319 West 92nd Street New York, New York 10025 917.441.6990 markbradley_esq@yahoo.

com

New York Bar (2003)|FINRA-AML, Series 63 (BD), 65 & 66 (IA) Regulation (2011)|DOD Top Secret-SCI (1990)

Financial Compliance Consultant & External Case Room Manager Electronic Data & Evidence Discovery Clients: 2008 to Present Investigative Finance Consultant, Interfor Intelligence Group, New York, NY

Conduct Enhanced Due Diligence (DD) investigations (KYC, CIP) that are oriented to the mortgage securitization and derivatives industry Analyze counter-party selection/vetting in Credit Default Swap (CDS) strategy Assess liability of securitization & syndicate/sales force promotion of subprime & related products (MBS/RMBS/CDS & CDO) Provide asset location & collateral verification services for mezzanine & equity tranches of mortgage based derivatives & synthetic equivalents

Securities Litigation & Fraud Analyst, Quinn Emmanuel, LLP, New York, NY Investigate and review pre-litigation allegations of fraud, collusion and insider trading against a board of directors member complicated by ongoing hostile take-over litigation: Discovery value analysis of plaintiffs electronic documentation & correspondence (iConnect) Provide flexible trial support function by archiving all investigative case related correspondence & filings in multiple formats, preparing witness binders, evidentiary & privilege logs (in excess of 10,000 entries) updating all electronic document databases to reflect current agreements or rulings as to inclusion or exclusion for trial, forensic collection/process/return of hard copy/drive from client Provide securities fraud litigation expertise in a 10-b action between major investment fund & subprime mortgage company, involving a complex analysis of derivatives industry, GAAP accounting rules and financial instruments including loan tapes & other securitization mechanisms/benchmarks Assess ESI & electronic evidence data & discovery software consistency with client litigation requirements and investigative resources (Lextranet) Translate client legal strategy into a litigation intelligence collection plan, supported by term-search list of Red Flag indicators & understandable document review/database search protocols

Investigative Analyst, Baker Hostetler, LLP, New York, NY Support bankruptcy receivership of largest Ponzi scheme in history involving clawback action, allegations of securities & banking fraud, BSA violations and transnational money laundering, requiring look back reviews of international bank wire transfers over a 10 year time span (Ringtail/Relativity) Use multi-disciplinary investigative approach (signals intelligence (SIGINT), traffic analysis, net-work theory & forensic linguistics) to locate and identify transactional patterns with a high correlative coefficient for illegal or legal conduct and create search templates to prioritize or downgrade other areas of inquiry Aggressively protect the transactional-investigative effort through frequent report dissemination, maintenance of required evidentiary logs/documentation, & constant update/upgrade of associated databases/software applications

Financial Compliance Consultant & External Case Room Manager Electronic Data & Evidence Discovery Clients: 2008 to Present Investigative Finance Consultant, Interfor Intelligence Group, New York, NY

Conduct Enhanced Due Diligence (DD) investigations (KYC, CIP) that are oriented to the mortgage securitization and derivatives industry Analyze counter-party selection/vetting in Credit Default Swap (CDS) strategy Assess liability of securitization & syndicate/sales force promotion of subprime & related products (MBS/RMBS/CDS & CDO) Provide asset location & collateral verification services for mezzanine & equity tranches of mortgage based derivatives & synthetic equivalents

Securities Litigation & Fraud Analyst, Quinn Emmanuel, LLP, New York, NY Investigate and review pre-litigation allegations of fraud, collusion and insider trading against a board of directors member complicated by ongoing hostile take-over litigation: Discovery value analysis of plaintiffs electronic documentation & correspondence (iConnect) Provide flexible trial support function by archiving all investigative case related correspondence & filings in multiple formats, preparing witness binders, evidentiary & privilege logs (in excess of 10,000 entries) updating all electronic document databases to reflect current agreements or rulings as to inclusion or exclusion for trial, forensic collection/process/return of hard copy/drive from client Provide securities fraud litigation expertise in a 10-b action between major investment fund & subprime mortgage company, involving a complex analysis of derivatives industry, GAAP accounting rules and financial instruments including loan tapes & other securitization mechanisms/benchmarks Assess ESI & electronic evidence data & discovery software consistency with client litigation requirements and investigative resources (Lextranet) Translate client legal strategy into a litigation intelligence collection plan, supported by term-search list of Red Flag indicators & understandable document review/database search protocols

Investigative Analyst, Baker Hostetler, LLP, New York, NY Support bankruptcy receivership of largest Ponzi scheme in history involving clawback action, allegations of securities & banking fraud, BSA violations and transnational money laundering, requiring look back reviews of international bank wire transfers over a 10 year time span (Ringtail/Relativity) Use multi-disciplinary investigative approach (signals intelligence (SIGINT), traffic analysis, net-work theory & forensic linguistics) to locate and identify transactional patterns with a high correlative coefficient for illegal or legal conduct and create search templates to prioritize or downgrade other areas of inquiry Aggressively protect the transactional-investigative effort through frequent report dissemination, maintenance of required evidentiary logs/documentation, & constant update/upgrade of associated databases/software applications March 2003-

Security Litigation & Transactional Analyst: Sullivan & Cromwell, LLP, New York, NY June 2008

Perform enhanced transactional due diligence on behalf of global investment bank subject to complex litigation, multiple regulatory-compliance regimes & reputational risk Create Prospectus Post Mortems for Residential Mortgage Backed Securities (RMBS) offerings, review the decisions of the underwriters, raters, originators, and individual loan officers/mortgage brokers as reflected in the available origination, securitization & derivatives documentation Maintain/update litigation/regulatory domain-specific databases, by jurisdiction, plaintiff & Client: responsiveness, privilege/ work product/ attorney client, confidentiality/HIPPA/Business Strategy

1st Lieutenant Military Intelligence Corps United States Army 1989-1996 Intelligence Electronic Combat Warfare (IECW) Officer with the 1 st Armored Division, Germany

Document Exploitation (DOCEX): recovery, identification & analysis of Soviet & Warsaw Pact hard copy artifacts & subsequent data base archiving Signals Intelligence & Traffic Analysis of Soviet &Warsaw Pact Strategic & Tactical Communication in the US Army Europe (USAEUR) Theater

ELECTRONIC DOCUMENT REVIEW PLATFORMS & FINANCIAL SOFTWARE APPLICATIONS Atennex Bloomberg Catalyst Concordance Complinet Cognos D&B Discovery Partner Dochunter EDGAR Excel Factiva Introspect Lextranet Lexis/Nexis MSFT Word MSFT Outlook MSFT Office/Access NICE (Audio) PowerPoint Ringtail Stratify iConect

RELATIVITY (KCURA) TRAINING: PLATFORM & APPLICATIONS * Method Overview: Legal Hold Management Solutions * Building Relativity Applications * End User (Reviewer) Training
ICONNECT (NXT) TRAINING: PLATFORM & APPLICATIONS

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Introduction to iCONECT nXT Productions, Exports and Reports Advanced Searching and Reviewing Images, Redacting Files

PROFESSIONAL AFFILIATIONS AND CERTIFICATIONS New York State Real Estate Brokers License (2009) Association of Certified Fraud Examiners (ACFE, 2009) American Society of Questioned Document Examiners (ASQDE, 2011) NASD Series 34 Retail Off-Exchange Forex Examination NASD Series 63 Uniform Securities Agent State Law Examination, 2009 NASD Series 66 Uniform Combined State Law Examination, 2011 NASD Series 65 Uniform Securities Investment Adviser Law Examination, 2011 FINRA-Due Diligence/AML/KYC/CIP Compliance Training Spring 2011 EDUCATION Tulane University, New Orleans, Louisiana, Bachelor of Arts, May 1988 Dual Degree: Russian and Soviet Area Studies Cumulative GPA: 3.51/4.0 Honors/Awards: Cum Laude, Army ROTC scholarship