Thesis
ACKNOWLEDGMENTS........................................................................... IV
INTRODUCTION ........................................................................................ 1
Hypothesis............................................................................................................................ 2
Methodology ........................................................................................................................ 3
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Protection of Vital Interests of the Constituent Peoples
II
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CONCLUSIONS ..........................................................................................70
BIBLIOGRAPHY ........................................................................................76
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Protection of Vital Interests of the Constituent Peoples
Acknowledgments
First, I would like to thank Aida, my patient and loving wife, who has been a
great source of strength all through this work and who gracefully put up with
the magazine articles, books and research papers strewn throughout the
house. Aida, thank you and I love you! And lest I forget it, your translation
skills and lecturing just made this thesis so much better.
I am also extremely grateful to all the people that gave generously of their
time and let me interview or bother them with minute details of constitutional
law. In particular, I would like to thank Dr. Haris Silajdzic, Dzemil Sabrihaf-
izovic, Eduard D’Aoust of the OHR and Professor André Alen for giving
generously of their time. The informal support and encouragement of my
family and many friends has been indispensable, and I would like particularly
to acknowledge the contribution of Dan Bronkhorst: without your proofread-
ing and helpful comments, this thesis would just not be the same; and Milica
Kranjcevic-Jensen and Aida Mulaomerovic, thank you for your help with
translating parts of this material.
IV
Introduction
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Protection of Vital Interests of the Constituent Peoples
Bosnia and Herzegovina is not that easily comparable with Belgium, or Swit-
zerland, the other often cited example of a ‘multi-state’, apart form the fact
that they are decentralized states in which several groups feel that the other
groups could, if left unconstrained, get unfair advantage over them and that
there is a need to provide institutions with the necessary checks-and-balances
to prevent one group from dominating the other.
HYPOTHESIS
A hypothesis that either country’s institutions are more likely to use these
clauses than the others, would entail careful quantitative analysis not only of
the number of instances and the circumstances in which these clauses have
been effectively used but also of how often they have been used as a threat in
parliamentary debates. Such statistics are unfortunately not kept by the institu-
tions in either Belgium or Bosnia and Herzegovina and thus such hypothesis
is not researchable.
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METHODOLOGY
1 On-line version of the Liddell-Scott-Jones Lexicon of Classical Greek at the web site of the Perseus
Project at Tufts University, edited by Gregory R. Crane (http://www.perseus.tufts.edu).
3
Protection of Vital Interests of the Constituent Peoples
Descartes elaborates: “By method I mean certain and easy rules, such that those who use
them precisely will never suppose anything to be true which is false, and will, without tiring
themselves by useless mental effort, but rather by gradually increasing their knowledge, arrive
at a true understanding of all those things of which they are capable.”3
Comparing legal texts has been practised for as long as law exits. While con-
stitutions are typically associated with the Enlightenment thinkers of Europe,
it is important to recognise that they enjoy a long history. Aristotle already
compared the constitutions of the Greek city-states and his classification of
governments into three pairs of categories – monarchy and tyranny, aristoc-
racy and oligarchy, constitutional government and democracy – can be re-
garded as the earliest scholarly attempt to identify and understand constitu-
tionalism. His definition of constitutions is not unlike that of many twentieth-
century theorists; For Aristotle, a constitution is “an organisation of offices in a city,
by which the method of their distribution is fixed, the sovereign authority is determined, and
the nature of the end to be pursued by the association and all its members is prescribed.”4
2 Descartes, René [1701] 2000,Regulae ad directionem ingenii. Istanbul: Idea Publishing House. Available
http://www.idea-tr.com/metinler/regulae/desk01l.htm, July 2000
3 Ibid
4 Aristotle, Politics, trans. Ernest Barker (Oxford: Oxford University Press, 1995) 1289a 11-25, p. 135.
4
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"An ideal type is formed by the one-sided accentuation of one or more points of view and by
the synthesis of a great many diffuse, discrete, more or less present and occasionally absent
concrete individual phenomena, which are arranged according to those one-sidedly emphasized
viewpoints into a unified analytical construct."5 An ideal type is not meant to refer to
moral ideals. There can be an ideal type of a brothel or of a chapel.
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Protection of Vital Interests of the Constituent Peoples
tions that brought the ‘phenomenon’ or event into prominence, or with conse-
quences that follow from its emergence.
The comparative method, has since evolved in many directions, each relevant
to the subject of its study. Comparative law, as the study of differences and
similarities between the law of different countries and, more generally, of the
different legal traditions, was developed first of al in the United States of
America and became prominent with the rise of international institutions and
international private and public law.
6 Rudolph R. Schlesinger, et al., Comparative Law, Cases, text, materials (5th ed. 1988). [p. 1] (as quoted
at: http://nersp.nerdc.ufl.edu/~malavet/seminar/ccmain.htm)
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Protection of Vital Interests of the Constituent Peoples
Chapter 1- Constitutions
WHAT IS A CONSTITUTION?
The word ‘constitution’ confers the notion of the make up of things – in the
case of a state’s constitution, the make up of its territory, people, institutions
and the relationship between them. A typical definition of constitutions sees
them as “codes of norms which aspire to regulate the allocation of powers, functions and
duties among the various agencies and offices of governments, and to define the relationship
between these and the public.”7
constitutions are however, not just a set of norms on paper. The constitu-
tional tradition of countries often also includes unwritten elements, accepted
practices and declared principles. The constitution of Bosnia and Herzego-
vina, and especially the interpretation of its principles, in spite of attempt by
7 S.E. Finer, Vernon Bogdanor, and Bernard Rudden, Comparing constitutions Reprint Edition (Oxford,
UK: Oxford University Press, 1998) p. 1.
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Protection of Vital Interests of the Constituent Peoples
8 Constitutional Court of Bosnia and Herzegovina, Decision U 5/98 III of 01 July 2000
9 Ibid.
10 Constitution of Bosnia and Herzegovina, Article X: Amendment
11 Prof. dr. Omer Ibrahimagic, The state of Bosnia and Herzegovina according to European Standards, Soros Open
Society Fund 2004 (www.soros.org.ba)
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tional constitutions are often those that succeed in curbing the individual
powers of political actors in a political system on the one hand and in uphold-
ing the individual freedoms of the citizens of a state on the other. Determin-
ing whether Belgium or Bosnia and Herzegovina have the tools to do both
would be beyond the scope of this study, yet even a cursory reading of both
constitutions or of documents on how they was drawn up demonstrate that
limited government and fundamental freedoms are its core. Yet, the Constitu-
tion of Bosnia and Herzegovina also had a particularity not often found in
other constitutions: it is a hybrid, enshrining both collective and individual
rights.
In the constitutional law and practice of the former Socialist Federative Re-
public of Yugoslavia – and in the popular understanding of such matters that
still prevails today – to be a ‘constituent people’ (narod) amounts essentially to be-
ing a ‘state creating’ people and to not being a national minority (narodnost, liter-
ally ‘nationality’), regardless of whether the people in question is a numerical
minority in the polity.
After the Second World War, the Yugoslav federation did not attempt to de-
fine Bosnia and Herzegovina unlike other republics, as the homeland of any-
thing other than its unnamed peoples and their working class. By 1974, how-
9
Protection of Vital Interests of the Constituent Peoples
ever, and after the effective recognition of Muslims (or Bosniacs) as a nation
in their own right in the late 1960s, the new Constitution of Bosnia and Her-
zegovina listed the “Muslims, Serbs and Croats, and members of other nations
(naroda) and nationalities (narodnosti) who live in it” as Bosnia’s peoples, but ac-
corded pride of place to “working people and citizens”12.
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nity in Bosnia and Herzegovina, and ultimately for the country’s institutions,
is to instil in the citizens of Bosnia and Herzegovina a ‘common identity’, that
supersedes being Bosniac, Croat or Serb. On the other hand, certain provi-
sions of both the Constitution of Bosnia and Herzegovina and the constitu-
tions of the two entities ‘prima facie’ discriminate against the so-called ‘Others’,
the ‘non-constituent peoples’, violating both themselves and international human
rights law.
Recognition of the rights and freedoms of citizenship – Most constitutions express limi-
tations that are placed on the ability of the government to legislate or other-
wise act against the rights of citizens. These ‘limitations’, however, can repre-
sent obligations on the part of governments to provide resources to ensure
that these rights can be asserted in practice. Bosnia and Herzegovina and its
entities have some of the most comprehensive human rights protection
mechanisms enshrined in its constitution “Bosnia and Herzegovina and both enti-
ties shall ensure the highest level of internationally recognized human rights and fundamental
freedoms.”14, yet upholding these principles is still in the realm of institutions
and administrative bodies that have demonstrated a reluctance in defending
the rights of all citizens of Bosnia and Herzegovina, through their selective
application.
14 Constitution of Bosnia and Herzegovina, Article II: Human Rights and Fundamental Freedoms
11
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example, the preamble may outline a set of core values that are embraced by
the regime or a foundational narrative to stir an emotional reaction from the
citizenry and promote some form of nationalism. The Constitutional Court of
Bosnia and Herzegovina explicitly stated that the Preamble of the Constitu-
tion of Bosnia and Herzegovina, which contains a number of basic beliefs, is
and integral part of the constitution itself and its spirit.
Provision of the flexibility of amendment – Given the likelihood that evolving moral
standards or regional development patterns will eventually result in new po-
litical demands, functional constitutions provide a mechanism to allow
amendment. A lack of consensus surrounding the requirements for a success-
ful amendment, particular in the case of a federal state, may result in a deterio-
ration of the relationships between political actors.
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Protection of Vital Interests of the Constituent Peoples
In addition, in the period 1760 to 1830 the Industrial Revolution was largely
confined to Britain. Aware of their head start, the British forbade the export
of machinery, skilled workers, and manufacturing techniques. The British
monopoly could not last forever, especially since some Britons saw profitable
industrial opportunities abroad, while continental European businessmen
sought to lure British know-how to their countries. Two Englishmen, William
and John Cockerill, brought the Industrial Revolution to Belgium by develop-
ing machine shops at Liège, and Belgium became the first country in conti-
nental Europe to be transformed economically. Liège, in the southern
(French-speaking) part of Belgium was a prime choice because of its abun-
13
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dance of coal and fast-running water, the main ingredients for a successful
steam-driven factory. The manufacture was established with funding from the
Dutch crown – a fact that went down badly with the Flemish, who objected
to the partial industrialization of the country. The king at the same time
sought to appease the Flemish by decreeing that the administrations were to
use the language of the populace they were serving – a direct attack on the
supremacy of the French-speaking ruling classes in Flanders.
The Great Powers of the time recognised the secession of Belgium from the
Netherlands and Leopold I of Saxe-Coburg became the first King of the Bel-
gians (1831-1865). Although the Great Powers forced Belgium to remain neu-
tral when it became independent, it could not escape World War I. The Bel-
gian army, under the command of King Albert I (1909-1934), was no match
for the Germans who occupied the country until they were brought to a halt
at the river Yser.
The years after the war were very difficult and the international economic cri-
sis affected the country. When the national-socialists came to power in Ger-
many, the dangers posed by that country rose again. Though Belgium from
1936 onwards took a neutral stance, Germany invaded again on 10 May 1940.
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Protection of Vital Interests of the Constituent Peoples
The question of relations between the communities has played a highly im-
portant part in recent Belgian history. Following four state reforms, Belgium
was transformed into a federal state.
The first major steps in the reform of the state were the laws on the use of
official languages, enacted between 1873 and 1963, recognizing French, Flem-
ish and German as official languages of Belgium and regulating their use. Yet
these language laws on themselves did not reform the state to the extent that
was necessary to satisfy all aspirations of the peoples of Belgium. In addition,
the growing economic disparity between the two regions intensified dissatis-
faction with the unitary state system. The Flemish opposed subsidizing an
ailing regional economy that lacked any prospect of structural industrial re-
form. The Walloons, in turn, feared that the more numerous and prosperous
Flemish would soon dominate the state. Linguistic and economic tensions
were now inextricable. Because of massive strikes in Wallonia in early 1961,
an immovable linguistic border was defined by an Act of Parliament in 1962–
63, and a new special arrangement was elaborated for the bilingual area
around Brussels. The Constitution needed to be amended, a fact officially
15
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recognized and announced to the world when the then-prime minister Gas-
ton Eyskens on 18 February 1970 said in parliament that: “the Unitary state has
been overtaken by events…”15
The revision of the Constitution in 1970 resulted in the setting-up of the three
cultural communities in a response to the pursuit of cultural autonomy by the
Flemish. From the legal viewpoint, that meant the start of the process of state
reform. The birth of the three cultural communities is, as the name suggests, a
sign of certain autonomy in relation to culture. However, the powers of those
cultural communities are still extremely limited. In addition, the foundation
was laid for the creation of three regions, each with their own territory in re-
sponse to the pursuit by French-speakers - the Walloons and French-speaking
people of Brussels - for economic autonomy.
16
Protection of Vital Interests of the Constituent Peoples
In 1980, the second state reform took place. The work that started in 1970
was continued when the cultural communities became known just as ‘communi-
ties’. That happened because the communities decided not only about cultural
matters but also about matters relating to the individual, in other words health
and social services.
As a result, from 1980 these three communities were known as the Flemish-
speaking Community, the French-speaking Community and the German-
speaking Community. These communities were each given a Council (their
Parliament) and a government.
With the state reform of 1980, two regions were also established: the Flemish
Region and the Walloon Region. They also had a Council and a government.
17
Protection of Vital Interests of the Constituent Peoples
In Flanders, the government and the Council of the Flemish Region merged
with the government and the Council of the Flemish-speaking Community.
Therefore, in Flanders, there is only one government and one Council for the
Community and the Region. The French-speaking population did not choose
to merge the institutions of the French-speaking Community and the Walloon
Region.
With the third state reform of 1988-1989, the communities were given more
powers and the regions were consolidated. The most important change was
no doubt the transfer of education to the communities, but also areas as envi-
ronment, economy, scientific research and public works were further federal-
ized. Finally, the financing of the regions and communities was settled. Where
they depended on donations of the national government before, they now
could count on a fixed part of the national taxes.
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Finally, the process of state reform, which started in 1970, was completed
with the fourth state reform in 1993. The Belgian state is now a fully-fledged
federal state. The communities and the regions, which were set up under pre-
vious reforms, now received their full powers. In short, the edges and incon-
gruities of the previous reforms were smoothed down as much as possible.
Furthermore, the direct election of the councils of the several federal units
was made possible and the province of Brabant was divided into a Flemish
and Walloon province, Flemish- and French- Brabant. Of considerable im-
portance was the assignation of a constitutive autonomy to the federal units,
which made it possible to settle independently the organisation and structure
of their institutions within the boundaries of the constitution.
On 14 July 1993 (at 7.31 pm), the Belgian Parliament (in this case the Senate)
took the final vote on the state reform. That amended the first clause of Arti-
cle 1 of the Constitution, from: "Belgium is divided into provinces" to "Belgium is a
Federal state which consists of communities and regions".
There is no hierarchy between the national level (the federal state) and the
regional levels (communities and regions). Both of the levels have equal status
and they exercise their powers independently in different fields. The compe-
tences of the federal state are amongst others: the constitution (the federal
states do not (yet) have their own constitution), defence, social security, la-
bour, pensions, justice, foreign affairs concerning federal matters, develop-
ment cooperation, finance,...and the so-called residue powers, the powers
which were not explicitly ascribed to the communities and regions. The com-
petences on the regional level are divided between the communities and the
regions. The communities’ competences are amongst others education, cul-
ture and welfare; the regions are responsible for (amongst others) transport,
town and country planning, environment en employment.
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20
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16 Article I: Bosnia and Herzegovina Continuation. The Republic of Bosnia and Herzegovina, the
official name of which shall henceforth be "Bosnia and Herzegovina," shall continue its legal existence
under international law as a state, with its internal structure modified as provided herein and with its
present internationally recognized borders (…)
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In Dayton, the future constitution of Bosnia and Herzegovina received its fair
amount of discussion and some provisions were negotiated over fiercely.
Džemil Sabrihafizovic, a lawyer on the Bosnia and Herzegovina negotiating
team, characterized the Dayton Peace Agreement as a ‘package deal’, an all-or-
nothing agreement that first of all aimed at stopping the fighting in the coun-
try and secondly at establishing a country with viable institutions at different
levels, acceptable to all. He conceded however, that the constitution, like
many other aspects of the Agreement, often suffered from concessions that
were made on the territorial issues negotiated over the maps of Bosnia and
Herzegovina17. The Dayton Peace Agreement left Bosnia and Herzegovina
with a complicated structure: the country, though within its recognized bor-
ders, is made up of two entities: the Federation of Bosnia and Herzegovina,
which in turn is divided in ten cantons, and the Republika Srpska. The terri-
torial division of the country in Dayton was partially based upon proposals
advanced in earlier peace plans and the general principle of a 49%-51% split
was already worked out and agreed to before the delegations started the nego-
tiations at the Wright-Patterson Airbase in Dayton. The cantonisation of the
Federation of Bosnia and Herzegovina – the name is a misnomer in itself –
was agreed to a year earlier in Washington when Croatia formally agreed to
recognise Bosnia and Herzegovina and to relinquish any claims on the coun-
try or the Croats that lived in it, though the day-to-day politics of Croatia con-
tinue to loom over the (Croat-dominated) parts of Bosnia and Herzegovina to
this day.
17 Interview with Dzemil Sabrihafizovic, a member of the Bosnian government negotiating team in Day-
ton.
18 Holbrooke, Richard, To end a war, 3rd Ed., New York, USA, Modern Library (Paperback), May 1999,
464 pages
22
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23
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The entities, apart from a well-defined territory have all three pillars of a
modern state: legislative, judicial and executive powers over all that is not ex-
plicitly part of the state’s jurisdiction. They each have their own defense sys-
tem, including a standing army, police forces, customs and tax administrations
etc.
The discussions over the constitution were almost all over the level of cen-
tralization, or rather decentralization of the state-level institutions. Vital inter-
ests as part of the constitution were discussed on the sidelines only, as part of
the argument over which competencies the state, or entities would have. The
Bosniac delegation argued for vital interest mechanisms at all levels to gain
19 Constitution of Bosnia and Herzegovina: Article III (Responsibilities of and Relations between the
Institutions of Bosnia and Herzegovina and the entities).3.b
24
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leverage; the Croatian delegation, representing the Bosnian Croats, was inter-
ested in vital interest mechanisms at the state and Federation of Bosnia and
Herzegovina only – a position they had propagated a year earlier in Washing-
ton when the Federation of Bosnia and Herzegovina was negotiated. The
Yugoslav delegation, on behalf of their Bosnian Serb brethren, preferred the
absolute minimum – the state-level government, clearly with the intent to use
the concept of vital interests to block the functioning of these institutions and
to prevent Bosnia and Herzegovina from becoming a functional state20. The
negotiators tried their best to find common ground, and ultimately, all sides in
the negotiations came away with the impression that on vital interests they
had gained the position they thought most favourable. The undefined concept
of vital interests in the constitution appealed to the Croats – they felt it could
be interpreted any which way; the Serbs where content that the concept ap-
plied only to state-level institutions. The Bosniacs from their point-of-view,
felt they were not given what they initially wanted but they saw an opportu-
nity to achieve their (political) aims through other institutions set up in the
constitution, most notably the constitutional court and the human rights in-
struments that are an integral part of the Constitution of Bosnia and Herze-
govina and the Dayton peace Agreement.
25
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26
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Though the decision does not pronounce itself on the rationality of Bosnia
and Herzegovina’s entities, it clearly challenged the ethnical connotations and
make up of its structures. The ruling will have a bearing on all spheres of civic
life as it challenges institutional prejudice and discrimination in law, education,
the police, the work place and the provision of basic social services. Numer-
ous entity laws, including the constitutions, will have to be amended in light
of the new equal status of all three ethnic groups within the entities, to make
their institutions more alike.
The Constitutional Court does however not have any mechanisms to enforce
its decisions and as such, implementation depends on the will of the entities
to abide by the Court and the final and binding character of its decisions.
When by January 2001, six months after the decision, the entities had not
acted the High Representative intervened and established Constitutional
Commissions in the National Assembly of the Republika Srpska and Federa-
tion of Bosnia and Herzegovina House of Representatives. Each Commission
consists of sixteen members - four Bosniacs, four Croats, four Serbs, and four
‘Others’ - selected by the OHR. The Commissions were tasked to prepare
proposals by 15 March 2001 for revising the entity constitutions. In addition,
they would have power to review and block entity legislation that might be
judged discriminatory. The parties made a (political) deal on 27 March 2002,
agreeing a package of amendments to their constitutions. The High Represen-
tative, the U.S. Ambassador and the Spanish Ambassador who represented
the EU presidency, praised the parties for the courage to compromise, and
vowed to see that the so-called Sarajevo Agreement would be translated faith-
fully into workable amendments.
27
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In Republika Srpska, Laws and other regulations which are approved in the
Republika Srpska National Assembly and which concern the issue of a vital
national interest of any of the constituent peoples will enter into force only
upon adoption by the Council of Peoples.
28
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Article 3 - Composition of the Council of Peoples and the House of Peoples and selection
of members
The Council of Peoples and the House of Peoples shall be composed on a
parity basis so that each constituent people shall have the same number of
representatives.
Others have the right to participate equally in the majority voting procedure.
In the event that the number of delegates of one caucus in the Council of
Peoples is higher than the number of delegate in the respective caucus of the
Republika Srpska National Assembly this additional number of delegates shall
be elected by a caucus formed for this purpose from delegates from the Mu-
nicipal Assemblies of Republika Srpska.
After the next municipal elections, the final manner of election of the mem-
bers to the Council of Peoples shall be regulated by the Republika Srpska Na-
tional Assembly and the Council of Peoples.
29
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The House of Peoples shall have at least one Bosniac, on Croat and one Serb
from each all canton where these constituent peoples are represented in the
cantonal assemblies in accordance with the electoral results for that canton.
• constitutional amendments,
• territorial organisation,
30
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The Vital Interest Panel shall be composed of 7 members, 2 from each con-
stituent people and 1 from the group of Others. The judges shall be elected
by the House of Representatives and House of Peoples in the Federation of
Bosnia and Herzegovina and by the Republika Srpska National Assembly and
Council of Peoples in the Republika Srpska.
a. Procedure for laws related to a vital interest as defined in the list of Article 4
If more than one Chairman or Co-Chairman of the Council of Peo-
ples/House of Peoples (Council of Peoples/House of Peoples) claims that a
law comes within the list of vital interests as defined in the list of Article 4 the
law shall be put on the agenda of the Council of Peoples/House of Peoples as
vital interest issue.
If only one Chairman or Co-Chairman claims that the law falls within this list
a two-third majority of the respective caucus may declare the issue concerned
to be an item within the list. In this case the procedure followed is the one
outlined under Article 5.b below.
The Chairman and Co-Chairmen have one week within which to decide.
31
Protection of Vital Interests of the Constituent Peoples
If no such harmonisation can be effected the law shall fail and the document
shall be returned to the proponent for a new procedure. In that event the
proponent may not re-submit the original law, regulation or act.
b. Procedure for laws related to a vital national interest if so decided by two-third of one of
the caucuses of the constituent peoples in the House of Peoples/Council of Peoples
In case two-third of one of the caucuses of the constituent peoples in the
House of Peoples/Council of Peoples decides that a law, act or regulation
affects a vital interest the law shall be considered by the House of Peo-
ples/Council of Peoples.
32
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In the event that the Article 5.b procedure has been triggered by a two-third
majority of one of the caucuses, the vote of at least two judges is needed for
the Court to decide that it is a vital interest.
In the event that the Court decides in favour of a vital interest the law shall
fail and the document shall be returned to the proponent for a new proce-
dure. In that event the proponent may not re-submit the original law, regula-
tion or act.
In the event that the Court decides that no vital interest is involved the law is
deemed to be adopted/shall be adopted by simple majority.
Out of the following positions not more than 2 may be filled by representa-
tives of any one constituent people or of the group of Others:
• Prime Minister
33
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• Public Prosecutors
• Presidents of entities
The President shall have two Vice-Presidents coming from different constitu-
ent peoples. They shall be elected according to the Entity constitutions.
34
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V. Final/transitional provisions
Harmonization of principles with regard to the Cantons of the Federation of Bosnia and
Herzegovina
Within 9 months from the adoption of the amendments to the Entity consti-
tutions, the principles contained in this document shall be applied to the Can-
tons of the Federation of Bosnia and Herzegovina.
35
Protection of Vital Interests of the Constituent Peoples
Vital interest protection bodies shall be established in the Cantons and mini-
mum representation has to be guaranteed with regard to the Cantonal gov-
ernments.
Tasks of the House of Peoples and the Republika Srpska Constitutional Commission
As from the adoption of the amendments to the Entity constitutions, the
House of Peoples of the Federation of Bosnia and Herzegovina and the Re-
publika Srpska Constitutional Commission (as established by the High Repre-
sentative) shall follow the principles contained in this document.
While this agreement did not represent the best possible interpretation of the
Constitutional Court's ruling, or a complete catalogue of all the required
amendments, it offered an acceptable framework based on compromise. The
Republika Srpska party leaders who had signed the agreement, before return-
ing to Banja Luka to ensure the passage of the amendments by the National
Assembly, noted their objections over two provisions and the debate in the
Republika Srpska National Assembly started, added caveats and 'minor'
changes, and introduced new amendments contrary to the spirit of the Court's
decision.
36
Protection of Vital Interests of the Constituent Peoples
The successive reforms of the state, started in 1970, other than decentralizing
institutions and demarcating territorial units, have incorporated a series of
provisions in the Constitution of Belgium to protect the rights and freedoms
of all three linguistic groups.
37
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38
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The constitution does however not explain what ‘vital interests’ are and it is
left to at least three-quarters of the members of one language group to argu-
ment, which issues are of “a nature to gravely damage relations between the communi-
ties”.
The question of what vital interests are is closely linked with the question
what defines a nation, a people? Different dictionaries offer a glimpse at ele-
ments of the term: People: A body of persons composing a community, nation, ethnic
group, etc according to the Oxford Shorter Dictionary, which Nation is de-
fined as: A large aggregate of people so closely associated with each other by factors such as
common descent, language, culture, history, and occupation of the same territory as to be
identified as a distinct people, esp. when organized as a political state.
The linguistic groups have however, invoked Article 54 only once, in a proce-
dure that was never brought to an end because of early elections over another
issue.
39
Protection of Vital Interests of the Constituent Peoples
The requirement for a Special Majority applies to the (lengthy list) of princi-
ples outlined in the Constitution of Belgium – all of these provisions relate to
the application of the constitutional principles of the structure of the state,
and their number was increased during the successive state reforms that di-
vulged more and more power from the state to the communities.
The political tensions in the lead up to and aftermath of demarcating the lin-
guistic borderline in the 1960-ies stimulated the rise of ethno-linguistic parties,
most prominently, the Flemish People’s Union (VU) and the French-speaking
Front of Democratic Francophones (FDF). The success of these regionalist
parties eroded the voter support for the traditional ‘unitary’ Belgian parties,
straining relations. Ultimately, these tensions contributed to the break-up of
the traditional parties along linguistic lines, a process that started in 1968 with
the Christian Democrats and that was completed in 1978 with the split of the
Belgian Socialist Party. With the exception of the bilingual electoral district of
Brussels, Flemish- and French-speaking parties no longer compete against
each other.
40
Protection of Vital Interests of the Constituent Peoples
… (2) With the possible exception of the Prime Minister, the Council of Ministers includes
as many French-speaking members as Flemish-speaking members.”22
The legislative and state-level judicial branches, as well as all senior positions
in the state administration are also populated according to a national key,
commensurate with the population they represent.
For example, Article 67(1) on the number of Seats in the Belgian senate23
states that "Without prejudice to Article 72, the Senate is made up of seventy-one sena-
tors, of whom:
41
Protection of Vital Interests of the Constituent Peoples
42
Protection of Vital Interests of the Constituent Peoples
Six judges belong to the Flemish language group, six to the French language
group. One of them must have an adequate knowledge of German. Each lin-
guistic group is composed of three judges with a legal background (university
professor of law at a Belgian university, magistrate with the Court of Cass-
ation (Supreme Court) or the Council of state, legal secretary with the Court
of Arbitration) and three judges who have had at least five years experience as
members of parliament.
The judges of each linguistic group elect a president, who presides over the
Court for a term of one year.
43
Protection of Vital Interests of the Constituent Peoples
Method of referral
A case may be brought before the Court of Arbitration in two ways. Firstly, a
case may be brought before the Court in the form of an action for annulment
that may be instituted by any authority designated by statute or by any person
who has a justifiable interest. Secondly, any tribunal may refer preliminary is-
sues to the Court of Arbitration.
natural or legal persons, both in private law and public law, Belgian as
well as foreign nationals.
44
Protection of Vital Interests of the Constituent Peoples
The latter category of persons must declare a justifiable interest. This means
that those persons must demonstrate in their application to the Court that
they are liable to be personally, directly and unfavourably affected by the chal-
lenged regulation.
The ‘arguments’ must be set out in the application. In other words, it must be
specified which of the rules of which the Court guarantees compliance have
been violated, as well as which provisions are thought to violate those rules. It
must also be explained in which respect those rules have been violated by the
provisions in question.
The action for annulment does not suspend the effect of the challenged regu-
lation. In order to guard against the possibility that the challenged regulation
may cause irrevocable prejudice during the period between the introduction
of the action and the judgment of the Court, and that a subsequent retroactive
annulment may no longer have any effect, the Court may, at the applicant’s
request and in exceptional circumstances, order the suspension of the chal-
lenged regulation pending a judgment on the merits of the case within three
months.
Preliminary issues
If a question comes up in a particular tribunal about the correspondence of
laws, decrees and ordinances with the rules laying down the division of pow-
ers between the state, the communities and the regions or with Articles 8 to
32, 170, 172 or 191 of the Constitution, that tribunal must in principle address
a preliminary question to the Court of Arbitration. ‘Preliminary’ means before
the tribunal passes further judgment. When a tribunal addresses a question,
the proceedings before the tribunal in question are suspended pending the
answer of the Court. If the Court of Arbitration decides that the regulation in
question conflicts with the rules mentioned above, the referring judge must
no longer consider this regulation in the further adjudication of the case. The
regulation in question, however, will be maintained in the legal system.
45
Protection of Vital Interests of the Constituent Peoples
It should be pointed out in this connection that the courts themselves can
rule against the violation of power-defining rules and fundamental rights by
acts of administrative authorities.
Effects of judgments
The effects of the judgments differ according to whether they have been pro-
nounced in respect of an action for annulment or in respect of a preliminary
issue.
If the action is well founded, the challenged regulation will be annulled en-
tirely or partially. Judgments annulling a challenged regulation have absolute
binding force from the moment they are published in the Moniteur belge, the
official gazette if Belgium. Such annulment has retroactive effect, which
means that the annulled regulation must be deemed never to have existed. If
necessary, the Court of Arbitration may moderate the retroactive effect of the
annulment by upholding the effects of the annulled regulation.
Acts, regulations and court decisions based on the annulled regulation will still
stand. However, in addition to the use of the ordinary legal remedies where
this is still possible, the law provides that court decisions or administrative
measures that are founded on a statute subsequently annulled may be ren-
dered unenforceable, insofar as this is requested within six months after the
publication of the Court’s judgment in the Moniteur belge. For this purpose,
special legal remedies are available to the prosecuting authorities and the in-
terested parties.
46
Protection of Vital Interests of the Constituent Peoples
the ruling given by the Court of Arbitration on the preliminary point of law in
question. Moreover, where the Court finds a violation, the regulation will re-
main part of the system of law, but a new six-month term commences in
which an action for annulment of the regulation in question can be brought.
Judgments of the Court of Arbitration are legally enforceable and not open
to appeal. The judgments are drafted and pronounced by the presiding judges
in public session in Flemish and in French. Furthermore, judgments in actions
for annulment and in cases that were instituted in German are drafted and
pronounced in German.
47
Protection of Vital Interests of the Constituent Peoples
48
Protection of Vital Interests of the Constituent Peoples
• constitutional amendments,
• territorial organization,
26 Article 17a of Title IV: Structure Of The Federation of BiH Government, Chapter A. The Legislature, Section
5: Definition Of Vital Interests of the Constitution of the Federation of Bosnia and Herzegovina as
added by Amendment XXXVII (heading and article 17a). and
Article 70 Title V: Organisation of the Republic, Chapter 1. The National Assembly of the Constitution of
the Republika Srpska as supplemented by Amendment LXXVII
49
Protection of Vital Interests of the Constituent Peoples
The vital interests of the ‘Others’ have been improved only nominally, given
the fact that the Decision of the Constitutional Court of Bosnia and Herze-
govina came mainly to the defense of the constituent peoples. The same Deci-
sion however, ordered that the ‘Oters’ be included in the composition of the
House of Peoples of the Federation of Bosnia and Herzegovina and that they
be represented in the Council of Peoples in the Republika Srpska, which will
have to be established in accordance with this Decision.
50
Protection of Vital Interests of the Constituent Peoples
The Court was established in May 1997, following the first post-war elections.
The Rules of Procedure were adopted at the session held on 29 July 1997 and
have been amended twice.
The remaining three judges are appointed by the President of the European
Court of Human Rights after consultation with the Presidency of Bosnia and
Herzegovina. The judges selected by the President of the European Court of
Human Rights must not be citizens of Bosnia and Herzegovina or of any
neighbouring state. The term of office of those judges who were initially ap-
pointed is five years, unless they resign, or are removed for cause pursuant to
a consensus of the other judges. Judges subsequently appointed may serve
until the age of 70, unless they resign or are removed for cause pursuant to a
consensus of the other judges. The Constitutional Court elects a President
and three Vice-Presidents from among the judges by a secret ballot for a
mandate of 20 months.
51
Protection of Vital Interests of the Constituent Peoples
Jurisdiction
Generally speaking the powers of the Court, as provided for under the Con-
stitution in Article VI paragraph 3 and Article IV paragraph 3, and subject to
its overriding duty to 'uphold' the Constitution of Bosnia and Herzegovina,
consist of five fields of competence.
52
Protection of Vital Interests of the Constituent Peoples
In special cases, the Court also possesses the power to examine whether an
Entity's decision to establish a special parallel relationship with a neighbouring
state is consistent with the Constitution. Such a case would include provisions
concerning the sovereignty and territorial integrity of Bosnia and Herzego-
vina.
Initiation of proceedings
In both such cases, the Constitution provides that proceedings may be initi-
ated only by the government bodies, to which are special reference is made.
These are any member of the Presidency, the Chair of the Council of Minis-
ters, the Chair or the Deputy Chair of either chamber of the Parliamentary
Assembly, one quarter of the members of either chamber of the Parliamen-
tary Assembly or one quarter of either chamber of the legislature of an Entity.
53
Protection of Vital Interests of the Constituent Peoples
Appellate Jurisdiction
The appellate jurisdiction of the Constitutional Court is established by the
constitutional provision according to which the Constitutional Court has 'ap-
pellate jurisdiction over issues under this Constitution arising out of a judgment of any other
court in Bosnia and Herzegovina'.
This means that the Constitutional Court is the highest judicial body in the
land. This confirms its role as being a special institutional safeguard for the
protection of the rights and freedoms enshrined in the Constitution.
The operational effect of this provision is set out in the Rules of Procedure in
such a way as to provide that the Constitutional Court may act in one of two
ways if it finds that an appeal is well founded: The Court may firstly act as a
court with complete jurisdiction over the case. Thus, it may decide the case on
its merits or simply overturn the judgment and refer the case back to the
lower court. The court whose judgment has been overturned has the duty to
deliver a fresh judgment pursuant under the urgent procedure applicable. In
doing so, it is bound by the legal interpretation of the Constitutional Court as
to the violation of the appellant's rights and fundamental freedoms as pro-
vided for under the Constitution.
Individuals do have a right to lodge an appeal after all legal remedies have
been exhausted if they contend that their human rights have been violated.
The Court will take the effectiveness of possible remedies into consideration.
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Protection of Vital Interests of the Constituent Peoples
declare the law pertinent to the lower court's decision void. The latter has
then to proceed according to the decision of the Constitutional Court.
Article 2 of the Agreement states: "A minimum number of 4 members of one con-
stituent people shall be represented in the Republika Srpska National Assembly and the
Federation of Bosnia and Herzegovina House of Representatives.”
Article 3 of the Agreement describes how the House and Council are com-
posed: “(1) The Council of Peoples and the House of Peoples shall be composed on a par-
ity basis so that each constituent people shall have the same number of representatives. (2) A
minimum number of 8 and a maximum number of 17 members shall come from a single
55
Protection of Vital Interests of the Constituent Peoples
constituent people. The Others shall be represented by a number not exceeding one half of the
representatives of a single constituent people in the Council of Peoples and House of Peoples
respectively. (3) Others have the right to participate equally in the majority voting proce-
dure.”
The entity constitutions have been amended in accordance with the Sarajevo
Agreement.
The entity constitutions have been amended in accordance with the Sarajevo
Agreement.
56
Protection of Vital Interests of the Constituent Peoples
The preference given to collective rights is not new to the politics of Bosnia
and Herzegovina, as even at the time of the Kingdom – of Serbs, Croats and
Slovenes – national/group identity was given prominence. In post-WW II
Yugoslavia, the federal state placed a lot of emphasis on the socialist idea of
equality among people, a classless society in which all were workers and citizens,
yet the idea that everyone felt they were a Yugoslav citizen existed only in the
minds of a few – though many more would thump themselves on the chest
claiming they were all Yugoslavs for political reasons.
All of the SFR Yugoslav constitutions mentioned the national groups that
made up the country, either as constituent peoples or as national minorities.
SR Bosnia and Herzegovina was no exception in this regard, but whereas
most other republics had a single majority nation, Bosnia and Herzegovina’s
nations were much more mixed and not one of the three peoples – Croats,
Muslims* or Serbs - constituted an absolute majority and thus a power-sharing
arrangement had to be worked out: Article 3 of the 1974 Constitution guaran-
teed “proportional representation in the assemblies of the social-political bodies” to “the
nations of Bosnia and Herzegovina – Croats, Muslims and Serb and members of the
other nations and nationalities”.
Amendments in 1990 did away with all references to the working class and
Amendment 61, and its specifications on practical implementation was out-
lined in articles 19-22 of the “Constitutional Law on the Implementation of Amend-
ments 59-79 to the Constitution of the Socialist Republic of Bosnia and Herzego-
vina.”27 Additional protection of the equality of the peoples of Bosnia and
Herzegovina was envisaged through the establishment of a ‘Council for Ques-
tions of the Establishment of Equality of the Nations and Nationalities of Bosnia and
* The name ‘Muslims’ was gradually left out of the vocabulary and was replaced with the name ‘Bosniacs’
during the Bosnian war, to become official when it was used in the so-called Washington Agreement
that established the Federation of Bosnia and Herzegovina on 18 March 1994.
27 Ustavni Zakon za Sprovodenje Amandmana LIX-LXXIX na Ustav Socijalističke Republike Bosne i
Hercegovine, Službeni Glasnik Socijalističke Republike Bosne i Hercegovine XLVI (21), 594-95 (31 jul 1990)
in Hayden, M. Robert
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Protection of Vital Interests of the Constituent Peoples
The best example of the first type is the Presidency of Bosnia and Herzego-
vina: a three-member institution elected from the territory of the entities. Arti-
cle V: Presidency of the Bosnia and Herzegovina Constitution states clearly that:
The Presidency of Bosnia and Herzegovina shall consist of three Members: one
Bosniac and one Croat, each directly elected from the territory of the Federation of
Bosnia and Herzegovina, and one Serb directly elected from the territory of the Re-
publika Srpska.
28 Amandmana LXX (10) na Ustav Socijalističke Republike Bosne i Hercegovine, Službeni Glasnik Socijal-
ističke Republike Bosne i Hercegovine XLVI (21), 591 (31 jul 1990) in Hayden, M. Robert
29 Hayden , Robert McBeth, Blueprints for a House Divided : The Constitutional Logic of the Yugoslav Conflicts,
Reprint edition, Michigan, USA, University of Michigan Press, November 2000.
58
Protection of Vital Interests of the Constituent Peoples
From the point-of-view of vital interests, it is obvious that this formula has a
number of serious deficiencies:
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60
Protection of Vital Interests of the Constituent Peoples
Herzegovina, and one Serb directly elected from the territory of the Republika
Srpska.”30
2. The Office of the Ombudsman and the Human Rights Chamber shall
consider, as subsequently described:
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Protection of Vital Interests of the Constituent Peoples
On 3 January 2001 the new Law on the Human Rights Ombudsman of Bos-
nia and Herzegovina came into force and gave the current legal basis for the
Human Rights Ombudsman of Bosnia and Herzegovina, The new Law re-
placed Annex 6 of the Dayton Peace Agreement, which was the valid frame-
work of the Ombudsman office since its birth in 1996.
At the beginning of 2004, a working group was set up by the Bosnia and Her-
zegovina Minister of Human Rights and Refugees with a view to preparing
62
Protection of Vital Interests of the Constituent Peoples
32 Council of Europe, CDL(2004)028 Agreed conclusions of the working meeting on “Restructuring Ombudsman
Institutions in Bosnia and Herzegovina” (Council of Europe, Strasbourg, 19 April 2004)
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64
Protection of Vital Interests of the Constituent Peoples
Republika Srpska. The final agreement was adopted by the Republika Srpska
National Assembly and published on 9 February 2000. The Ombudsman In-
stitution is composed of three persons – one Bosniac, one Croat and one
Serb. It has its head office in Banja Luka and four additional field offices.
The Ombudsmen of the Republika Srpska are authorized to protect the rights
and interests of natural and legal persons, as enshrined in particular in the
constitutions of Bosnia and Herzegovina and the Republika Srpska and inter-
national treaties. Applications must be lodged in writing. The general compe-
tence of the Republika Srpska Ombudsmen is directed towards monitoring
the fairness and legality of public administration.
Towards the judiciary, the Ombudsmen are competent to investigate all cases
of poor functioning of the judicial system. However, the Ombudsmen cannot
interfere with the judicial function of courts related to the decision of subject
matters before them.
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Protection of Vital Interests of the Constituent Peoples
The latest example of invoking vital interests occurred recently over the Bolo-
gna Convention on Higher Education, when the HDZ refused to vote on the
proposals before the Bosnia and Herzegovina parliament that would provide
universities with quality control mechanisms, a single legal status for universi-
66
Protection of Vital Interests of the Constituent Peoples
ties and transparent rights and obligations for students and professors, ulti-
mately enabling Bosnia and Herzegovina students to become full members of
the European higher education community.
Vital interests of the constituent people are sometimes invoked for political
reasons that have in fact nothing to do with the interests of a national group
but rather with political stewardship.
Political parties thus often use the term vital interest when they want to rouse
the public and the media, abusing what was meant to denote a mechanism to
protect the unique national character of the colourful peoples of Bosnia and
Herzegovina, thus touching upon the fundamental sentiments of national be-
longing in order to achieve political or economic goals.
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Protection of Vital Interests of the Constituent Peoples
“All … are equal, but some … are more equal than others”.
George Orwell
Human rights are as richly guaranteed by law as they are in Bosnia and Her-
zegovina in few countries. The Constitution of Bosnia and Herzegovina
states, “Bosnia and Herzegovina and both entities shall ensure the highest level of in-
ternationally recognised human rights and fundamental freedoms.”33 The Constitution
further gives priority to European human rights law over all other law, in-
cludes non-discrimination provisions and enshrines in the constitutional order
a range of other international human rights agreements, including some not
ratified by any other European state. Bosnia and Herzegovina was, for exam-
ple, the only state in Europe to have ratified the International Convention on the
Protection of the Rights of All Migrant Workers and Members of Their Families.
The Constitution of Bosnia and Herzegovina bars Others from the offices of
the Presidency and the House of Peoples. Only members of the three con-
stituent peoples – Bosniacs, Croats and Serbs – are eligible to participate in
the Presidency and the House of Peoples. Therefore, solely because of their
68
Protection of Vital Interests of the Constituent Peoples
In addition, where the rights of Others are concerned, the Sarajevo Agree-
ment introduces some protection mechanism for this group, which according
to the 1991 census made up more than 7% of the population of Bosnia and
Herzegovina. The Agreement and the subsequent amendments to the entity
constitutions divulge more power to the non-constituent peoples by guaran-
teeing them positions in all – legislative and executive – bodies of the entities.
For instance, the Others are now full members of the Federation of Bosnia
and Herzegovina House of Peoples and the Republika Srpska Council of Peo-
ples, they have to be proportionally represented in public institutions of the
Federation of Bosnia and Herzegovina and the Republika Srpska and nomi-
nate one minister in each of the entity governments.
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Protection of Vital Interests of the Constituent Peoples
Conclusions
1. Belgium and Bosnia and Herzegovina offer similar protection of vital interests;
2. Belgium and Bosnia and Herzegovina have similar institutions to ensure that this
constitutionally guaranteed protection
3. Belgium and Bosnia and Herzegovina succeed in translating these legal provisions
into effective policies
70
Protection of Vital Interests of the Constituent Peoples
This agreement has also directed the entities to award more political rights to
the non-constituent peoples and as such, it addressed some of the concerns and
objections over the state-level constitution.
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Protection of Vital Interests of the Constituent Peoples
The first years after the Dayton Agreement was signed, most of Bosnia and
Herzegovina’s institutions were headed by international staff; now they are
slowly finding their own way, adapting and rationalising the institutions and
overall preparing for a future under local ownership.
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Protection of Vital Interests of the Constituent Peoples
ies and 80-ies. Whether the Alarm-bell Procedure would actually function is
not yet know – it has never been used since it was introduced in the Constitu-
tion of Belgium.
Praise should also be given to the human rights institutions in Bosnia and
Herzegovina and the entities where brave men and women have defended the
rights of those who the politicians were unwilling to award their basic human
rights and dignities.
Political bodies, and most notably the entity governments, must still be
spurred on by the international community in upholding their own constitu-
tions. Especially in the Republika Srpska, the reluctance to implement the
Decision of the Constitutional Court of Bosnia and Herzegovina not only to
the letter but also in spirit remains an obstacle to reconciliation and continues
to reinforce people’s predisposition to seek protection among their own.
Part of Belgium’s success can be found in the fact the all of its peoples feel
they are Belgians in the first place, and members of a linguistic group comes
second. One of the major tasks for Bosnia and Herzegovina is to help its citi-
zens overcome the feeling that belonging to an ethno-national group – Bosni-
acs, Croats or Serbs – is less important than being citizens of a country called
Bosnia and Herzegovina. Nationalist politicians should also refrain from play-
ing on people’s fear for their security as members of an ethno-national group
and any future constitutional arrangements should address these fears.
The future of Bosnia and Herzegovina lies in a system with strong protection
of individual rights, which acknowledges the need for ethnic security without
73
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