FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1, Person Reporting (last name, first, middle initial) Arcara, Richard J.

4. Title (Article 1II judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge

Report Required by the Ethics in Government Act of!978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. District Court W.D.N.Y.

5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 5/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [7] Amended Report

7. Chambers or Office Address 68 Court Street, Room 609 Buffalo, New York 14202

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of f!ling instructions.)

~ NONE (No reportable positions.)
POSITION
1: 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Revorting inaividual only; see pp. 14-16 of filing instructions.)
[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Arcara, Richard J.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-lnvestment Income
~] NONE (No reportable non-investment income.) DATE SOl IRCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) ~] NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3.2010 4.

SOURCE AND TYPE

AAA Western and Central New York Board Member - Stipend Executive Dimensions - Salary Health Now Board Member - Stipend

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment

(Includes those to spouse and dependent children," see pp. 25-27 off!ling instructions.)

NONE (No reportable reimbursements.)

SOURCE
New York Intellectual Property Law Association

DATES
3/26 - 3/27/2010

LOCATION
New York, N

PURPOSE
Attendance at Dinner

ITEMS PAID OR PROVIDED

Reimbursement for lodging, meals, transportation for attendance at Annual Dinner in Honor of Federal Judiciary, N.Y. March 26 and 27, 2010

FINANCIAL DIS(~LOSURE REPORT

Page 3 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

V. GIFTS. anciudes those to spouse und dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE
1. 2.

DESCRIPTION

VALUE

3.
4. 5.

VI. LIABILITIES. anel.de~ those oSspouse ond dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)

CREDITOR
1. 2.

DESCRIPTION

VALUECODE

3.
4. 5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - i.come, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Gain Date Value mrrddd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaeti0n)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Cash Tamarack lnvt. Fds. Prime Aim Basic Value Fund C "(Y)" AllianceBem Large Cap Growth A Allianz NFJ Dividend Val. C1. C Davis NY Venture Fund DWS Dreman High Rtn CI.C Fidelity Adv. New lnsights CI A Fidelity Adv New Insight C GS Core U.S. Equity-C Jennison-Growth C1.A (Prudential Inv) Kinetics Paradigm Fund CI C Royce Fund - PA Royce Fund - Total Return Con Europacific Growth C1. A Putnam Intl Equity C Templeton Foreign A A A A A A

None Dividend

J K

T T

None Dividend None None Dividend None None None None None None Dividend None Dividend J T J T K J K T T T K T K T

Sold

01/22/10

Sold Sold

01/22/10 J 01/22/10 J

A A

Sold Sold

01/22/10 J 01/22/10 K

A A

Sold

01/22/10

Sold

01/22/10 J

1, Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,00t - $ I00.000 J =$ t 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$i00,001 - $1,000,000 K -St 5,001 - $50,00~, O =$500,001 - $ 1,000,000 R -Cost (Rcal Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,0001001 - $51000,000 ~ =$50;001 - St00,000 Pl =$1,000,001 - $5i000;000 P4 =More "than $50,000,000 S =Assessment W =Estimated

D -$5,001 - $15,000 HZ =More than $5,000;000 M =$~00,001 - $250,000 P2 =ss,000,001 - $25;000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DIS(~LOSURE REPORT Page 5 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - i.co.,e, v.lae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g.. div. rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain ram/dd/yy Code 2 Code l (J-P) (A-H)

(5)
Identity of buyer/seller (iprivate transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Templeton Growth CI.A Templeton Growth C1. C Thornburg Intl Value C1. A Eaton Vance High Income Goldman Sachs HY Cl. A Nuveen Multi-Strategy 1 & (3 Pimco High Income Fd. Ivy Asset Strat A Inesco Basic Value CL C Legg Mason Capital Management Goldman Sachs Broup Inc. 5.125% Western Asseet High Yield SLM Corp Ednotes General Electric Cap SR Bank Amer Corp General Motors Accep,.Corp Countrywide Home LN Class A11 A B A A A B C A B A

None None Dividend Dividend Dividend Dividend Dividend Dividend None None None None Int./Div. Int./Div. Int./Div. None Int./Div. K K K J J K J K J K K K K J J T T T T T T T T T T T T T T T

Sold Sold

01/22/10 01/22110

K J

A A

Buy Buy Buy Buy Buy Buy Buy Buy Buy

12/14/10 01/22/10 10/26/10 10/26/10 02/04/10 02/05/10 02/09/10 12/17/10 02/09/10

J K J K K K K J J

1. Income Gain Codes: (See Colurrms BI and IM) 2. Value C~cies (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$11000 0r less F =$50,001 ~ $i00,000 J =$15,000 or less N =$250,001- $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,0001000 K =$15,001 - $50,000 O=$500,001- $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100~000 PI =$1,000,001-$5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000

E =$15,001 - $50,000

H2 ~M0fe tha~ $5~000,00 .... ..... M =$100;001 S $250i000 P2 =$5;000~00F- $251000 000 T =Cash Market

FINANCIAL DIS(~LOSURE REPORT Page 6 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent childret~; seepp. 34-60 of filing instructiol~s.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(x)" after each asse~ exempt from prior disclosure (i) Amount Code 1 (A-H) (2) Type (e.g., div, rent, or int.) (1) Value Code 2 (J-P) (2) .... Value Method Code 3 (Q-W) (1) Type(e.g;~ buy, sell, redemption) (2) : : 0) " (4) Value ~ Gain " Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identityof buyer/seller (if private transaction)

35. 36. 37. 38.

CWALT Inc Class l-A-10 CHL Mortgage Pass Through Bank of America Fund Corp CL TAI B JP Morgan Trust

A A A A A A
B

Int./Div. IntJDiv. Into~)iv. Into/Div. Int./Div. Int./Div.

Into/Div.

J K J J K

T T T T T

Buy
Buy

01/26/10 J
08/23/10 K

Buy Buy Buy Sold Sold

02/02/10 J 09/14/10 J 03128/10 K 09/20/10 J 09/03/10 K A A

39. Government National MTG Assn 40.

41.

Ford Motor Credit Corp Co.

Wynn Las Vegas, LLC

42. 43.
44.

Tamarack Invt. Fds Prime AIMCharter-A"(Y)"

AllianceBern Large Cap Growth A

None

None

Sold
Sold J J T T

01/08/10
01/07/10 J

A
A

45. 46. 47. 48. 49. 50.

DWS Dreman High Rtn. Fnd.A Fidelity Adv New Insight A Royce Fund - Total Return Con Royce Fund - PA New Perspective CL. A Templeton Growth A A
A A

None
Dividend Dividend

None Dividend None A Distribution T J T

Sold Buy 01/07/10 12/14/10 J J A

51. lnvesco Charter Fund

I. Inc0me Gain Crdes: (See Columns BI and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$ ,001 - $2 500 G =$100,001, $L000 000

C =$2,501 ,$5;000

: :

K =$1~,00, - ~50,000

H 1 =$1,000,001 - $5;000;000

D =$5,001 - $15,000 H2 ~ore than $5;000,000

E =$15,001 - $50,000

=$50,001 - ~,00 000

M ~ioo 00l ;

0 =$500,001- $1,000,000 R =Cost (Real Estate Onty) V =Other

PI :$l,O00,oO1 : $5:0001000 S =Asses ....t W =Estimated

~ ~$~:000i001 " $25i000;000 T =Cash Market

FINANCIAL DIS(~LOSURE REPORT Page 7 of 13

I
O)

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE

(No reportable
A.

income, assets, or transactions.)

B. C. D.

Description of Assets
(including trust assets)

Income during :
report ngperiod

Gros~ V~lue at end

oreporting period

Transactions during reporting period (3) (4)

(5) Identity of buyer/seller (if private transaction)

O)
Place "(X)" al~er each assel exempt from prior disclosure Amount Code 1 (A-H)

(2)

(2)
Value Code 2 (J-P)

(l~

Type (e.g., div,, renti or int.)

~alue .... MethOd Code 3

(2)

Type (e.g., buy, sell~ redemption)

Date mm/dd/yy

Value Code 2 (J-P)

Gain Code 1 (A-H)

(Q-W) 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. IVY FDS Inc. Growth LeggMason Capital Black Rock Global CL C IVY Asset Strategy CL C Tamarack Invt. Fds. Prime Abbott Laboratories Cisco Systems Citigroup, Inc. Computer Task Group Inc. DuPont E I Nemours & Co Eastman Kodak Ebay lnc Fidelity Adv New Insight C Home Depot Inc. HSBC Holdings PLC JP Morgan US Large Ca; Core Plus C KeyCorp New A A A B A A A None None Dividend None None Dividend None None None Dividend None None Dividend Dividend Dividend None Dividend K J J J J T T T T T J T Sold Sold Sold Sold 01/22/10 01/22/10 01/22/10 01/22/10 J J J J C A A A J J J J L T T T T T Sold Sold 01/22/10 01/22/10 J J B A Buy Buy Buy Buy 11/14/10 01/07/10 01/07/10 01/07/10 J J J J

(See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

F =$50,001 - $100,000 J =$! 5;000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B ~$1;001 ~ $2;500 G =$i001001 ~ $i,0001000 K ~$15,001 ~ $50i000 ...... O=$500,001 ~ $L000,000 R =Cost (Real Estate Only) V =Olher

C =$2i501- $5,000 Hi =$i,000,001- $5,0001000 L =$50i001 ~ $100~000 PI=$1 000 001 - $5 000 000 p4 =M0re than $50,000,000 S =Assessment W =Estimated

D =$5,001 ? $15,000 H2 =More than $5,000,000 M =$100,00| - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISdLOSURE REPORT Page 8 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - income, ~,l,e, ~r,n~octions ancl.d~ tho~e of $,ouse and de, endear children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset B. Income during reporting period (2) (l~ Amount Type (e.g., Code 1 div., rent,
(A-H) or int.)

exempt from prior disclosure

C. Gross value at end of reporting period (I) (2) Value Value Method Code 2
(J-P"

D. Transactions during reporting period (1) Type (e.g., buy, sell, (2) (3) Value Date mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

Code 3 (Q-W) T

redemption)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Kinetics Mut Fnds Inc. Liberty Global Inc. A Liberty Globallnc. C Liberty Media Interactive A Liberty Media Hold - Cap Ser A M & T Bank Corp Paychex Inc. Proctor & Gamble Prudential Finl Inc Royce Fund - PA Tenet Healthcare Corp. Time Warner Inc. AlpineTota| Dynamic Div Fund Blackrock Intl Growth & Income Fund Cameco Corp. Eaton Vance Tax-Managed Global Templeton Growth C Franklin B B A B A A B B

None None None None None Dividend None Dividend Interest None None None Dividend Dividend Dividend Dividend Dividend

Sold Sold Sold Sold L T Sold J K K T T T Sold Sold J K T T Sold K J T T

01/22/10 01/22/10 01/22/10 01/22/10

J J J J

A A A A

01/22/10

01/22/10 01/22/10

J J

B A

01/22/10

1. lnc0m~ Gain Cod~! (See Columns B 1 and IM) 2. Value Codes (See Columns C ! and D3) 3. Value Method Codes (See Column C2)

A --$ii000 Or less F =$50,001 ~ $100,000 J =$15,000 or less N =$250,1)01 ~ $500,00~ P3 =$25,000;001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2;500 G =$100,001 - $1,000,000 K =$15,001- $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M -$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T Cash Market

E =$15,001 - $50,000

FINANCIAL DIS(~LOSURE REPORT Page 9 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - i.co~.e, vatue, tru.sacao.~ ane~ude$ tho~e of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
[~ NONE (No reportable income, assets, or transactions.)
Description of Assets

Income during
reporting period

( nclud ng trust assets)

Place "(X)" after each assel exempt from prior disclosure

Gross value at end of reporting period (1) Value Code 2 (J-p) (2) Value Method (1) Type (e.g., buy, sell, redemption)

Transactions during reporting period (2) Date: mm/dd/yy (3) (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(1~ Amount Code I (A-H)

(2) Type (e.g:, div., rent, or int.)

Code 3 (Q-W)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Blackrock Enhanced Govt GMNA REMIC 2003-110-PC Goldman Sachs Group, Inc. FHLMC REMIC2864-A4 Lottery Bond Residential Asset See 20 RAAC FHLMC REMIC 3024-CD Chase Mortgage F1N Tr 20 CSMC Mtg-Bkd Pass Thru Bane of America FDG Coo Countrywide Capital V Keycorp Capital IX CBTCS for JC Penney Co Ivy Asset Strategy C Wells Fargo Mortgage Backed

A A A A A A B A A B B B

Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Int./Div. None

J J

Sold J J T T
Sold

02/17/10 K

12/15/10

K K J J K
J

T T T T T T T T

K J

Interest None None

100. Direct TV Class A 101. DWS Strategic Fund Class C 102. J Morgan MTG Trust A

Sold Sold

01/22110 01/22/10

J J

B C

Interest

i i~0me Gaifi cbdcs: ..... (See Columns BI and I)4) 2. Value Codes (See Columns C 1 aod D3) 3. Value Method Codes (See Column C2)

A --$1 ;0o0 0r less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other

=$2,5ol - $5,000 ~ =$ ~ ,ooo,o0 i- $5;o001ooo

=$50,001- $ 100;000

P~ =$~,ooo,oo~ - $5,ooo,ooo
P4 =More than $50,000,000 =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5 000 000 M --$100 001 ~$250 000 P2 =$5;000;00i . $25;000,000 T --Cash Market

E =$15,001 - $50,000

FINANCIAL DIS(~LOSURE REPORT Page 10 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - inco,,e, value, ~runsoctions anciuaes those oys, ouse aua aeo~naeut c~ilUr~u; s~ ,p. 34-60 of filing instructions.)
~-] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2"1 Type (e.g., div., rent, or int.) Gross value at end ofreporfing period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1"1 Type (e.g., buy, sell, redemption) Transactions during reporting period (2) Date mm/dd/yy (3) (4) Gain Value Code 2 Code 1 (A-H) (J-P) (5) Identity of buyer/seller (if private transaction)

103. United States National Gas Fund 104. CTS Treasury Cash (x) 105. Countrywide Alt. Ln. Trust 106. Legg Mason Capital Management 107. Euro Pac Growth Fund 108. General Motors Accep Corp 109. San Bemardino Cnty CA 110. SLM Corp 111. Lehman Mortgage Trust 112. Credit Suisse First Boston Mtg. 113. CitiMortgage Alt. Loan 114. BlackRock Global Allocation 115. Ford Motor Credit Co. A A A A A A A A

None None None None Dividend Int./Div. None Int./Div. Int./Div. Int./Div. lnt.iDiv. Dividend Int./Div.

J
J

T T T T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy 01/22/10 01/22/10 04/21/10 02/16/10 05/03/10 04/22/10 01/22110 04/26/10 01122/10 01/22/10 K J J K J K J J K J

J K J J K J K J J K

116. Ford Motor Credit Co. 117. Tamarack Invt. Fds Prime 118. Legg Mason Capital 119. Bank of America Corp

A A

Int./Div. Dividend None

J J J T T T

Sold

12/20/10 J

Buy

03/17/10

Dividend

1. Income Gain Codes: (See Columns BI and D~) 2. Value Codes (See Columns C| and D3) 3. Value Method Codcs (See Column C2)

A=$1,000 or less F=$50,001 - $100,000 J=$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,00I - $50,000,000 Q=Appraisal U =Book Valuc

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O=$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2~501 - $5,000 n I =$1,000,001 - $5,000,000 L =$50~00i 2 $100,000 P4 =More than $5010001000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100~001 - $250;000

E =$15,001 - $50,000

P~ =$~,ooo,oo~- $5,ooo;ooo

~2 ~$5,ooo,oo~ - $25,ooo;ooo
T =Cash Market

FINANCIAL DIS(~LOSURE REPORT Page 11 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g.. div,, rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (j_p) Transactions during reporting period (1) .... Type (e.g., buy, sell, (2) (3) ~ (4) Gain Date : Value inm/dd/yy Cbde ~2 Code 1 (J-P) (A-H) (5) Identity of , buyer/seller (if private transaction)

120. Dominion Res. Inc. VA 121. Citicorp Mortgage Securities 122. JP Morgan Mtg. Trust 123. Wells Fargo Mtg Backed Securities 124. Black Rock NY Munl Income 125. Invasco Van Kampen Tr Invt 126. Black rock Global Allocation 127. Ivy Asset Strategy C1 C 128. Pimco High Income Fund 129. Rochester Funds Municipal CL C 130. Van Kempen Trust

A A A A B A A

Int,/Div. Int./Div. Int,/Div. Int./Div. Dividend Dividend Dividend None

J J J J L K J J

T T T T T T T T

Buy

01/25/10

Buy Buy Buy Sold Sold Sold

06/30/10 12/10/10 12/10/10 03/31 / I 0 12/17/10 06/01/10

K J J K K J D C A

B 13 A

Dividend Dividend Dividend

I. Income Gain Codes: (See Columns Bl and IM) 2. Value Codes (Sec Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1i000 0r iess F =$50,00] ~ $100,000 J =$15,000 or less N =$250,001 = $500,000 P3 =$25,01)0,001 - $50,000,000 Q =Appraisal U =Book Value

B :$1,001 r $2,500 G =$i00,001, *1,000,000 K =$15,00i - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000
HI =$1,000,00i ~ $5;000,000

D =$5,001 - $15,000
H2--More than $51000,000

E =$15,001 - $50,000

L =$50;00~ - $1oo,ooo

M =$1oo,ool = $250;000

~,l =$1,000,00I - $5i000,000

P4 =More thaa $50 000 000 S =Assessment W =Estimated

r,2 =$5,000,001 ~$2~ 000 000

T --Cash Market

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

Part VII. The assets listed in part VII, on lines 119, 121,122, 124, 125, 128, 130, 131 and 132 were inadvertently omitted on the 2008 and 2009 Financial Disclosure Reports.

FINANCIAL DISCLOSURE REPORT Page 13 of 13 IX. CERTIFICATION.

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Richard J. Arcara

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Arcara, Richard J.
4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. District Court W.D.N.Y.

5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 5/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge

5b. [] Amended Report

7. Chambers or Office Address 68 Court Street, Room 609 Buffalo, New York 14202

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followevL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Reponing individual only; see pp. 9-13 of filing instructions.)

~
NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. ~Re, o,~ing individual only; see pp. 14-16 of f!ling instructions.)
~

NONE ~o reportable agreements.)

DATE PARTIES AND TERMS

Arcara, Richard J. A

FINANCIAL DISI}LOSURE REPORT Page 2 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1.2010 2.2010 3.2010 4.

SOURCE AND TYPE AAA Western and Central New York Board Member - Stipend Executive Dimensions - Salary Health Now Board Member - Stipend

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children," see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.)

SOURCE New York Intellectual Property Law Association DATES 3/26 - 3/27/2010 LOCATION New York, NY PURPOSE Attendance at Dinner

ITEMS PAID OR PROVIDED

Reimbursement for lodging, meals, transportation for attendance at Annual Dinner in Honor of Federal Judiciary, N.Y. March 26 and 27, 2010

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report

5/12/2011

V. GIFTS. andudes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those of spouse .ha dependent children; see pp. 32-33 of filing instruction~) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DIS(~LOSURE REPORT Page 4 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repornng period 0) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J K T T D. Transactions during reporting l~ri0d (1) (2) (3) (4) Type [e.g., Date Value ~ Gain buy. sell, mm/dd!yy Code 2 Code 1 redemption) (J-P) (A-H) (5) Identity of buyer/seller (ipri~ate transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Cash Tamarack Invt. Fds. Prime Aim Basic Value Fund C "()" AllianceBem Large Cap Growth A Allianz NFJ Dividend Val. CI. C Davis NY Venture Fund DWS Dreman High Rtn C1.C Fidelity Adv. New Insights CI A Fidelity Adv New Insight C GS CoreU.S. Equity-C Jennison-Growth CI.A (Prudential Inv) Kinetics Paradigm Fund CI C Royce Fund - PA Royce Fund - Total Return Con Europacific Growth CI. A Putnam Intl Equity C Templeton Foreign A A A A A A

None Dividend

None Dividend None None Dividend None None None None None None Dividend None Dividend
T T T

Sold

!01/22/10

K Sold Sold K
Sold Sold 01/22/10 J

01/22/10 01/22/10

J J

A A

A A

01/22/10 K

Sold

01/22/10

Sold

01/22/10

(See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

F =$50,001 - $I 00,000 J =$15;000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G=$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L $50~001 - $100,000 P I =$1,000,00 ! - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000

E =$ t 5,001 - $50,000

M :$1oo,ool - $25o,ooo P2 =$5,000,00~ - $25,000,000

T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU S TS -iueome, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (1) (2) Amount Type (e.g,, Code 1 div.. rent.
(A-H) or int.)

Gross value at end

Transactions during reporting period (5)

of reporting period
(1) (2) (1) (2) (3) (4)

Value Code 2 (J-P)

Value ....Type (e.g., buy, sell, Method Code 3 redemption)

(Q-W)

Date Yalue Gain mm/dd/yy Code 2 ~ Code 1 (J-P) (A-H)

Identity of buyer/seller (if private

transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Templeton Growth CI. A Templeton Growth CI. C Thornburg Intl Value C1. A Eaton Vance High Income Goldman Sachs HY CI. A Nuveen Multi-Strategy I & G Pimco High Income Fd. Ivy Asset Strat A Inesco 13asic Value CL C Legg Mason Capital Management Goldman Sachs Broup Inc. 5.125% Western Asseet High Yield SLM Corp Ednotes General Electric Cap SR Bank Amer Corp General Motors Accep,. Corp Countrywide Home LN Class A11 A B A A A 13 C A B A

None None Dividend Dividend Dividend Dividend Dividend Dividend None None None None Int./Div. Int./Div. lnt./Div. None Int./Div. K K K J J K J K J K K K K J J T T T T T T T T T T T T T T T

Sold Sold

01/22/10 01/22/10

K J

A A

Buy Buy Buy Buy Buy Buy Buy Buy Buy

12/14/10 01/22/10 10/26/10 10/26/10 02/04/10 02/05/10 02/09/10 12/17/10 02/09/10

J K J K K K K J J

: L Jh~0~ Gai~ Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C t and D3) 3. Value Method Codcs (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q :Appraisal U =Book Value

B =$1,001- $2,500 G =$I00,001- $1,000,000 K=$15,001 -$50,000 O =$500,001- $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501- $5~000 H 1 =$1,000~001 ~ $5,000,000 L =$50,001 - $ i 00,000 P I =$ 1,000,001 - $5,000,000 P4 =MOre tl~au $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5 000,000 M --$100;001 ~ $250,000 P2 =$5;000,001 - $25,000,000 T --Cash Market

E =$15,001- $50,000

FINANCIAL DIS(~LOSURE REPORT Page 6 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - in,ome, votue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

[~

NONE

reportable income, assets, or transactions.)

B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent. (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 D. Transactions during reporting period (1) Type (e.g., buy, sell, (2) Date mn~/dd/yy ~5) (3) (4) Value Gain .............. Identity of Code 2 Code t ........ buyer/seller (if private O-P) (A~H) transaction)

Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

redemption)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. CWALT Inc Class I-A-10 CHL Mortgage Pass Through Bank of America Fund Corp CL TAIB JP Morgan Trust Government National MTG Assn Ford Motor Credit Corp Co. Wynn Las Vegas, LLC Tamarack Invt. Fds Prime AIM Charter - A "(Y)" AllianceBern Large Cap Growth A DWS Dreman High Rtn. Fnd.A Fidelity Adv New Insight A Royce Fund - Total Return Con RoyceFund- PA New Perspective CL. A Templeton Growth A Invesco Charter Fund A A A A None None Dividend Dividend None Dividend None Distribution J T J J J J
T T T T

A A A A A A B

Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. Int./Div. None

J K J J K

T T T T T

Buy Buy Buy Buy Buy Sold Sold

01/26/10 08/23/10 02/02/10 09/14/10 03/28/10 09/20/10 09/03/10

J K J J K J K A A

Sold Sold

01/08/10 01/07/10

J J

Sold Buy

01/07/10 12/14/10

J J

1:1 ...... Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$t5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Valuc

B =$!,00~ - $2,5~p G =$100,001 - $1,000;000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H l =$1,000,00 t - $5,000,000 L =$50,001 ~ $100,000 P I :$ l ;000;001 = $5~000;000 P4 =More than $50,000,000 S =Asscssment W =Estimatcd

=$5,001 - $ 15,000
H2 =M0re than $5 000 000

E =$15,001 - $50,000

~$ioolooi ~ $250,000 : P2 =$5,000;00i- $25,000,000

T =Cash Market

FINANCIAL DIS(~LOSURE REPORT Page 7 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) ~alue Method Code 3 (Q-W) (1) Type 1e.g., buy, sell, redemptipn) D. Transactions during reporting period (5) (2) (3) (4) Identity of Date Value Gain mm/dd/yy Code 2 Code I ..... buyer/seller (i~private (J-P) (A-H) transaction)

52.
53.

IVY FDS Inc. Growth

LeggMason Capital

None
None

J
J

T
T

Buy
Buy

11/14/10
01/07/10

J
J

54.
55.

Black Rock Global CL C

IVY Asset Strategy CL C

Dividend
None

J
J

T
T

Buy
Buy

01/07/10
01/07/10

J
J

56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67.

Tamarack Invt, Fds, Prime Abbott Laboratories Cisco Systems Citigroup, Inc. Computer Task Group Inc. DuPont E I Nemours & Co Eastman Kodak Ebaylnc Fidelity Adv New Insight C Home Depot Inc. HSBC Holdings PLC JP Morgan US Large Ca; Core Plus C A A A B A A

None Dividend None None None Dividend None None Dividend Dividend Dividend None Dividend

L Sold Sold 01/22/10 01/22/10 J J B A

Sold Sold Sold Sold K J J T T T

01/22/10 01/22/10 01/22/10 01/22/10

J J J J

C A A A

68. KeyCorp New

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3.Value Method Codes (See Column C2)

A=$1~000 orless F =$50,001 -$100,000 J =$15,000 ortess N =$250,~01- $500,000 P3 =$25,000,001- $50,000,000 Q=Apprais~l U=BookValuc

=$1,001 o $2~500

=$100,00 t - $ 1,000,000 =$15,001 - $50,000 -$500,001 - $ 1,000,000 =Cost (Real Estate Only) =Other

C =$2,501 =$5,000 H t =$1,000,001 ~ $5;000i000 L =$50 001 - $100 000 Pl =S 1,000;0~i ~ $51000i000 P4 =M0r~ th~n $50 000 000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5 000 000 M =$i00~001 q $250;000 P2 --$5;000;00 i ; $25,000,000 T =Cash Market

E =$15,00t- $50,000

FINANCIAL DIS(~LOSURE REPORT Page 8 of 13

~ame of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~ NONE

(No reportable

income, assets, or transactions.)

Transact ons during reporting period reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) of reporting: period (1) .... Value Code 2 (J-P) (2) (1) Value: Type t.e.g., Method : buy, sell, Cod~ 3 .... redemption) (Q-W) (2) (3) (4) Value Gain Date mm)dd/yy Code 2 Code 1 (J-P) (A-H) fSI Identity of buyer/seller (if private transaction)

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

69. 70. 71. 72. 73. 74. 75.

Kinetics Mut Fnds Inc. Liberty Global Inc. A Liberty Global Inc. C Liberty Media Interactive A Liberty Media Hold - Cap Ser A M & T Bank Corp Paychex Inc. A B B

None None

J Sold 01/22/10 J A

None None None Dividend None Dividend Interest None None None B B A B A Dividend Dividend Dividend Dividend Dividend K J T T J K T T J K K T T T L T

Sold Sold Sold

01/22/10 J 01/22/10 01/22/10 J J

A A A

Sold

01/22/10

76. Proctor & Gamble 77. 78. 79. 80. 81. 82. 83. 84. 85. Prudential Finl Inc Royce Fund - PA Tenet Healthcare Corp. Time Warner Inc. AlpineTotal Dynamic Div Fund Blackrock Intl Growth & Income Fund Cameco Corp. Eaton Vance Tax-Managed Global Templeton Growth C Franklin

Sold Sold

01/22/10 J 01/22/10 J

B A

Sold

01/22110 J

1. lnc0me G~in C0des: (See Columns BI and 134) 2. Value Codes (See Columns Ct and D3) 3. Value Method Codes (See Column C2)

A =$1 000 or ess F =$50,001 - $100,000 3 =$15,000 or tess N =$250,001 - $500,000 P3 ~$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 ; $2,51)0 G =$100,001 - $1,000,000 K =$15,001 2 $50,000 O =$500,001 ~ $1,000,000 R =Cost (Real Estate Only) V =Other

c =,2,501. ,5,000
Hi =$1,000,0b:l ~ $510001000 L --$50 00] ,$100 000 p i =$ li000;001 ~ $51000~000 P4 =More than $50~000,000 S =Assessment W =Estimated

. =,5,001- ,15,000
H2 =More than $5,000,000 M ~$I00~001 = $250~000 ~ =$5,000;001 ; $25;000;000 T ~Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUS TS - inco,~e, rathe, ,ra~sactions a~etudes thos~ oy~pou~ and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P1 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Blackrock Enhanced Govt GMNA REMIC 2003-110-PC Goldman Sachs Group, Inc. FHLMC REMIC2864-A4 Lottery Bond Residential Asset See 20 RAAC FHLMC REMIC 3024-CD Chase Mortgage FIN Tr 20 CSMC Mtg-Bkd Pass Thru Bane of America FDG Corp Countrywide Capital V Keycorp Capital IX CBTCS for JC Permey Co Ivy Asset Strategy C Wells Fargo Mortgage Backed

A A A A A A B A A B B B

Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Int./Div. None

J J

T T Sold 02/17/10 [ K B

J J

T T Sold 12/15/10 J A

K K J J K J K J

T T T T T T T T Sold Sold 01/22/10 01/22/10 J J B C

Interest None None

100. Direct TV Class A 101. DWS Strategic Fund Class C 102. J Morgan MTG Trust A

Interest

I. Income Gain Cbdes: (See Columns B! and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A ~$ii000 0r ie~ F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500i000 13 =$25~000,001 - $50,000,0O0 Q =Appraisal U =Book Value

B =$1;00! ~ $2~500 G =$100,001 - $1,000,000 K=$15,001 - $50,000 O =$500,001 - $I,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L :$50,00i - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001- $15,000 H2 =More~an $5,000,000 M=$100,001 -$250,000 P2 =$51000,001- $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DIS(~LOSURE REPORT Page 10 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - income, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(1) Amount Code 1 (A-H)

(2) Type (e.g.. div., rent, or int.)

O) Value Code 2
(J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T T T

(I) Type (e.g., buy, sell, redemption)

(4) {2) (3) Date Value Gain mm/dd/yy Code 2 Code 1 : : (J-P) (A-H)

(5) Identity of buyer/seller (if private

transaction)

103. United States National Gas Fund 104. CTS Treasury Cash (x) 105. Countrywide Alt. Ln. Trust 106. Legg Mason Capital Management 107. Euro Pac Growth Fund 108. General Motors Accep Corp 109. San Bemardino Cnty CA 110. SLM Corp 111. Lehman Mortgage Trust 112. Credit Suisse First Boston Mtg. 113. CitiMortgage Alt. Loan 114. BlackRock Global Allocation 115. Ford Motor Credit Co. 116. Ford Motor Credit Co. 117. Tamarack Invt. Fds Prime I 18. Legg Mason Capital 119. Bank of America Corp B A A A A A A A A A A

None None None None Dividend Int./Div. None Int./Div. Int./Div. Int./Div. Int./Div. Dividend Int./Div. Int./Div. Dividend None Dividend

J J J K J J K J K J J K

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold

01/22/10 01/22/10 04/21/10 02/16/10 05/03/10 04/22/10 01/22/10 04/26/10 01/22/10 01/22/10 12/20/10

K J J K J K J J K J J A

J J J

T T T Buy 03/17/10 J

L Income Gain Code~: ; (See Columns B I and IM) 2. Value Codes (See Columns C I and O3) 3. Value Method Codes (See Column C2)

A =$1;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

=$ l ~001 - $2i500 =$100,001 - $1,000,000 =$15,001 - $50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Olher

C =$2,501 - $5,000 H 1 -$1,000,001 - $5,000,000 L =$50,001 - $I00,000 P l =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000

E =$15,001 - $50,000

M =$IOO,OOl - $250,000
P2 =$5,000,001 - $25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/201 l

VII. INVESTMENTS and TRU S TS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

(i)
Amount Code l (A-H)

(2)
Type (e.g., div., rent, or int.)

Gain Code 1 (A-H)

120. Dominion Res. Inc. VA 121. Citicorp Mortgage Securities 122. JP Morgan Mtg. Trust 123. Wells Fargo Mtg Backed Securities
124. Black Rock NY Munl Income

A A A A
B

Int./Div. Int./Div. IntJDiv. Int./Div.

Dividend

J J J J
L

T T T T

Buy

01/25/10

125. Invasco Van Kampen Tr Invt 126. Black rock Global Allocation 127. Ivy Asset Strategy C1 C 128. Pimco High Income Fund 129. Rochester Funds Municipal CL C 130. Van Kempen Trust

A A

Dividend Dividend None

K J J

Buy
Buy Buy

06/30/10 K
12/10/10 12/10/10 J J

B B A

Dividend Dividend Dividend

Sold Sold Sold

03/31/10 12/17110 06/01/10

K K J

D C A

1. income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1~000 or less F =$50,001 - $100,000 J =$ t 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$] 00,001 - $1,000,000 K ~$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5~000 H I =$1,000,001 - $5,000 000 L =$50,001 - $100~000 PI =$1,000,001 - $5~000,000 P4 =More than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100~001 - $250;000 P2 ~$5i0001001 - $25i000;000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

Part VII. The assets listed in part VII, on lines 119, 121, 122, 124, 125, 128, 130, 131 and 132 were inadvertently omitted on the 2008 and 2009 Financial Disclosure Reports.

FINANCIAL DISCLOSURE REPORT Page 13 of 13

Name of Person Reporting Arcara, Richard J.

Date of Report 5/12/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Richard J. Arcara

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544