Management:
Bridging the Gaps Between
Knowledge and Practice
1
Part I:
Pediatric Asthma:
Criteria for Diagnosis
Girish D. Sharma, MD
Associate Professor
Rush Medical College
Chicago, Illinois
2
Definition
National Asthma Education and Prevention Program Expert Panel Report 2007.
3
Specific Objective Criteria For The
Diagnosis Of Pediatric Asthma
Specific objective criteria for the diagnosis of asthma include the following:
• episodic lower airway obstruction;
• airflow obstruction or symptoms (wheeze or cough); and
• exclusion of alternative diagnoses.
Lower airway obstruction results in wheezing. Among all children, 20% have
at least 1 episode of lower respiratory tract infection associated with
wheezing during first year of life, and 70% of these episodes are associated
with viral infections. Recurrent wheezing is suggestive of asthma.
4
Recommended Diagnostic
Methods For Asthma
The recommended methods for the diagnosis of asthma are the following:
• detailed medical history;
• physical examination focusing on upper respiratory tract, chest, and
skin; and
• spirometry to demonstrate obstruction and assess reversibility in
children older than 4 years. The reversibility is determined by an
increase in forced expiratory volume in 1 second (FEV1) of either more
than 12% from baseline or more than 10% after a dose of inhaled short-
acting bronchodilator.
5
Wheezing In Children
6
Wheezing In Children
7
Wheezing In Children (Cont’d)
Three categories of wheezing have been noted in children younger than 5 years of
age. These include the following:
Transient early wheezing: This is often outgrown in first 3 years of life.
Persistent early-onset wheezing: These children tend to have recurrent wheezing
associated with episodes of upper respiratory viral infections, with no evidence of
atopy and no family history of atopy. The symptoms tend to persist during preschool
age and in some until age 12.
Late-onset wheezing: These children have asthma that tends to persist during
childhood and into adult life. They are likely to have a background of atopy, often
with eczema.
8
Wheezing In Children (Cont’d)
9
Diagnosis Of Asthma
Symptoms
– frequent episodes of wheezing
– activity-induced cough or wheezing
– nocturnal cough
– absence of seasonal variation
– persistence of symptoms beyond 3 years
– other symptoms
10
Diagnosis Of Asthma (Cont’d)
Physical findings
– increased anteroposterior diameter of chest
– prolonged expiration, expiratory wheezing,
coarse crackles
– unequal breathing sounds
Physical findings vary according to whether an acute episode is present and how
severe it is. During an outpatient visit between acute episodes, a child with mild
asthma may have normal findings on physical examination. There may be signs of
chronic respiratory distress or chronic hyperinflation, atopy, or allergic rhinitis (eg,
conjunctival congestion, ocular shiners, transverse crease over the nose due to
constant nose rubbing associated with allergic rhinitis, and pale violaceous nasal
mucosa due to allergic rhinitis). In chronic cases, the anteroposterior diameter of the
larynx may be increased, and lung examination may reveal prolongation of the
expiratory phase, expiratory wheeze, coarse crackles, and unequal breath sounds.
Once the diagnosis has been established, effort should be made to identify
precipitating factors (eg, exposure at home, day care, or school to inhalant
allergens, irritants like tobacco smoke, or viral respiratory infections) and to identify
comorbidities that may aggravate asthma (eg, sinusitis, rhinitis, gastoesophageal
reflux, obstructive sleep apnea, and allergic bronchopulmonary aspergillosis).
11
Severity Classification
of Asthma in Children
12
Classification Of Asthma Severity By
Clinical Features Before Treatment
Moderate Severe
Intermittent Mild Persistent
Persistent Persistent
Symptom >1/wk but
<1/wk Daily Daily
frequency <1/d
Exacerbation May affect May affect
Brief Frequent
characteristics activity or sleep activity or sleep
Nocturnal
≤2/mo >2/mo >2/wk Frequent
symptoms
Short-acting β2 >1/wk but
>1/wk Daily Daily
agonist use <1/d
≥80% 60%-80%
FEV1 or PEF ≥80% predicted ≤60% predicted
predicted predicted
FEV1 or PEF
<20% <20%-30% >30% >30%
variability
Spirometry is recommended for assessing the severity of asthma. The severity (intrinsic intensity of the disease
process), control (degree to which asthmatic symptoms, functional impairment, and risks for untoward events are
minimized and the goals of therapy are met), and responsiveness (the ease with which asthma control is achieved
by therapy) should be assessed.
13
Physical Findings During
An Acute Episode
Physical examination during an acute episode may reveal different findings in mild, moderately
severe, and severe episodes and in status asthmaticus with imminent respiratory arrest.
During a mild episode, the respiratory rate is increased. The accessory muscles of respiration are
not used. The heart rate is less than 100 beats per minute. Pulsus paradoxus is not present.
Auscultation of the chest reveals moderate wheezing, which is often end-expiratory. The
oxyhemoglobin saturation in room air is greater than 95%.
In a moderately severe episode, the respiratory rate is increased. Typically, the accessory
muscles of respiration are used, and suprasternal retractions are present. The heart rate is 100 to
120 beats per minute. Loud expiratory wheezing can be heard. Pulsus paradoxus may be present
(10-20 mm Hg). The oxyhemoglobin saturation in room air is 91% to 95%.
During a severe episode, the respiratory rate is often greater than 30 breaths per minute. The
accessory muscles of respiration are usually used, and suprasternal retractions are commonly
present. The heart rate is more than 120 beats per minute. Loud biphasic (expiratory and
inspiratory) wheezing can be heard. Pulsus paradoxus is often present (20-40 mm Hg). The
oxyhemoglobin saturation in room air is less than 91%.
15
Risk For Asthma In Young Children
With Recurrent Wheezing (Cont’d)
The presence of 1 major risk factor or 2 of 3 minor risk factors has been shown to
predict the presence of asthma in later childhood.1
16
Pediatric Asthma Management
17
Pediatric Asthma Management
Goals Of Therapy
The goals of therapy for the child with asthma are to:
• prevent chronic symptoms;
• prevent exacerbations of asthma;
• maintain normal levels of activity;
• maintain normal pulmonary function;
• optimize pharmacotherapy, minimize side effects; and
• satisfy the child’s and family’s expectations/goals for asthma
care.
18
Pediatric Asthma Management
Ongoing Assessment And Monitoring
19
Pediatric Asthma Management
Asthma Control
Partly Controlled
Controlled
Characteristic (Any Measure Uncontrolled
(Any of the
Present in
Following)
Any Week)
≥3 features of partly
Daytime symptoms None (≤2/wk) >2/wk controlled asthma
present in any week
Limitation of activities None Any Same as above
Nocturnal
None Any Same as above
symptom/awakening
Need for reliever/rescue
None (≤2/wk) >2/wk Same as above
treatment
<80% predicted or
Lung function
Normal personal best (if Same as above
(FEV1 or PEF)
known)
Exacerbations None ≥1/y 1 in any wk
Asthma is defined as controlled when there are no daytime symptoms or they are
reported to occur less than twice a week, the patient reports no limitation of
activities and/or nocturnal symptoms, there is little or no need for reliever or rescue
treatment, lung function is normal, and there are no exacerbations.
Asthma is defined as partially controlled if any of the following are present in any
week: Daytime symptoms are reported more than twice a week, activities are limited
or the patient reports nocturnal symptoms, there is need for reliever or rescue
treatment more than twice a week, lung function is affected, and 1 or more
exacerbations are reported over the course of a year.
20
Pediatric Asthma Management
Ongoing Assessment And Monitoring
Because asthma control5 refers to control of the manifestations of the disease, it is recommended that
the treatment be aimed at controlling the clinical features of the disease, including abnormalities of
lung function.
Ideal asthma control in children will mean the following:
• no coughing;
• no difficulty in breathing;
• no nocturnal symptoms;
• normal activity, including no limitation of play, activity, sports, exercise, and school or
day care activities;
• no acute episodes and requirement for rescue medications;
• no school absences; and
• normal lung function.
As you can see from this slide, the asthma control test (ACT) has been used for assessing clinical
control as a continuous variable and provides numeric values to distinguish different levels of control.
The ACT includes responses to the following questions:
In the past 4 weeks, how much of the time did your asthma keep you from getting as much as usual
done at work, school, or home?
During the past 4 weeks, how often have you had shortness of breath?
During the past 4 weeks, how often did your asthma symptoms (wheezing, coughing, shortness of
breath, chest tightness or pain) wake you up at night or earlier than usual in the morning?
During the past 4 weeks, how often have you used your rescue inhaler or nebulizer medication?
How would you rate your asthma control during past 4 weeks?
21
Initial Evaluation In Outpatient Clinic
During initial evaluation in an outpatient clinic, ask about symptom patterns over
the past 2 weeks:
• daytime symptoms (coughing, wheezing, shortness of breath,
rapid breathing, chest tightness);
• nocturnal symptoms (nighttime or early morning cough, wheeze,
breathlessness);
• school absences;
• limitation of daily activities; and
• use of rescue medications and regular medications.
22
Initial Evaluation
In Outpatient Clinic (Cont’d)
23
Initial Evaluation
In Outpatient Clinic (Cont’d)
24
Spirometry
25
Assessment During Follow-up Visits
26
Assessment During
Follow-up Visits (Cont’d)
Exacerbations
– Since the last visit, has the child had any episodes
when asthmatic symptoms were a lot worse
than usual?
– What caused symptoms to worsen?
What did the child (or caregiver) do?
– Has the child had unscheduled visits to the doctor or
emergency room, or hospital admissions?
– Details of PEF – highest, lowest, any unusual fall
27
Assessment During
Follow-up Visits (Cont’d)
Medications
– Medications being used, dose and frequency?
– Medication missed, stopped or changed? If yes, why?
– Dose of short-acting β2-agonists?
– Use of β2-agonists using before exercise?
– Meter-dosed inhaler (MDI) with a space/holding
chamber/dry powder inhaler (DPI)/nebulizer?
– Is an appropriate size mask being used appropriately?
Check the technique at each visit
– Check for drug side effects
Also, periodically check the child’s/family’s technique for cleaning the device,
counting doses, replacing the nebulizer and spacers/holding chambers.
28
Assessment During
Follow-up Visits (Cont’d)
Finally, to determine if children and their families are following the care plan,
ask:
• What questions do you have?
• Is the plan useful?
• Have there been any problems following the daily
management plan or the action plan?
Always review after-hours phone numbers and the rescue plan and steps for
emergency care.
29
Part II:
Diagnosing and
Assessing Asthma in
Children
David Skoner, MD
Director, Division of Allergy, Asthma and Immunology
Professor, Pediatrics
Drexel University College of Medicine
Vice Chair of Clinical Research
Division of Allergy and Immunology
Allegheny Medical Center
Pittsburgh, Pennsylvania
30
Strategies For Asthma Control
National Institutes of Health. National Heart, Lung, and Blood Institute. National Asthma Education and Prevention Program
Expert Panel. Clinical Practice Guidelines. Expert Panel Report 2: Guidelines for the Diagnosis and Management of Asthma.
Update on Selected Topics 2007. Bethesda, MD: National Institutes of Health National Heart, Lung, and Blood Institute; 2007.
31
Classifying Asthma Severity And
Assessing Asthma Control
National Institutes of Health. National Heart, Lung, and Blood Institute. National Asthma Education and Prevention Program
Expert Panel. Clinical Practice Guidelines. Expert Panel Report 2: Guidelines for the Diagnosis and Management of Asthma.
Update on Selected Topics 2007. Publication No. 02-5075. Bethesda, MD: National Institutes of Health National Heart, Lung, and
Blood Institute; 2007.
32
Stepwise Approach For Managing
Asthma In Children Aged 0 To 4 Years
Mild
Intermittent Moderate to Severe Persistent
Persistent
Step 6
Step 5 Preferred:
Step 4 Preferred: high-
high-dose ICS
Step 3 Preferred: high-
high-dose and either
Step 2 Preferred: medium-
medium-dose ICS montelukast
Step 1 Preferred: medium-
medium-dose ICS and either or LABA
Preferred: low-
low-dose ICS ICS and either montelukast and oral
SABA as montelukast or LABA corticosteroid
needed Alternative: or LABA s
montelukastor
cromolyn
33
Stepwise Approach For Managing
Asthma In Children Aged 5 To 11 Years
Mild
Mild Persistent
Intermittent
Persistent
Severe Persistent
Step 6
Step 5 Preferred:
Step 4 Preferred: high-
high-dose ICS
Step 3 Preferred: high-
high-dose + LABA + oral
Preferred: medium-
medium-dose ICS + LABA corticosteroid
Step 2
medium-
medium-dose ICS + LABA Alternative: Alternative:
Step 1 Preferred:
ICS Alternative: high-
high-dose high-
high-dose
Preferred: low-
low-dose ICS
or medium-
medium- ICS ICS and
SABA as and either either LTRA
needed Alternative: low-
low-dose ICS dose ICS
and either and either LTRA or or
LTRA,
LABA, LTRA, LTRA theophylline theophylline +
cromolyn,
cromolyn,
or or and oral
nedocromil,
nedocromil,
theophylline theophylline omalizumab corticosteroid
or
may be and
theophylline
considered omalizumab
for patients may be
who have considered for
allergies patients who
have allergies
LTRA, leukotriene receptor antagonist.
According to the recently revised NAEPP guidelines for the treatment of pediatric
asthma, short-acting β2 agonists are the preferred treatment for children between
the ages of 5 and 11 years with intermittent asthma. For those with mild persistent
asthma, low-dose ICSs or medium-dose or low-dose ICSs with either long-acting β2
agonists or leukotriene receptor antagonists are preferred. For those with severe
persistent asthma, medium-dose ICSs plus long-acting β2 agonists or high-dose
ICSs plus long-acting β2 agonists and oral corticosteroids are preferred.
34
Stepwise Approach For Managing
Asthma In Patients Aged ≥12 Years
Mild Moderate
Intermittent Severe Persistent
Persistent Persistent
Step 6
Step 5 Preferred:
Step 4 Preferred: high-
high-dose ICS
Step 3 Preferred: high-
high-dose + LABA
Step 2 Preferred: medium-
medium-dose ICS + LABA + oral
Step 1 Preferred: medium-
medium-dose ICS + LABA and corticosteroid
Preferred: low-
low-dose ICS ICS Alternative: consider and
SABA as Alternative: or medium-
medium-dose omalizumab consider
needed cromolyn,
cromolyn, low-
low-dose ICS ICS for patients omalizumab
nedocromil,
nedocromil, + LABA and either who have for patients
LTRA, Alternative: LTRA, allergies who have
or low-
low-dose ICS theophylline,
theophylline, allergies
theophylline and either or zileuton
LTRA,
theophylline,
theophylline,
or zileuton
According to the recently revised NAEPP guidelines for the treatment of pediatric
asthma, short-acting β2 agonists are the preferred treatment for children older than
12 years with intermittent asthma. For those with mild persistent asthma, low-dose
ICSs are the preferred option. For those with moderate persistent asthma, medium-
dose or low-dose ICSs with long-acting β2 agonists are preferred. Finally, for those
with severe persistent asthma, high-dose ICSs plus long-acting β2 agonists or high-
dose ICSs plus long-actiing β2 agonists and oral corticosteroids are preferred.
35
Inhaled Corticosteroids
The NAEPP recommends ICS as the preferred long-term controller medication for
children of all ages with persistent asthma. ICS are FDA-approved for the treatment
of asthma in children as young as 1 year of age. Although clearly effective at
achieving asthma control in children, ICSs pose important challenges in this
population. These include issues of long-term adherence, delivery of drug to large
and small airways, and the potential for systemic adverse effects. Regarding the
latter, the most frequently addressed and clinically relevant systemic adverse effect
in children is growth suppression. Benefits of the daily use of ICSs include fewer
symptoms, fewer severe exacerbations, reduced use of quick-relief medicine,
improved lung function, and reduced airway inflammation.
36
Effect Of ICSs On Inflammation
E
E
BM
BM
37
Analysis Of Inhaled Corticosteroids
How Patients Respond
ACRN* (n=336)
25
20
15
10
5
0
<–20 –20 to –10 –10 to 0 0 to 10 10 to 20 20 to 30 30 to 40 >40
FEV1 Change from Baseline, %
Data include only patients who received ICS. Study of Malmstrom et al included 895 patients 15 to 85 years of age with chronic asthma; Adult
study included 470 adults with asthma; CAMP study included 311 children with asthma; ACRN study included 336 adults with asthma.
ACRN, Asthma Clinical Research Network; CAMP, Childhood Asthma Management Program
Malmstrom K et al. Arch Intern Med. 1999;130:487-495. Tantisira KG et al. Hum Mol Genet. 2004;13:1353-1359.
8.16
38
Dose–response Relationship In Children
With Moderate And Severe Asthma
Percentage of Maximum
100
90
80
70
Improvement
60
50
Symptoms
40 FEV1
30 Exercise (FEV1)
20 NO
10 FEF25%-75%
0
0 100 200 300 400 500 600 700 800
Daily Dose of BUD, mcg
Studies have shown that the dose–response curve for benefits of ICSs is
steep at low doses, and that relatively little benefit is gained when a low dose
is doubled or tripled. Furthermore, because the dose–response curve for
adverse events is shifted to the right at higher ICS doses, doubled and
tripled ICS doses are much more likely than low doses to produce systemic
side effects.
39
Children’s Responsiveness To ICS
And LTRA Is Highly Variable
40
Effect Of ICS Dosage On Therapeutic
And Systemic Corticosteroid Effects
Benefit/risk
fit
ne
be
th cts
tic
ow ffe
eu
)
gr e
ap
↓ ic
er
g, em
Th
(e yst
S
Adverse effect
clinical relevance
Drug inhaler Rx, ~mcg/day
BDP without spacer 200 350 500 1,000
BDP with spacer 200 400 600 1,200
BUD MDI 200 400 800 1,600
BUD dry powder 100 200 400 800
FP 100 200 400 800
BDP, beclomethasone diproprionate; FP, fluticasone propionate
41
Safety Considerations
With ICS Therapy
Local effects
– Oropharyngeal effects
oral candidiasis
pharyngitis
hoarseness/dysphonia
Systemic effects
– adrenocortical suppression
– changes in bone mineral density (BMD) and bone metabolism
– growth suppression
– ophthalmologic effects: cataracts and glaucoma
– skin thinning and bruising
Of the systemic adverse effects that have been observed with ICS therapy, the
potential for growth suppression remains the greatest concern in pediatric patients.
This concern prompted the FDA to require class labeling for ICS agents in 1998, which
garnered extensive media coverage and fueled the well-known “steroid phobia” so
prominent in the United States. Although numerous studies have reported relevant
data on ICSs and growth, many do not meet the criteria for well-designed prospective
randomized controlled trials. Additional difficulties encountered in interpreting the
results of these trials include the variable growth rates occurring throughout childhood
and the variable methods (eg, stadiometry, knemometry) and end points (growth
velocity, height percentiles, final adult height, markers of bone formation/absorption)
used to assess growth effects in studies.
42
Growth Suppression
43
CAMP Study
Growth Velocity With Budesonide—
Lower In Year 1, Similar To Placebo In Years 2-4
5.5
5.0
4.5
0
0 1 2 3 4
Time, year
All groups had similar growth velocity by the end of the treatment period.
Adapted from The Childhood Asthma Management Program Research Group. N Engl J Med. 2000;343:1054-1063.
Allen DB et al J AllergyClin Immunol 2003;112:S1-S40.
Following the 1998 FDA meeting to review the growth effects of ICSs, a draft guidance
was published regarding the conduct of future growth studies. Recommendations
included the following characteristics:
1. a population that is prepubertal and has mild, persistent asthma;
2. a study design with at least a 1-year treatment period that includes an untreated
control group, the collection of baseline growth velocity data, a follow-up period, and
repeat stadiometer measurements; and finally
3. a study design that uses a regression analysis of growth velocity and total length with
a 95% confidence interval of 0.5 cm or less as the primary outcome.
44
Linear Growth Stadiometry Study In Prepubertal Asthmatic
Children
Effect Of Montelukast Versus Beclomethasone
On Linear Growth Velocity
7 Montelukast 5 mg (n=120)
Change in Height Velocity, cm ± SE
–19–16 –8 0 8 16 24 32 40 48 56
Run-in period
Weeks on Treatment
Adapted from Becker AB et al. Ann Allergy Asthma Immunol. 2006;96:800-807.
45
The Risk Pyramid
ORAL CORTICOSTEROIDS
(DAILY OR EVERY OTHER DAY)
UNTREATED POORLY
CONTROLLED DISEASE
QUOTE: J.Z., a 14-year-old asthmatic patient with growth delay, told a local pediatric endocrinologist trying to change ICS to every other
day: “I would rather be short than unable to play soccer.”
This slide shows the importance of evaluating risks versus rewards in the treatment
of asthma with ICS.
46
Importance Of Small
Airways In Asthma
* *
60
Total Airway Resistance, %
Patients in Group A were asymptomatic (FEV1 >80% predicted without apparent airflow obstruction in preceding month and without
therapy). Patients in Group B had FEV1 <70% predicted during a 12-month observation period, irrespective of treatment. Range of age at
onset of asthma: 19 to 30 years. Duration: >20 years.
As you can see from this slide, small airways contribute significantly to total airway
resistance in many patients with asthma. Newer ICS formulations using
hydrofluoroalkane (HFA) rather than chlorofluoroalkane (CFC) as a propellant have
improved the delivery of drug to peripheral airways because of smaller particle size.
Two newer ICS formulations have been developed: BDP and ciclesonide
(mentioned previously, not yet available in the United States). With HFA solution
inhalers, both lung deposition (55% for HFA vs 4% for CFC BDP) and
oropharyngeal deposition (29% for HFA vs 94% for CFC BDP) are better. A recently
published growth study comparing CFC and HFA BDP demonstrated comparable
safety profiles. A growth study of HFA flunisolide has also been published. Clinical
studies indicate that ICSs may reduce bone mass in adults and children, potentially
increasing the risk for fracture later in life. However, long-term ICS use had no effect
on bone mineral density in the CAMP study.
47
Novel ICS Strategies
Several novel strategies for the management of asthma with ICSs have
been developed, including the following: the use of biomarkers (sputum
eosinophils, level of airway hyperreactivity, fraction of exhaled nitric oxide
[FENO]) to adjust the ICS dose, as-needed dosing of ICS therapy, single-
inhaler therapy (including an ICS and a long-acting β2 agonist), and a new
ICS (ciclesonide).
48
Asthma Management (ICS) Guided
By Sputum Eosinophils
BTS management group
120
Sputum eosinophils– 20
guided therapy: 48%
reduction in ICS therapy 0
0 1 2 3 4 5 6 7 8 9 10 11 12
Time, mo
49
Monitoring Of FENO May
Reduce Exacerbations
40 Control group
35
Exacerbations, No.
30
25
20
15
10 FENO Group
5
0
0 1 2 3 4 5 6 7 8 9 10 11 12
Time, mo
FENO, fraction of exhaled nitric oxide
Smith AD, et al. N Engl J Med. 2005;352:2163-2173.
50
Role Of Intermittent Therapy Versus Standard
Therapy In Mild Persistent Asthma IMPACT
IMPACT, Improving Asthma Control Trial; MCH PC20, 20% fall in FEV1 on methacholine challenge; +, positive outcome; O, no significant
change from baseline
•Boushey HA et al. N Engl J Med. 2005;352:1519-1528.
• Rationale: Pharmacy records indicate that most patients use their medications less than
recommended.
• Study observed 225 adults with mild persistent asthma for 1 year.
• Included individuals aged 18 to 65 years with physician-diagnosed mild persistent asthma
and an FEV1 at least 70% of the predicted value (measured more than 4 hours after the most
recent use of a bronchodilator).
• Excluded patients smoked cigarettes, had had a respiratory tract infection or used
corticosteroids in the previous 6 weeks, or had been hospitalized or made 2 or more visits to
an emergency department for asthma treatment in the previous year.
• Primary outcome of efficacy selected before the study was morning peak flow.
Treating mild persistent asthma intermittently is effective if the morning peak flow is used as
the efficacy end point. However, other clinical outcomes of asthma control demonstrate that
regular budesonide is more effective than as-needed budesonide or regular zafirlukast. Other
factors to consider are the following:
• The patients in the study were adults.
• The setting was rigid (ie, the patients were followed closely).
51
As Needed ICS For
Mild Persistent Asthma IMPACT
Kaplan-Meier Estimates of Time to a First
Exacerbation of Asthma
100
Percentage Without
80
Exacerbation
20
P=0.39
0
0 100 200 300 400
Days Since Randomization
There were no significant differences among the groups (P=0.39).
Boushey HA et al. N Engl J Med. 2005;1519-1528.
52
Single-Inhaler Therapy
O’Byrne et al tested the hypothesis that in children and adults treated with
a low maintenance dose of budesonide-formoterol, replacing a short-
acting β2 agonist reliever with as-needed budesonide-formoterol would
provide rapid symptom relief and a simultaneous adjustment in anti-
inflammatory therapy, thereby reducing exacerbations. They conducted a
double-blind randomized parallel-group study in 2,760 patients with
asthma who were treated with the scheme shown on the slide. Outcome
measures included time to first exacerbation, pulmonary function test
results, use of daily control measures, and safety.
53
CHALLENGES
Real-World Effectiveness
The physician must choose from a wide array of medications that are
recommended in the NAEPP guidelines and have been shown to be
efficacious in clinical trials. However, the efficacy of a medication in the
ideal setting of a controlled clinical trial, where compliance may be
enhanced by high levels of patient and parent education and follow-up,
may not translate into effectiveness in the real world. In clinical practice,
compliance with medical therapy is complicated by a variety of issues,
including route of administration (eg, oral vs inhaled therapy), side
effects, cost, perception of safety, frequency of dosing, patient
education, onset of action, and inhaler technique. An otherwise
efficacious drug may not be fully effective if the patient does not take it
in a compliant manner.
54
Compliance Is An Essential
Component Of Asthma Control
Poor compliance can lead to poor outcomes
100 P=0.008
80
Compliance, %
68.2%
60
40
20 13.7%
0
Children With Stable Children Requiring Oral
Asthma (n=16) Corticosteroid Rescue (n=8)
Adapted from Milgrom H et al. J Allergy Clin Immunol. 1996;98:1051-1057.
Poor compliance in this 13-week study was strongly correlated with loss
of asthma control. Among the children who required oral corticosteroid
rescue, only 13.7% adhered to their regimen, compared with a
compliance rate of 68.2% among the children with stable asthma—that
is, the children who did not require corticosteroid rescue (P=0.008). Of 8
children who required courses of oral corticosteroid during the study, 5
were among the least compliant, including 2 who were hospitalized.
These findings suggest that inadequate control of asthma may reflect
noncompliance, a problem that is widespread and not confined to
obviously uncooperative patients.
55
Reported Adherence Rates
(Outside Clinical Trials)
Bender B et al. Ann Allergy Asthma Immunol. 1997;79:177-186. Cochrane MG et al. Chest. 2000;117:542-550.
Hyland ME. Drugs. 1999;58(suppl 4):1-6. Collier MC et al. Am J Respir Crit Care Med. 2001;163:A314. Abstract.
56
Adherence To Inhaled Asthma
Therapy Decreases Over Time
65
60
55
50
0 1 2 3 4 5 6
Week of Study
57
Correlates Of Adherence
There are many barriers to adherence, but also many intervention points at which
the healthcare team can enhance the likelihood of success. Because adherence
varies across people and treatment components, and because intensive efforts to
promote adherence involve a great deal of time, money, and special expertise, such
efforts should concentrate on the patients who are likely to need them most. Special
attention should be given to patients with psychological comorbidities, those with
chaotic or dysfunctional lives, and those who feel unable to control their disease.
Efficacious strategies of adherence promotion include simplifying the treatment
regimen, tailoring therapy to patients’ needs and preferences, and achieving a
balance between providing ongoing medical support and helping patients make
appropriate decisions about their own care. Patient action plans that are
straightforward and easy to follow promote concordance in a therapeutic
relationship.
The factors that drive adherence are complex and interdependent, involving not only
the beliefs and attitudes of patients and their families but also the disease
characteristics and treatment properties. In general, adherence is better when
patients and their families view the disease as serious, when they trust that the
intervention will help them, and when the treatments are relatively simple and
convenient to use. Good communication with the caregiver and a clear
understanding of medical directions also are correlates of adherence. These are
enhanced by the use of written instructions.
58
Correlates Of Nonadherence
59
Conclusions
ICSs are much safer than systemic steroids but continue to carry
small, dose-related, manageable risks for some children (especially
those with mild disease)
ICSs are the guideline-preferred monotherapy for asthma of all
degrees of severity, but LTRAs are viable alternatives for some
children with mild asthma
ICSs (at high doses) may have a role in addressing airway
remodeling, but more human studies are needed
LABAs are preferred adjunctive agents in patients aged ≥12 years
whose disease cannot be controlled with ICS monotherapy
None of the currently available therapies have been shown to
change the natural history of asthma, even when started early
Novel approaches to using ICSs have recently been described, the
generalizability of which to children is unknown
• ICSs are much safer than systemic steroids but continue to carry small, dose-
related, manageable risks for some children (especially those with mild
disease).
• ICSs are the guideline-preferred therapy for asthma of all severities, but
leukotriene receptor antagonists are viable alternatives for some children with
mild asthma.
• ICSs (at high doses) may have a role in addressing airway remodeling, but more
studies in humans are needed.
• None of the currently available therapies have been shown to change the
natural history of asthma, even when started early.
• Novel approaches to using ICS therapy have recently been described, but their
generalizability to children is unknown.
60
Part III:
Benefits and Limitations
of Available Therapies
and Devices in Pediatrics
Nemr S. Eid, MD
Professor of Pediatrics
University of Louisville School of Medicine
Louisville, Kentucky
61
Introduction
62
Available Therapies And Devices
Metered-dose Inhalers
The traditional MDI, which was approved by the FDA and marketed in 1956,
remains the most commonly prescribed device for inhalation therapy. The primary
factor influencing the clinical response to medications administered with an MDI is
inhalation technique. However, this technique is difficult to execute properly, and
research has shown that nearly 50% of patients who use an MDI do it incorrectly
because they are unable to coordinate inhalation with device actuation. Observers
first commented on the issue of poor inhalation–actuation coordination as far back
as 1971, yet the MDIs have remained largely unchanged.
63
Evaluation Of MDI Technique
54 >1 error
No error
447
In a large study involving a total of 500 patients from different medical specialties,
Larsen et al evaluated the patients’ technique in each step of MDI use that is
needed for optimum delivery. Only 54 patients (10.7%) used their MDI correctly.
The percentage of errors was staggering and occurred in almost every step.
Pediatric patients are frequently prescribed an MDI in combination with a spacer or
a holding chamber; for children younger than 5 years of age, a mask is usually
attached to these devices. But with or without spacer devices, improper technique in
the use of MDIs has been demonstrated in many adults and children.
64
Error Summary By Device
80
Aerolizer
70
Autohaler
60 Diskus
50 pMDI
40 TBH
30
20
10
0
1 Error Critical
Error
PMDI, pressurized MDI; TBH, turbuhaler
Molimard M et al. J Aerosol Med. 2003;16:249-254.
65
Improper Use Of MDI And
Holding Chambers
60
pMDI
50 pMDI+HC
40
30
20
10
0
Shake Exhale Actuate Inhale Hold
66
Available Therapies And Devices
Jet Nebulizers
67
Available Therapies And Devices
Dry Powder Inhalers
DPIs have been available for more than 30 years. In general, they create aerosols
by drawing air through an aliquot of dry powder. The powder contains micronized
drug particles that either form loose aggregates or are loosely bound to carrier
particles (such as, lactose or glucose). Aggregates of drug particles are broken up
or drug particles are stripped from carrier particles by the energy of inhalation. The
inspiratory flow rate required to provide sufficient energy for this process ranges
from 30 to 120 L/min. Patients with severe bronchoconstriction and/or young
children may find it difficult to inhale “hard” enough to achieve optimal lung
deposition when they use devices requiring a high inspiratory flow rate. The ban on
CFC propellants in MDIs, along with an increasing recognition of the limitations
associated with MDI use, has resulted in an increased development of DPIs during
the past decade. DPIs preclude the need to coordinate device actuation with
inhalation. They are environmentally friendly, and are relatively easy and convenient
to use.
68
Error Summary By Device
80
70 Aerolizer
Autohaler
60
Diskus
50 pMDI
40 TBH
30
20
10
0
1 Error Critical
Error
69
Available Therapies And Devices
New Nebulizers
70
Available Therapies And Devices
New MDI Aerosols
The elimination of chlorofluroalkane CFC propellant from MDIs and the advent of
HFA propellant have made it possible to more optimally target ICSs directly at all
inflammatory sites of the asthmatic lung. This shift of pulmonary deposition occurred
because HFA drug formulations that are in solution are emitted as extra-fine
aerosols. Fine particles of 2 micron have been shown to penetrate more effectively
into the peripheral regions of the lung.
71
Distribution Of BDP Particle Size In
CFC Suspension And HFA Solution
70
Pulmonary Oropharyngeal
Total Delivered 60
50
Percentage
40 HFA BDP
30 CFC BDP
20
10
0
65 1.1 3 .7 .8 .0 .0 0 at
.
- 0 .65 - - 2.1 - 3. -4 7-5 8-9 10 >1 ro
3 1 3 - h
0.4 0 1.1 2. 3. 4. 5. 9.
0 T
Particle Size, µm
Data from Andersen Cascade Impactor.
Leach CL. Respir Med. 1998;92:3-8.
The HFA BDP inhaler reverses the pattern of deposition of the old CFC BDP
product. The HFA BDP inhaler delivers approximately 60% of drug to the lungs,
compared with less than 10% of the CFC BDP counterpart.
72
Deposition As A Function Of HFA BDP
Inhaler Coordination
On time Early Late
70
60 58 57
50
43
Deposition, %
40 34 32
31
30 26 24 26 24
20
13
8
10
0
Lung* Oropharynx Exhaled Relative
Peripheral*
* Lung was divided into central, intermediate, and peripheral regions.
Leach CL et al. Aerosol Med. 2005;18:379-385.
Even with suboptimal coordination of the patient in using the inhaler, more than 30%
of BDP is deposited within the lungs, and and distribution is even within the lungs.
The HFA BDP inhaler is FDA-approved for the treatment of asthma in children 5
years of age and older. Inhalers in development administer other drugs that have
similar aerosol characteristics in HFA solution: triamcinolone acetonide, flunisolide,
and ciclesonide. None has yet been approved by the FDA.
73
Available Therapies And Devices
New Dry Powder Inhalers
Newman SP. Expert Opin Biol Ther. 2004;4:23-33. Hirst RH et al. Respir Med. 2002;96:389-396.
Keating GM et al. Drugs. 2002;62:1887-1895. Nelson H et al. Chest. 1999;115:329-335.
Most of the DPIs available today are “reservoir” devices—that is, the dry powder is
contained within a cartridge and measured at the time of dosing; in other types of
DPIs, the powder is contained within capsules or blister packs. Some of the new
reservoir DPIs in development promise to be more practical and cost-effective
systems for asthma therapy because they reduce the dosing variability seen with
other DPI systems and are not so dependent on inspiratory flow rates. For example,
a new DPI—not currently on the market in the United States—is a reservoir DPI that
contains an active-meter cyclone separator technology system. An internal pump
measures the drug dose by means of controlled air pressure. Inhalation transports
the drug into the cyclone separator, where it is removed from the lactose carrier,
and then into the airway. Studies have shown that deposition of BDP in the lungs
with this DPI is relatively independent of the inhalation efforts of patients, and that
dosing variability is reduced. Another, similar DPI, designed to function more
independently of the patient’s inspiratory effort, features an aerosolization chamber
containing an inspiration-actuated, battery-powered, twin-blade impeller to generate
the aerosol cloud. This design is being studied with micronized albuterol sulfate and
is still under development.
74
Available Therapies And Devices
New Breath-operated Inhalers
75
Cost-effectiveness Of New Devices
Newer devices tend to be more expensive than traditional MDIs. However, most of
the direct and indirect costs associated with asthma are the result of poor control of
the disease, indicating that currently available therapies are either underused or
used incorrectly. If the new devices are cost-effective and are preferred by patients
and medical providers, as some of the recent studies have clearly shown, then the
benefit would outweigh the cost. An ideal inhaler would be well accepted by
patients, and this might facilitate compliance.
76
Inhaler Use Assessment In Patients
With Airflow Obstruction
77
Inhaler Use Assessment In Patients
With Airflow Obstruction
pMDI 79 6 15
pMDI+spacer 87 6 7
EasiBreathe 91 5 4
Autohaler 91 3 6
Turbuhaler 87 3 10
Accuhaler/Diskus 90 4 6
Clickhaler 90 4 6
Easi-Breathe, a new BOI, was by far the most popular device with the patients; 91%
of patients demonstrated good technique with a BOI versus 79% with an MDI. This
was despite the fact that 55% of the patients in the study had been using an MDI
before study enrollment and had received further instruction on proper technique at
enrollment in the study. Moreover, approximately 65% of the patients in this study
preferred the Easi-Breathe inhaler to all other devices studied.
78
Aerosol Delivery Device
Selection Criteria
Choosing an aerosol system from among the many newer systems as they become
available will require careful selection. Healthcare providers who are treating
children with asthma often encounter difficulties in devising effective management
plans. Indeed, the challenges that these healthcare providers face is that few drugs
and devices are approved for the very young. Often, they have to use their
imagination and translate the findings of adult studies into pediatric practice. At
other times, they must apply the knowledge gained in administering 1 drug in a
certain way to the administration of another, totally different class of medication
given in a different way. A recently published evidence-based review of inhalation
devices recommended an algorithm, which can be helpful in making a selection.
The clinician should consider the following questions when selecting the appropriate
device:
79
Selecting An Aerosol Delivery Device
80
Selecting An Aerosol Delivery Device
Healthcare providers caring for children with asthma should continue to challenge
industry to make devices whose use in the very young is more intuitive. They should
continue also to lobby industry to study drug safety and efficacy in the very young.
81