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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009


2. Court or Organization Northern Districy of New York 5a Report ~lype (check appropriate type) ] Nomination, Date

ReportRequiredbytheE, hiCSin Gove r5 u.s.c. ~pp. H w~-t11)


3. Date of Report 05/11/2010 [ 6. Rt:porting Period 01/01/2009 12/3112009

1. Persnn Reporting (last name, firsl, middle initial) Suddaby, Glenn r. 4. Title (Arlicle 111 judges indicate active or senior status: magistrate judges indicate rut!- or part-time)

5bo [] Amended Report 7. ~hambers or Office Address ] O0 ,~otllh Clinton Street 3rd Floor 8. On the basis of the information contained in this Report and any m~difications pertaining thereto, it is, in m.v opinion, in compliance with applicable laws and regulations. Re~i~wing Officer Date

Syracuse. New York 13261-7198

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on lastpage.

i. POSIT IONS. cn~ro.mg individual onl.r: see pp. 9-13 of f!ling instructioma)
~ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

NONE (N~ reportable agreements.) DATE


1. 1977

PARTIES AND TE~S


New York Slate Employees Retirement System, Payment upon Retirement

Suddaby, Glenn T.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

,~ .... fP ..... R~,o~ti.~


Snddaby, Glenn T.

~t~ of Rep.rt
05,11/2010

111. NON-INVESTMENT INCOME. ~Repo,,i,,x i.a;~i~.~l~.,t,~,o.~.; ~,.p,. ~z-:~,,~.~ ~ ....... ~0..~)


A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(you~, not spouses) 1. 2. 3. 4.

FL Spouses Non-Investment Income - t/yo~ were married during any portion of th~ reporting year. complete this section.
(Dollar amount not required except for honororia )

----1

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Oswego County Board of Cooperative Educational Services- Salary

1. 2009 2. 3. 4.

IV. REIMBURSEMENTS -,~.,,.,po.,.,,o,,.


(Includes those to spouse anal depe~d~.nt cttilalren," see pp 25-27 of liling mst~action )

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

kOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE Page 3 of 7

.~ ,~ ..... .... REPORT ,~.g


Suddaby. O,..o

V. GI FTS...a~ ,~o.~ ,o ~ ...... ~ ~.~.,..~.: ~ ~,~. 2~-~ ,~i.g


NONE (No reportable g~s.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. L i A B i L ITI ES. (Inrtuaes those ~f sp ......


~ NONE (No reportable liabilities.) CREDITOR I. Key bank 2. Key Bank 3. Federal Credil U~fi~n 4.

a aepenaent c~it,en; see pp. 32-33 of fiting

DESCRIPTION Pre~?~cd Line of C~edit Credit Card Credit Card

VALUE CODE L J J

FINANCIAL DISCLOSURE REPORT Page 4 of 7

[.~ .... I

fPeraon Reporling

] Da,eolRtport

0Si~ ~/20~0 S.~dabr, G~en.F. [

NONE ~Vo reportable income, assets, or trans~ctions.) Description of A sse~s (including ~st as~ts) ace "~X)" after each asset exempt from prior dl~qosure Income during ~rting period (2) O) ~ount Type (e.g. Code I div . rent, [A-]I) or int.) Gross value at end of reporting pcfod O) (2) Value Value Code 2 Method {J-P) Code 3 Transactions during ~pomin g (~) Y~e ~e g., j buy sell. . redemption) _ . ~ ........................... (2) (3i (4~ Date Value Gain Month- Code 2 Code I Day (J-P) ~A-]t) (5) ldcnmy buyer!seller (ifpnvale

1. 2 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

American Funds-Fundamental lnvesto~ A American ]:unds-New Perspective Fund-A American Funds-New World Fund-A American Funds-Small Cap World Fund-A American Funds-Capital World Growth & I ncome Fund-A American Funds-Washington Mutual Invest ors l;und-A American Fund.s-Capital Income Builder-A Oppenheimer Funds-Capital Apprecialion Fund-Class A Nationv,ide Putnam Investment College Advantage Plan A g~messive G rovnh Pumam Investment College Advantage Plan Aggressive Growth NYS Retirement NYS Teachers Retirement NYS College 529 Savings Plan NYS College 529 Savings Plan The Phoemx Companies, hlc Nor~hwesten MutualLife

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

K K J J J J J J J J J L L J J J K

T T T T T

T T T T T T qT T "f T

Dividend None None

A A A A A B

lnt.,rDiv. Int./Div. Dividend Di,idend Dividend Dividend

{See Colons (I ~d D3)

N -$250,001 - $500,~

0 =$500,001 - $1,000,0(.~

Pl =51,~0,~i - $5,0{K1,0~

g2 =55,000,001 - $25,~.~

FINANCIAL DISCLOSURE REPORT Page 5 of 7 VII. INVESTMENTS and TRUSTS -i .......

[ N ....
I

fPer$on Reporti.g [

Dale of Repor~

05/11/2010 Suddaby, Glenn T. [

.~t~,. ~ ........ i~.~ a,a,~ ,~o~, o!~ ...... ~ ~,~,~, ~iu,,~;

N ONE (No reportable income, as~c~tx, or tran.~actions.)

........ ~x. - .....


Descfiptioo of Assets (including ~g~ assc~g)

~.
Income during repomng period

C~ ................
Gross value a~ end of reposing period Transactions du~g ~cpo~ing pe~iod

exemp~ horn prior disclosure

Code I (A-H)

div., rcm, or inl.)

Code 2 (J-P)

MctMd Code 3 (Q-W)

buy, sell, ~edcmplion)

[ Month Day [ I

[ Code 2. Code I (J-P) (A-Hi

buycr.se]i~ transaction)

Columns CI ~nd D3)

N =$250.001 - $500,00~1

O =$500,001 - $1,000.g~0

P l =$ I .if..10,001 - !i~.000,01~1

P2 =$5.000,001 - $25.000,~0

FINANCIAL DISCLOSURE REPORT Page 6 of 7

.~ .... fP .... r~,o,~n~


Suddab.v, Glenn T.

r,~,,ofRepo,~
05/11/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

[Name Suddaby, Glenn T.

of Ptrson R~porfing

Date of Report

05/11/2010
I

1 cerli[y thai all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurale, Irue, and complete Io the best of my kno~lcdge and belief, and that any information not reported ~a~ wilhheld because il met applicable statutory provisions permitting non-disclosnre. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporled are in compliance ,~ilh the provisions of S U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature~

NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WII.FULLY FAI.SIFIES OR FAll.S TO FILE THIS REPORT MAV BE SUBJECT TO CIVIL AND CRIMIINAI., SAINCTIONS ~5 U.S.C. app. llJ4)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office oflhe United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544