

K K K K K K K K K K K K K K K L K

T T

Buy Buy

: 01/27/10 02/03/10

K K

54. - Colo Wtr Res & Pwr Muni Bond 8/I/24 55. - Denver Cnty Sch Muni Bond 12/I/12

T T T T

56. - Denver Exc Tax Rev Muni Bond 9/!/18 57. - Eagle Garfield Routt Muni Bond 12/1/23

58. - El Paso Sch Dist Muni Bond 12/1/12 59. 60. - Left Hand Wtr Muni Bond 5/15/13 - Mesa College Muni Bond 5/15/23

T T T T T T T T T Buy (addl) 03/02/10 Buy 03/15/10 K

61. - Pueblo Sch Dist Muni Bond 12/15/1 ! 62. 63. 64. - Pueblo Cnty Sch Dist Muni Bond 12/15/21 - S Migel & Montrose Muni Bond 12/1/17 - Teller Sch Dist Muni Bond 12/I/20

65. o Univ Colo Ent Sys Muni Bond 6/I/14 66. - Weld Sch Dist Muni Bond 12/I/19 67. 68. - Westminster Sis and Use Muni Bond 12/I/15 - Short Term Tax Ex Bond Fund

I. Income Gain Codes: (Se Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50.001 - $100,000 J =$15,0~0 or less N -$250.001 - $500,000 P3 =$25,000,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15.001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C -$2,501 - $5.000 H 1 -$1,000,001 - $5.000.000 L =$ 50.001 - $ 100.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000,000 S =Assessment W =Estimalcd

D =$5.0~ I - $15,000 H2 =More than M = $ 100,001 - $250.000 P2 =$5.000,001 - $25,000.000 T :Cash Market

E =$ 15,001 - 550,000

FINANCIAL DISCLOSURE REPORT Page 8 of 10

Name of Person Reporting Gorsuch, Neil M.

Date of Report 08/03/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (D Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
Type (e.g., buy, sell, redemption) Transactions during reporting period

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of

Date Value mm/dd/yy Code 2 (J-P)

buyer/seller (if private

transaction)

69. 70.

Buy (addl) Sold (part)

06/17/10 02/03/10

J J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Code~ {S~:e Column C2)

A =$1,000 or less F =$50,001 - SI00,00~ J =$15,0~) or less N -$250,001 - $500,000 P3 =$25.000.C~1 - $50.000.0~0 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G -$100.001 - $1.0~0.000 K $15.001 - $50.000 O =$500.001 - $1.0~1.000 R -Cost (Real Estate Only) V Othcr

C =$2,501 - $5,000 HI =$1.0~9,001 - $5,00~.000 L =$50,0~1 - $100,000 PI =$1.000,001 - $5.000,0~0 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 H2 =More than $5,000.0~0 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Name of Person Reporting Gorsuch, Nell M.

Date of Report

08/03/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.~ica,opa, of report.)

FINANCIAL DISCLOSURE REPORT Page 10 of 10

Name of Person Reporting Gorsuch, Neil M.

Date of Report 08/03/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-dlsclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Neil M. Gorsuch

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544