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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Court or Organization U.S. Court of Appeals/l Ith Cir
5a. Report Type (check appropriate type) ~ Nomination. ~ Initial Date ~ Annual ~ Final

ReportRequiredb.vtl, eEthi~"
in Government Act of 1978

~s u.s.c, app..~,~" IOl-l//)


3. Dale of Report 05/12/2010
6. Reporling Period 01/01/2009 to

1. P~:rson Reporting (last name. first, tmddlo initial) Dubina, Joel F.


4. Title (Article II I judges indicate active or senior status; magistrate judges i~icate full- or pa~-timc) U. S. Circuit Judge-- Active

12/31/2009
5b. ~ Ame~ed Rcpo~ 7. Chimers or O~ce Addreas Pos; O~ce ~ox 867 Montgome~, AL 36101~867 8. On the basis or the Information contained In this Repo~ ~nd xny modl~catlons pe~.lnlng thereto, It Is, In my opinion, In compli~ce ~lth applicable laws and regulations. Reviewing O~cer Date

IMPORTANT NOTES: The instructions accompanying this form must be followe& Complete atl parts,
checking the NONE box for each part where yoa have no reportable information. Sign on lastpage.

I. POSITIONS. tS.~or.~ i~U..t o.t~; .ee ,~ 9-13 of .Fding instr~,cttons.)


D NONE (No reportable positions.) pQS1TION
I. 2. Partner

NAME OF ORGANIZATION/ENTITY
Investments Unlimited, a limited liability corp,

(.

NONE (No reportable agreemem~.) ~ PARTIES AND TERMS

~ -.:,c:~ ".

-22 t.o "" ~,

~.i

Dubina, Joel F.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

.~ .... fP,.o~ R.po.~ng DubS.a, Joe~ F.

D.,,ota,po. 0~/12,20J0

|lI. NON-INVESTMENT INCOME. t~ror~ng i.di,.ia.~t ~.d ~e ....


A. Filers Non-Investment Income NON~ (No reportable non-investment income.)

~ .,~ ~. ~ ~-Z~ ,~i.x

SOURCE AND TYPE ~o~, not s~useS) 1. 2. 3. 4.

B. Spouses Non-Investment Income - ~f ~,ou woe raattled during an), portlon of Ihe reporting year, complete tMx section.
~Doll~r cmmunt m~ required ~rcept for honoraria.)

[~]

NONE (No reportable non-investment income.) DATE SOURCE AND TyP]~

I, 2. 3.

IV. REIMBURSEMENTS --tran.,portation, lodging, food, entertainment.


(Includes those to spouse and dependent children: &ee pp. 2.$-2 70ffillng instructions.)

NONE (]go reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 10

IN~m~
Dubina, Joelr,

05112t2010

V. GI FTS. tlncludes ,hate ta s~use and d~endcnt children; see ~ 28-31 of /~ling instructional
NONE (No reportab& g~s.) ~gSCRIPTION
I. 2. 3.
4.

5.

[~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

1. 2.

3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of I 0

Sa,.. of ~ ..... Repo,~In~ O,,bio,, Joel F.

D,~ ora~port
05/12/2010

NONE (No reportable income, assets, or transactions.)


Dcs~ip~i~ of Asscls (including t~st m~ts) Place ~h ~t c~cmpt f~m p~or disclosu~ l~om during rcpoaing ~ri~ Gross value at ~d of reporting period : T~n~tions du~ng rc~ing pcri~

Am~nt . Type (e.g., Value ~ Valu~ Type (e.g., C~e I div., rcnk buy, m~d~ C~c 2 C~e 2 ~ Mc~od ~ll, ~ {A-If) ~ orinl.) (J-P} C~c3 rcdcmpt~n) " " (J-P) : (A-ll)

(ifpfi~utc

I. 2. ]. 4. 5. 6. 7. 8. 9,

I. JOEL F. DUB~A COMMON STOC~ Insignia Fini Group Inc. Torchmark Corp U.S. Shelter Corp. Del Torchmark Cap. Tr. III See Money Market Funds Agee & Leach ~ Sterne, A D A A A Dividend Dividend Divldcnd None Interest Rent None J PI L T W W See Section VIII. i K J T T T Sold i 03/13/08 ~ J sold in 2008 Sold (part) 01/07/09 J C

12.5"/. interest Investments Unlimited, an L.L.C. 12.5% inlerest in house, Ada, AL

I O. I1. TRUSTS ASSETS #1 11. 12. 13. 14. 15. 16. 17. Money Market Funds .......................... Agec & Leach Alabama Ind. Access R&B University AL Huntsville (X) Montgomery AL Tax CPN General Eleclric Torchmark Corp. River Bank and Tr~st (X) "lSteme, A B B B C B A Interest Interest Interest Interest Dividend Dividend Dividend L K L L K M K T T T T T T T

Column ~}

FINANCIAL DISCLOSURE REPORT

N:tme of Person Reporllnll [ Dubina, Jocl F.

Dtte of Report

Page 5 of 10

05/iz/.,010

VI I. INVESTMENTS and TRUSTS - ~ .... ,. ,,,t,., ~,..~ao., tt.~.~,, ,ho~, o/~.,,..a a.~.~,.,,,ita,,.; ,,,~. ~-~o ot~ti.~ i.,,,..io.,.)
NONE (No reportable income, msets, or transactions.)

- ~. " ....
~rption of As~s ~including t~st ~ts) PlacetX)"nh~cach~sct cxcmptfrompfiordisclos~e

l~ome dar~g G~ value at e~ reporting pcn~ ofr~ning period (I) ~ (2) I (I) (~) ~ {2) : Amount. Ty~(e.g., 3 Val~- / Value ~ T~(e.g., Codcl : dv,rcnt, C~2/ Mc~ : buy,~ll, - (A-H) ; or nt ) (J-P) / C~c 3 ~mption)

a. "

~ ......... ~ ...................

Tn~actions d~ng rc~ing ~fi~ ~ (2) (3) ~ (4) ~ Date ~VaI~ Gain i C~I ~ ~d~yy C~2 (AdD [ (J-P) (5) Ide,tityof buycr/~ cr (ifpr ~ac

O. .........

18. 19. "20. 21. 22. 23. : 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

l lun~ville, AL Wa~ Series A lrondale, ~ W~ - Set. D I~. XLCA 4% lnt~ediate M~. Tr Sh Ben. Int. Kraft Foods, Inc. Monsanto Co. Opp, AL Wts FSA B/E Cpn U.S. Treasury Bond 5/375"/, U.S. Treasury Bond 7.25% Bank of America State Street Corp. Burlington Northern Santa Fe Symantcc Co~p, AFLAC lne. Potash Corp. Sask Inc. Ishares MSCI Emer. Mkts. Index Altria Group Inc. Pfizer, Inc.

B B C

Inte~st Interest Interest None

L L M

T T T Sold Sold 01/30/08 10/30/09 K J A All was sold in 2008

A B C C

Dividend Interest Interest Interest None L L L T T T

Sold Sold Sold Sold Sold Sold K K T T Sold Sold (par,)

03/02/09 02]05/09 03/02/09 08/03/09 01/22,09 07/16/09 08/27109

K J J K K K C

A A

Dividend Dividend None None

A A B

Dividend Dividend Dividend None

!01/28/09

FINANCIAL DISCLOSURE REPORT Page 6 of 10

[ N,meolPer~on R~port|ag

D.teotRepert

0~.~0~0 [ nubln,,-|ocl ~.

NONE (No reportable income, assets, or transactions.) A. Dc~ripdon of A~sct~ (iml~ing t~st ~) Place "(X)~ after t~mh ass~ cxC~ from prior dimlu~t~ B. ~ C. : ............. D. Inco~ during Gros* value at end ~ ofr~oingperiod rc~ing ~i~ Value C~ 2 (J-P) j VMue Mclh~ C~e 3 T~nmctions d~ng rc~ing ~

~ I T)~ (e.g., buy, ~cll, rc~mption)

TF~ (e g., IAmount ~ ; div, r~, Cod* I ~ (A-H) ~ or int.)

: Oa~ :mmt~yy ~

Value Gain C~c 2 ~ C~c I ~ (l-P) (A-H)

ldentity of buycr/~llcr (~fpfivate

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50, 51.

Stoker Co~. John Hancock Flexible Prem. Life Ins. Adobe Systems Barclays PLC ADR.

Dividend None None

K L K

T U T Buy Buy Buy Sold 06/01109 108/03109 08/18/09 12]08/09 ~06/01/09 10/28/09 08/18/09 09/04t09 I/11/09 09/15/09 06/01/09 08/10/09 07/16/091 12/08/09 i 12/08109 K K J K J J K J J J K J K K J C C C

Dividend

Freeport McMoran

None

Buy Sold (part)

HSBC HLDGS PLC SPON ADR NEW IShares MSClS Korea Index Microsoft Corp. Novartis A G Priceline Corn

A A A

Dividend Dividend Dividend None None

K J J J J

T T T T T

Buy Buy Buy Buy Buy Sold Buy Sold Buy (addl)

(part)
Select Sector SPDR TR SBI FINANCIAL A Dividend J T

2. V~I~ C~

J -$15,~ ~ k~ P] ~$25,~,~1 - $50,f~,~ Q =Ap~isal

K "$15,~1 . $50,~

L =$50,~1 $ I~,~ P4 ~M~ than S -A~cs~t

M ~l~,~l - $250,~

3. Valu~ M~ Co&~

R ~o~ ~R~I E~late Only)

FINANCIAL DISCLOSURE REPORT


Page 7 of l 0

N.raeofPerlenReporting Dubina, Joel F.

D|,eofReporl

05/12/2010

NONE (No reportable income, assets, or transactions.) De~pzion of As~ (including t~sZ as~ls~ Phcc "(X)" aflcr ~ch as~t cxcmp~ from prior di~los~ Income du~ng ~po~ing~ Gms~ value ~ end ,, ofrcponingpcfiod

: Amount ~ C~e I ; (A-H)

Ty~ (e.g., Value Value div., r~t. 2 C~c Mcth~ ~ buy, ~II, or ira.) {J-P} Co~3

~m~d~yy ~ C~ 2 C~c I ~

buy~i~llc~ t~n~oion)

52. 53. 54, 55. 56. ~7. 58. 59. 60. 6 I. 62. 63. 64. 65. 66. 67. 68.

Symantc Co~,

None

Buy Sold

0~01/09 08/03/09 05/20/09

J J K

US Natural Gas Fund LP PERSONAL HOLDINGS: : Money Market Funds17 Agee Torchmark Corp. ,] A B

None

Buy

....... ] Sterne,

Interest Dividend

J N

T T Sold 07/22/091 10109/09. 103/13/08 K K J E E Sold in 2008

{part) (p~)
Sold Sold

Torchmark Corp. Tr, Ill Sec. 5~ TMK, United Inc. 12.5% interest Investments Unlimited, as LoL.C. 12.5% interest in house, Ado, AL Hanoey Mill Road Farm, L.L.C. General Electric Com. Microsoft Corp. Southern Copper Cope. ........ Companhia Vale Do Ri Doce Spons Adr. Fairhope, AL Utilities A A A A A D

None Dividend Rent None None Dividend Dividend Dividend None Interest J T J PI L M J J T W W R T T

See Section VIII

See Section VIII

Sold Sold

03/25/09 04/09/09

J J

B A

FINANCIAL DISCLOSURE REPORT Page 8 of 10

.~ .... fP ..... R~porl|ng Dubi.,, Joel F.

05/12/2010 [

VI I. INVESTMENTS and TRUSTS - i.co.,o, ,,.t.., , ....... .,io.s. tlnctu,tc, tl, ose of .,~us and dtpt.aent
NONE (No reportable income, assets, or transactions.)
~ription of Asse~ (i~luding trust as~ts) Phce "(X)" a~cr each ~t exempt from pfor di~losu~ Income d~ing ~ning ~ri~ Gross value at end of rc~aing pe~ Val~ Mc~ C~c 3 (Q-~ T T T Buy Buy Sold Buy Buy Buy Buy 05/0~09 06/05109 07/I 5/09 06/05/09 108/20/09 I 1/19/09 08/20/09 J J J J J J J ~advenently remov~ 2~8 T~ (e.g. buy, sell, r~mption) ~ Tmnsaetiom d~ing re~aing

:Amounl ~ Ty~ ~e g,, Value " C~ I ~ dlv, real C~c 2 ~ (A-H) .I or inl.) (J-P) 1 i , A A Interest Dividend None K J J

:m~~yy C~ 2 ~ C(~c I (J-P) ~ (A-It) ; ..................... j. -

~ycr/scll~ (if~iva~ transition)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. !79.

Tuscaloosa, AL Wa~ant FSA B/E Waddell & Reed Direxion Daily Financial Bear 3 Xshares

(p~rt)
Pmshares Trust Powershares Ultrashort Real Estate Pimco FDS Total Retu FD CLA Powershares GloBale Trust Aggregate PFD A Portfolio Altria Group Inc. A A None Dividend Dividend Dividend J J J J T T T T

(~ Col~ C2)

U =B~k Value

V -O~cr

W =~imalcd

FINANCIAL DISCLOSURE REPORT Page 9 of 10

Dub|ha, Joel V.

05/12.r2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andic.,eea,lo/R.7,.,.S


PaR VII. No, 8 & 61. Investments & Trusts. Property Ioca~ed in Montgomery County, AL; Walton County, FL; Lowndes County, AL

No. 63. Effective December 31, 2007, l gifted my interest in land in Montgomery County, equally to I I formed an L.L.C. named "|lanccy Mill Road Farm, L.L.C." My 50% interest in the land was dccded into llac~cey blill Road Farm, ~ICI a~ ih,.~ giflid 1o l ln equal shares. The total value of this proper~y at ~he time it gifted was ,$790,000 to be equally shared by the 4. 1 filed a girl tax return Sh0wing this tranSfertin 4/15108.

FINANCIAL DISCLOSURE REPORT


Page 10 of 10 IX. CERTIFICATION.

[ ,~m, or e~.o~ R~po.~

~,,, o~ R~por~

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my know, ledge and belief, and that any information not reported was withheld because it met applicable s~atutory provisions pertaining non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provldons of 5 U.S.C. app. 501 ct. seq,, 5 U.S.C. 7353, and Judicial Conference regulations.

Sign~

NOTE: A~NY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FAL, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544