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Electroconvulsive therapy for depression (Protocol)

Leiknes KA, Berg RC, Smedslund G, Jarosch-von Schweder L, verland S, Hammerstrm KT, Hie B

This is a reprint of a Cochrane protocol, prepared and maintained by The Cochrane Collaboration and published in The Cochrane Library 2011, Issue 5 http://www.thecochranelibrary.com

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

TABLE OF CONTENTS HEADER . . . . . . . . . . ABSTRACT . . . . . . . . . Figure 1. . . . . . . . . BACKGROUND . . . . . . . OBJECTIVES . . . . . . . . Figure 1. . . . . . . . . METHODS . . . . . . . . . ACKNOWLEDGEMENTS . . . REFERENCES . . . . . . . . APPENDICES . . . . . . . . HISTORY . . . . . . . . . . CONTRIBUTIONS OF AUTHORS DECLARATIONS OF INTEREST . SOURCES OF SUPPORT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1 2 4 5 6 7 14 14 18 28 28 28 28

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

[Intervention Protocol]

Electroconvulsive therapy for depression


Kari A Leiknes1 , Rigmor C Berg1 , Geir Smedslund1 , Lindy Jarosch-von Schweder2 , Simon verland3 , Karianne T Hammerstrm1 , Bjrg Hie1
1 Norwegian Knowledge Centre for the Health Services, Oslo, Norway. 2 Department of Research and Development, St. Olavs University

Hospital, NTNU-Faculty of Medicine, Department of Neuroscience, Trondheim, Norway. 3 Department for Health Promotion and Development, University of Bergen, Bergen, Norway Contact address: Kari A Leiknes, Norwegian Knowledge Centre for the Health Services, Postboks 7004, St. Olavs plass, Oslo, N-0130, Norway. KariAnn.Leiknes@Kunnskapssenteret.no. Editorial group: Cochrane Depression, Anxiety and Neurosis Group. Publication status and date: New, published in Issue 5, 2011. Citation: Leiknes KA, Berg RC, Smedslund G, Jarosch-von Schweder L, verland S, Hammerstrm KT, Hie B. Electroconvulsive therapy for depression. Cochrane Database of Systematic Reviews 2011, Issue 5. Art. No.: CD009105. DOI: 10.1002/14651858.CD009105. Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

ABSTRACT This is the protocol for a review and there is no abstract. The objectives are as follows: To assess the effects (benets and harms) of ECT for depression in adults - and to integrate patient-lived experiences of ECT given for depression into the effectiveness review by novel methodology. (See sub-heading The Integrative Methodological Approach ). We will assess effects of ECT on a short- (immediately post treatment up to six months) and long-term (six months or more posttreatment commencement) basis, with special focus on long-term cognitive (memory) impairment. The review questions are: 1. Effectiveness 1.1 Effectiveness (benets) How effective is ECT, on a short- and long-term basis, at relieving the symptoms of depression and at promoting full recovery of cognitive functioning (memory) and social functioning (activities of daily life) compared to other common treatments for depression (e.g. psychotherapy/cognitive behavioral therapy (CBT), antidepressants)? Are there specic gender differences* and/or sub-groups of patients, such as voluntary versus involuntary*, treatment-resistant or psychotic forms of depressive illness, who respond better to ECT compared to other treatments? Are there differences in the efcacy of various forms of ECT (electrode placement, dose, waveform and frequency)? Is the effect of ECT sustainable over time? Is there evidence to support the use of continuation/maintenance ECT? 1.2 Adverse effects (harm) How harmful is ECT, on both a short- and long-term basis, especially with regards to inducing transient or permanent cognitive impairment?

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

Are the adverse effects (i.e. neuropsychological impairment) of ECT different for the different forms (e.g. bilateral, unilateral or high-dose, low-dose) of ECT? Are there differences in the rates of adverse events secondary to various forms of ECT, e.g. bilateral versus right-unilateral, highdose v. low-dose? What are the direct risks (i.e. harms*) of ECT (e.g. grand mal seizure), which could be experienced at the time of the actual procedure, including during the administration of anaesthetic? 2. Patient experiences What is the lived experience of ECT and how do patients perceive the effect of ECT as a therapy? The Integrative Methodological Approach We will conduct a systematic review which integrates qualitative evidence of the individual patients experience of the intervention (i.e. ECT as a treatment for depressive illness) into the effectiveness review. The approach was developed by the review team specically for this systematic review question and was informed by Chapter 20 of the Cochrane Handbook of Systematic Reviews of Interventions (Noyes 2008). We will use qualitative data in parallel syntheses and juxtaposed alongside quantitative data, in order to i) inform and ii) extend the effectiveness review, as dened in Chapter 20 of the Handbook. The integrative four-phase methodological approach that we will undertake in this review is described in further detail in Appendix 1 and illustrated in Figure 1. Figure 1. The Integrative Methodological Approach

We will treat qualitative and quantitative evidence as two separate streams during the data extraction process: 1. Effectiveness (benets and harm) and 2. Patient experiences. However, in phase four in order to aid the interpretation of synthesized quantitative evidence we will juxtapose the qualitative evidence alongside it.
Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd. 2

We will mark text added during phase two (renement of the protocol) with an asterisk (*) in the revised protocol. Results from the qualitative evidence aiming to i) inform the effectiveness review by rening the protocols research questions and population, intervention, comparison and outcome (PICO) elements are given in Appendix 2. This is the revised version of the protocol, and we have undertaken the protocol renement based on the qualitative evidence in two main areas: population (P) and outcome (O).

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

BACKGROUND
Electroconvulsive therapy (ECT) has been used in varied dose ranges and schedules for at least the past 70 years in the treatment of a range of mood disorders, schizophrenia and some non-psychiatric medical conditions (UK ECT RG 2003). Clinical experience has long indicated that ECT can be effective in depressive illness (McCall 2001). Following the introduction of effective antidepressant pharmacotherapy, ECT practice radically changed. The use of ECT declined considerably in the 1970s and 1980s, and the indication for ECT also transformed from rst-line treatment of depression to last-resort treatment for pharmacotherapy-resistant depression and very severe life-threatening clinical conditions (Eranti 2003; McCall 2001). Worldwide, one million patients are estimated to receive ECT annually (Prudic 2001), and it is still frequently used to treat depressed elderly (Stek 2003). However the use of ECT for depression varies greatly (Chanpattana 2005; Chanpattana 2007; Chanpattana 2010; Eranti 2003; Gazdag 2009; Ikeji 1999; Little 2003; Nelson 2005; Okagbue 2008; Sienaert 2005). Scientic literature, and ECT guidance handbooks by professional organizations and regulatory bodies (Abrams 2002; APA 2001; CPA 2001; Fink 1999) report an overall effectiveness of ECT for depression. However, although benets are perceived by patients (Malekian 2009; Rajkumar 2007), ECT is still a treatment form regarded by many as controversial, stigmatizing, and potentially associated with severe adverse effects on memory (Carr 2007; Fraser 2008; Ingram 2008; Rose 2003; Sackeim 2007; Sterling 2000). Consumer views (Carr 2007; Koopowitz 2003; Rose 2003) differ considerably from the mainstream published literature from regulatory bodies on the benets of ECT (APA 2001; NICE 2003; RCP 2005; UK ECT RG 2003). A systematic review and meta-analysis from 2003 (UK ECT RG 2003) indicated there may be a trade-off between making ECT optimally effective and limiting the cognitive impairment. However, long-term effects of ECT on cognitive function are largely unknown. Although conventional magnetic resonance imaging (MRI) has failed to reveal structural brain changes after ECT, newer techniques such as diffusion weighted imaging (DWI) have revealed possible changes in the hippocampus formation area of the brain (Szabo 2007). of the depressive illness is given in terms of being mild, moderate or severe, in addition to other characteristics or speciers, such as with or without psychotic (i.e. hallucinations, delusions) features. Depression is a common disorder, affecting about 151 million people worldwide (WHO 2008). The burden of depression is 50% higher for women than men, and mental disorders (including depression) are among the 20 global leading causes of disability (WHO 2008). Lifetime prevalence of major depressive disorder (MDD) examined in 10 countries: North America (Canada and the US), Latin America (Brazil, Chile, and Mexico), Europe (Czech Republic, Germany, the Netherlands, and Turkey), Asia (Japan) ranges from 3% in Japan to 16.9% in the USA (Andrade 2003). MDD has a chronic-intermittent course for about onethird (APA 2000) and psychotic features are present in 17% (Guze 1975). The clinical condition psychotic depression (PD) (Rothschild 2009), can indicate either a unipolar or bipolar depression accompanied by psychotic features. Prevalence of PD in the general population is estimated at 4 per 1,000 and highest among inpatients with a diagnosis of major depression (16-54%) (Rothschild 2009). The diagnostic focus of this review and condition under scrutiny will be unipolar depression i.e. MDD. That said, major mood disorders are claimed to form a spectrum from MDD to mania, and nearly 40% of those with MDD to have had a history of subthreshold hypomania (Angst 2010).

Description of the intervention


ECT is the application of an electric current to the head with the aim of inducing a controlled tonic-clonic convulsion or seizure, usually at daily intervals, to achieve an improvement in an abnormal mental state (Fink 1999). Treatment is often given in a series of eight to 12 sessions at a time. The induction of such cerebral seizure activity under anaesthetic conditions, known as modied ECT, is currently considered the standard ECT approach. ECT administered without anaesthesia, similar to the way the treatment was undertaken when it was rst introduced in 1938 is known as unmodied ECT. Unmodied ECT is now considered unethical by many (Grunhaus 2010) and not in accordance with mainstream treatment guidelines (APA 2001; RCP 2005), although it is still practiced extensively today in many Asian countries (Chanpattana 2010) as well as in Russia and Africa (Ikeji 1999; Nelson 2005). International guidelines recommend that treatment should be provided in an ECT suite, where nursing, medical staff and a trained psychiatrist are present and the patient observed in a recovery room after treatment (RCP 2005). ECT devices emitting a brief-pulse wave electrical current are now recommended as the standard ECT treatment (RCP 2005). Brief-pulse devices have increasingly replaced the rst sine-wave current machines (Abrams 2002; APA 2001; CPA 2001). Current dosage varies, depending on the electrode placement, either bitemporal, unilateral (right) or bifrontal (Kellner 2010). It has been claimed that cognitive side effects are reduced by using high dose right unilateral ECT, but autobio4

Description of the condition


Characteristic symptoms of a major depressive episode include a period of at least two weeks of depressed mood or the loss of interest or pleasure in nearly all activities of daily life. In addition to the symptoms being persistent most of the day, todays current diagnostic criteria (APA 2000; WHO 1993) require the presence of at least four other symptoms from a list, such as feelings of worthlessness or guilt, difculty thinking or concentrating, recurrent thoughts of death or suicidal ideation, suicidal plans or attempts and changes in appetite or weight or psychomotor activity. Severity

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

graphical memory loss is still reported as a problem (Fraser 2008). The use of ECT for depression is often a last resort when antidepressant medication is non-tolerable or in cases of medicationresistant relapsing severe major depression, and can be considered as life-saving in acute suicide-threatening and catatonic patients (Frederikse 2006). Where ECT is used as a rst line of treatment, it is recommended that medication intolerance, previous positive response and medical status are taken into account (RCP 2005).

How the intervention might work


Although subject to much investigation, the mechanism of action for ECT is still not clearly established. Diverse neurochemical, neuroendocrine, electrophysiological and neurophysiological hypothesis have been proposed (CPA 2001; RCP 2005). Among these are the transient induction of increased pro-inammatory cytokines (Lehtimaki 2008), increased expression of brain-derived neurotrophic factor (BDNF) (Taylor 2008), gene polymorphism and enhanced activity in the GABAergic, glutamate/glutaminergic and dopaminergic systems (Esel 2008; Huuhka 2008; Peiderer 2003). Inuence on these systems are postulated to be linked to the effectiveness of ECT in Parkinsons disease-related depression and in treatment-resistant depression (Huuhka 2008; Taylor 2008). In animal models, repeated electroconvulsive seizures have been found to enhance neurogenesis, synaptogenesis and remodelling of synapses in the hippocampus (Chen 2009) and recently the hippocampal volume in human subjects with depression has been found to increase after ECT (Nordanskog 2010). Taken together, ECT may have a positive effect on neuronal plasticity.

tant for understanding ECT outcomes (Peterchev 2010). Strong consumer perspectives (Rose 2003), concerns about use of continuation/maintenance ECT (Frederikse 2006) and discrepancy in reports of adverse effects (Feliu 2008; Porter 2008; Szabo 2007) all call for a comprehensive and systematic review to be undertaken. The use of quantitative and qualitative evidence together will maximize the use of primary data (Pearson 2004), offset the shortcomings of each type of evidence with the strengths of the other (Creswell 2004; Morse 2003), contribute to a comprehensive understanding and assist in the explanation of unexpected results (Johnson 2004). Nevertheless, discrepant qualitative and quantitative data will be treated with caution (Johnson 2004) and rather than placing greater value on one type of information the different types will be considered as complimentary (Moffatt 2006). The novel Integrative Methodological Approach, as described further in this review, will help to answer questions about the impact, appropriateness and acceptability of ECT and thereby enhance the scope, relevance and utility of the effectiveness review. The approach will not only expand the breadth of this review but enlighten the scientic discourse on mixed-methods review methodology.

OBJECTIVES
To assess the effects (benets and harms) of ECT for depression in adults - and to integrate patient-lived experiences of ECT given for depression into the effectiveness review by novel methodology. (See sub-heading The Integrative Methodological Approach ). We will assess effects of ECT on a short- (immediately post treatment up to six months) and long-term (six months or more posttreatment commencement) basis, with special focus on long-term cognitive (memory) impairment.

Why it is important to do this review


Despite the extensive use of ECT over the years, high quality evidence about the benets and harms of ECT is still needed. Continued use of unmodied ECT in many countries may reect erroneous clinical beliefs that cognitive decits are transient and older treatment methods more efcient than modied ECT. A recent review about ECT knowledge, experience and attitudes includes studies on a very broad basis, regardless of study focus and design (Chakrabarti 2010). The 2002 Social Care Institute for Excellence (SCIE) report on consumers perspectives of ECT (Carr 2007) and the Lancet report from 2003 by the UK ECT Review group (UK ECT RG 2003) are both out of date. Scrutiny of sham-controlled ECT literature, assessing thoroughly the studies indicating a high placebo response rate (Rasmussen 2008) is also needed. Due to the high prevalence of depressive disorders, severity of symptoms, the relapsing condition, more updated knowledge on short- and long-term benets, taking into account patient perspectives are needed. Differences between stimulus parameters (such as pulse amplitude, shape, width, frequency, duration) are impor-

The review questions are:

1. Effectiveness

1.1 Effectiveness (benets) How effective is ECT, on a short- and long-term basis, at relieving the symptoms of depression and at promoting full recovery of cognitive functioning (memory) and social functioning (activities of daily life) compared to other common treatments for depression (e.g. psychotherapy/cognitive behavioral therapy (CBT), antidepressants)? Are there specic gender differences* and/or sub-groups of patients, such as voluntary versus involuntary*, treatment5

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

resistant or psychotic forms of depressive illness, who respond better to ECT compared to other treatments? Are there differences in the efcacy of various forms of ECT (electrode placement, dose, waveform and frequency)? Is the effect of ECT sustainable over time? Is there evidence to support the use of continuation/ maintenance ECT?

procedure, including during the administration of anaesthetic?


2. Patient experiences

What is the lived experience of ECT and how do patients perceive the effect of ECT as a therapy? The Integrative Methodological Approach

1.2 Adverse effects (harm) How harmful is ECT, on both a short- and long-term basis, especially with regards to inducing transient or permanent cognitive impairment? Are the adverse effects (i.e. neuropsychological impairment) of ECT different for the different forms (e.g. bilateral, unilateral or high-dose, low-dose) of ECT? Are there differences in the rates of adverse events secondary to various forms of ECT, e.g. bilateral versus right-unilateral, high-dose v. low-dose? What are the direct risks (i.e. harms*) of ECT (e.g. grand mal seizure), which could be experienced at the time of the actual

We will conduct a systematic review which integrates qualitative evidence of the individual patients experience of the intervention (i.e. ECT as a treatment for depressive illness) into the effectiveness review. The approach was developed by the review team specically for this systematic review question and was informed by Chapter 20 of the Cochrane Handbook of Systematic Reviews of Interventions (Noyes 2008). We will use qualitative data in parallel syntheses and juxtaposed alongside quantitative data, in order to i) inform and ii) extend the effectiveness review, as dened in Chapter 20 of the Handbook. The integrative four-phase methodological approach that we will undertake in this review is described in further detail in Appendix 1 and illustrated in Figure 1.

Figure 1. The Integrative Methodological Approach

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

We will treat qualitative and quantitative evidence as two separate streams during the data extraction process: 1. Effectiveness (benets and harm) and 2. Patient experiences. However, in phase four in order to aid the interpretation of synthesized quantitative evidence we will juxtapose the qualitative evidence alongside it. We will mark text added during phase two (renement of the protocol) with an asterisk (*) in the revised protocol. Results from the qualitative evidence aiming to i) inform the effectiveness review by rening the protocols research questions and population, intervention, comparison and outcome (PICO) elements are given in Appendix 2. This is the revised version of the protocol, and we have undertaken the protocol renement based on the qualitative evidence in two main areas: population (P) and outcome (O).

Inclusion: we will include qualitative published studies of rst hand accounts, without limit to designs such as phenomenology, grounded theory and ethnography. Exclusion: we will exclude second hand accounts, such as novels and historical literature. General inclusion and exclusion criteria of all studies We will include mixed methods studies that incorporate both quantitative and qualitative components where the research design matches the nominated study designs. We will not be blinded to the authors or other information about the publication when assessing the studies. If essential information about study quality or other information about a study is missing, we will contact the author(s) of the study by letter or email to obtain the information needed.

METHODS Criteria for considering studies for this review


Types of studies There will be no restrictions on publication date, geographic area or language on the bibliographic database search for eligible studies.
Inclusion and exclusion criteria

Types of participants The participants of included studies in the effectiveness review must have a clinically dened primary diagnosis of unipolar depression. We will dene depression according to diagnostic criteria of the Diagnostic and Statistical Manual, Fourth edition (DSMIV) (APA 2000) and equivalent diagnosis of the International Classication of Diseases, Ninth or Tenth revision (ICD-9 or ICD-10) (WHO 1993) (see Table Appendix 3). We will also use equivalent diagnoses according to earlier DSM/ICD and versions for studies of earlier dates, as well as the DSM-IV primary care version (APA 1995). We will clearly note the diagnostic category. We will include ECT given on the background of a primary depressive episode, with or without psychotic symptoms. We will analyse patients meeting the diagnostic criteria for unipolar depression accompanied by psychotic features (hallucinations and delusions), clinically termed psychotic depression separately. Where diagnostic categories are clearly mixed we will only include the study if the unipolar depressed participants are analysed separately. We will exclude ECT administered mainly and specically due to a manic episode, clear bipolar disorder or substance mood disorder. However, for participants in all included qualitative studies concerning lived experiences of the ECT intervention, we will consider mention of the main indication for ECT having been depression sufcient. Since we are interested in ECT recipients who were at least 15 years of age at time of treatment, we will explicitly exclude children and limit age to < 65 years in the 1. Effectiveness RCT arm of the review. In the 1. Effectiveness non-RCT long term cognitive functioning and non-RCT maintenance/continuation ECT, we will apply ECT having been given (for the rst time or at study baseline) < 65 years and without concomitant conditions of dementia.

1.1 Effectiveness (benets) Inclusion: we will include only randomised controlled trials (RCTs) (single- or double-blind), including cross-over RCTs, cluster RCTs and quasi-RCTs; we will exclude all other study designs. Exclusion: we will exclude studies that are not RCTs, such as cohort studies, case-control, case series, pre- and post-intervention. We will make exception to this rule by including prospective long term follow-up studies (non-RCTs) on the following two topics: 1) cognitive functioning and 2) continuation/maintenance ECT. (We will treat included RCTs and non-RCTs separately; see Data collection and analysis.) 1.2 Adverse effects (harm) Inclusion: we will include RCTs, including cluster RCTs and observational studies (non-RCTs), including controlled or uncontrolled cohort studies, case-control, large case series, pre- and postintervention, prospective follow-up. We will discuss evidence from the RCTs and non-RCTs separately. Exclusion: we will not consider clinical case reports or reports of individual spontaneous occurrences of the adverse event (structural damage or cognitive impairment). 2. Patient experiences

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

Types of interventions Our intervention of main interest is contemporary recommended ECT, meaning modied brief-pulse ECT (RCP 2005). However since both modied sine-wave ECT and even unmodied ECT is still in use in many countries, these intervention types will also be considered. Unmodied means ECT applied without anaesthesia. Modied means ECT applied with a) brief general anaesthesia and b) skeletal muscle relaxant drug (to modify convulsive motor activity) - with the aim of inducing generalized cerebral seizure activity of a type that is associated with a tonic-clonic or grand mal convulsion activity. Sine-wave refers to a constant electrical current stimulus, delivered in waves (one negative wave and one positive wave) around 50 to 60 waves per second (Hertz (Hz)). Brief-pulse refers to a constant electrical current stimulus, delivered by a series of brief pulses, usually around one millisecond (ms) in length. We will include standard brief-pulse ECT, ranging from 1 ms to 0.5 ms and we will also consider ultra brief-pulse ECT, which is 0.4 ms and below. Recommended electrical dose is referred to as stimulus dosing, varying from 25-50 (millicoulombs) (mC) up to 270-800 mC on ECT machines with a range of up to 1000 mC. The recommended stimulus dose is calculated according to age using the following formula: Stimulus dose mC = 5 x age (e.g. 250 mC dose for a 50 year old woman). A wide range of seizure thresholds has been observed among patients of differing age and gender. Another major concern is the large variation in the ECT intervention per se. All major ECT forms and comparisons between them will therefore be considered, i.e. current dosage (high, low), wave form (sine wave, brief pulse, ultra-brief pulse), electrode placement (bilateral, bifrontal, unilateral left or right, bilateral frontotemporal), as well as frequency (two or three times a week) and total number (nine or 12 sessions in one course of treatment). Comparisons to simulated (sham) ECT and to pharmacotherapeutic agents for depression will also be undertaken. Since active controls may cause a different set of adverse effects, the harms analysis will also be stratied according to type of comparator e.g. drug alone, sham, electrode placement. Types of comparisons for 1.1 Effectiveness (benets) ECT compared to control (simulated or sham ECT) Comparisons of different forms of ECT as determined by waveform, dose, frequency of administration and electrode placement ECT versus pharmacotherapy (e.g. antidepressants, St Johns Wort) ECT versus psychological therapies (e.g. CBT, interpersonal therapy) ECT plus pharmacotherapy versus psychological therapies plus pharmacotherapy ECT compared to control/simulated will be undertaken rst and thereafter other comparisons in the above list. Similar comparisons

will be applied to adverse events. Types of outcome measures The primary outcomes are depressive symptoms and cognitive functioning.

Primary outcomes

1.1 Effectiveness (benets) The main outcome will be: reduction in symptoms of depression. We will measure symptomatic change in depression by means of validated psychometric scales that assess mood and vegetative symptoms, comparing pre-treatment scores with scores at the end of the course of ECT. When possible we will analyze these as continuous data. When cut-off levels (e.g. Hospital Anxiety and Depression Scale (HADS) (Zigmond 1983), depression sub-scale > 8) are reported due to clinical utility, we will analyze the data as dichotomous. We will dene treatment response conventionally as an at least 50% reduction of depressive symptoms. Examples of validated psychometric scales are Hamilton Rating Scale for Depression (Ham-D) (Hamilton 1960), Montgomery-sberg Depression Rating Scale (MADRS) (Montgomery 1979), Clinical Global Impression (CGI) (Guy 1976;Spearing 1997), Hospital Anxiety and Depression Scale (HADS) depression sub-scale (Zigmond 1983) and Beck Depression Inventory (BDI) (Beck 1961). We will regard observer-rated scales (e.g. Ham-D) separately from self-report scales (e.g. BDI). 1.2 Adverse effects (harm) The main outcome will be: reduction of cognitive (neuropsychological) functioning. short-term (immediate, up to six months post treatment) neuropsychological consequences of ECT long-term (six months or more post treatment) neuropsychological consequences of ECT Main outcome measures of interest are rate of cognitive recovery and change (impairment) in test scores relative to baseline (pre ECT) at time of discharge and follow-up. We will consider both continuous and binary outcome data. We will also take normbased comparisons of scores into account. Likewise, we will examine the adverse effects on cognitive (memory) functioning attributable to ECT and not to the depressive condition per se. We will measure cognitive functioning by means of validated neuropsychological tests. We will address neuropsychological performance and tests included according to the following domains: Orientation (e.g. The Mini Mental State Examination (MMSE) (Folstein 1975))
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Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

Full scale IQ (e.g. Weschler Adult Intelligence Scale (WAISIII) (Wechsler 1955)) Verbal and non-verbal memory function (Wechsler 1987), subdivided into a) anterograde (new learning) (for verbal e.g. The Buschke Selective Reminding Test (SRT) (Buschke 1973) and for non-verbal, e.g. Rey-Osterrieth complex gure reproduction (Rey 1941) b) retrograde (recall), including autobiographical memory (recall of personal events) (Kopelman 1989)

Search methods for identication of studies


We will carry out electronic searches of bibliographic databases. There will be no publication, geographic, or language restrictions. Electronic searches Searches will cover the following sources: Cochrane Central Register of Controlled Trials (CENTRAL) (The Cochrane Library) MEDLINE EMBASE CINAHL PsycINFO ISI Web of Knowledge SveMed+ OVID Nursing British Nursing Index and Archive Cochrane Collaboration Depression Anxiety and Neurosis group trials and reference databases (CCDAN) Sigle Search terms We will undertake an extensive search for both qualitative and quantitative literature. The search terms listed in Appendix 5 are intended for MEDLINE, and we will adapt as required for other databases. Appendix 6 lists the terms that we will use for searching the CCDAN registers. Searching other resources

2. Patient experiences of ECT We will use qualitative research to identify the self-reported perspectives of patients receiving ECT, in terms of the impact of the event on emotional functioning and on both short- and long-term cognitive (memory) function after the end of treatment. The qualitative data of interest is that collected by interviews or focus groups, where these either are recorded and transcribed or extensive notes taken (not qualitative data analysed quantitatively), see Appendix 4.

Secondary outcomes

1.1. Effectiveness (benets) disability (Sheehan Disability Scale (SDS)) (Sheehan 1983; Rush 2007) psychosocial functioning (DSM-IV, Axis V, Global Assessment of Functioning Scale (GAF)) (APA 2000) quality of life (Wisconsin Quality of Life Index (W-QLI)) (Becker 1993)

Handsearches We will handsearch Convulsive Therapy (1985-1997) continued as Journal of ECT (1998 +) (ISSN 1095-0680). We will also handsearch the reference lists of the reports by the Task Force of the American Psychiatric Association (APA 2001) the Royal College of Psychiatrists Special Committee on ECT (RCP 2005) specialist textbooks such as Electroshock (Fink 1999), Electroconvulsive Therapy (Abrams 2002), Electroconvulsive and Neuromodulations Therapies (Swartz 2009) and Clinical Manual of Electroconvulsive Therapy (Mankad 2010). We will check the cited references of included studies and the systematic reviews identied by the DARE search for additional trials.

1.2 Adverse effects (harm) rare events (mortality by any cause, cause-specic mortality, cerebral haemorrhage) overall drop out as a proxy measure of overall acceptability of treatment drop-out rate due to side effects number of patients reporting at least one adverse event e.g. post ECT headache distress (Impact of Event Scale (IES)) (Horowitz 1979) anxiety (Hamilton Rating Scale for Anxiety (Ham-A)) (Hamilton 1959), Beck Anxiety Inventory (BAI) (Beck 1988), Clinical Anxiety Scale (CAS) (Snaith 1982) subjective side effects (Columbia ECT Subjective Side Effects Schedule (CESSES)) (Sackeim 1987) long-term structural brain damage or cellular degeneration, attributable to ECT and not to other underlying causes

Personal contacts We will make contact with experts in the eld, independent researchers and manufacturers of ECT machines in order to identify unpublished reports, grey literature and ongoing studies.
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Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

Cross-referencing of bibliographies We will scan references in reviews and primary studies to identify new leads.

the lead author of the publication by email in order to attempt to retrieve the necessary data for the analysis. Data extraction 1. Effectiveness (benets and harm)

Data collection and analysis


The integrative methodological approach is described previously and in detail in Appendix 1, Appendix 2 and Figure 1.

Paired reviewers (KAL, BH, LJS, GS, RB, KTH) will extract data (concerning study design, participant characteristics, intervention and outcomes) from the included studies. We will enter relevant information into a table of included studies. Data extraction 2. Patient experiences

Selection of studies Paired reviewers (KAL, RB, S, GS, BH) will rst check the titles independently and, where available, the abstracts of the studies identied by the electronic database searches. We will upload all references (both quantitative and qualitative) meeting the inclusion criteria for this rst level of title and abstract screening into The DistillerSR online software programme (http://systematicreview.net/), a program specially developed for systematic review screening and data extraction by Evidence Partners Incorporated, 5584 Whitewood Ave., Manotick, ON K4M 1C9. DistillerSR allows for ltering of references along separate streams, screening according to specic inclusion and exclusion criteria, uploading of full text articles, data extraction according to specied forms and exporting of results (including an overview of excluded studies). After uploading into DistillerSR, the screening of references will proceed along two main separate streams, either 1. Effectiveness (benets and harm) review (quantitative data) or 2. Patient experiences (qualitative data). We will further lter the 1. Effectiveness review stream into three arms: 1) RCTs and 2) non-RCTs about cognitive function (long-term harm (memory) impairment) 3) non-RCTs about maintenance/continuation ECT. We will thus keep results and evidence generated from all streams (qualitative and quantitative), as well as RCTs and non-RCTs separate, as recommended by the Handbook, Chapter 13 (Reeves 2008). However, we will integrate data about effectiveness and data about experiences in the last step. We will undertake screening of qualitative studies and qualitative data extraction (2. Patients experiences) rst and thereafter protocol renement, before proceeding on to the quantitative full text screening and data extraction (1. Effectiveness review).

Two reviewers (RB, KAL, BH) will independently screen full text (Appendix 4), extract and summarize qualitative data, by means of an extraction form developed for this purpose (Appendix 7). We will include information about population, the type of ECT treatment received, and themes and conclusions of the research author(s) in the form. We will pool data, and if necessary (depending on the amount) we will use the Joanna Briggs Institute Qualitative Assessment and Review Instrument (JBI-QARI) (JBI 2007). In effect we will use a simplied content analysis approach to identify key concepts in the qualitative studies where patient experiences may help to enhance understanding of clinical outcomes. We will categorize the pooled and extracted units according to group similarity and frequencies of these determined categories. We will use dominant themes to form a list of suggestions for renement of the protocol, on review questions and participants, interventions, comparators and outcomes (PICO) components. We will draft and discuss the list of renement strategies until we reach consensus. We will incorporate the renement strategies elements thereby agreed on into the protocol, and we will carefully detail the changes made. These changes may modify the study inclusion and exclusion criteria for the quantitative studies. Assessment of risk of bias in included studies
1. Effectiveness review

Data extraction and management We will request all references that appear to meet the inclusion criteria, and those where insufcient details exist to exclude. Pairs of two reviewers (RB, GS, KAL, BH, LJS) will undertake all abstract screening, full text inclusion/exclusion and data extraction in DistillerSR. We will resolve disagreements as to whether a study should be included by discussion with a third reviewer (KAL, BH, RB, GS, KTH). If we nd that outcome data or other vital information are missing from the original reports, we will contact

Two reviewers (KAL, BH, LJS, GS, RB, KTH) will together conduct critical appraisal of the quantitative studies. We will assess all identied trials according to methodological aspects of trial design that have been shown to affect the validity of the results. The authors will not be blind to the authorship and source of the papers, as this procedure has been found to have no important impact on the overall assessment of study quality (Berlin 1997). We will not attempt to quantify study quality with a rating scale because the validity and reliability of such scales is uncertain (Juni 1999) but instead will describe: allocation concealment, blinding and number lost to follow-up. We will use Cochrane critical appraisal checklists appropriate for the type of study, i.e. RCT or observational (cohort study, case control etc.). Studies included for examining long term 1.2 Adverse effects (harm) must clearly state
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how they identied the adverse event and cognitive impairment to be related to the ECT. We will resolve any disagreements as to whether a study should be included by discussion with a third reviewer (KAL, BH, LJS, GS, RB, KTH).

possible confounders such as age, gender, marital status, socioeconomic status, life events, other (co-morbid) physical illness (see Risk of bias table for non-RCT (cognitive function) - Appendix 8).
2. Patient experiences

1.1 Effectiveness (benets) We will assess risk of bias for each included RCT using The Cochrane Collaboration risk of bias tool (Higgins 2008a). We will consider the following six domains: 1. Sequence generation: was the allocation sequence adequately generated? 2. Allocation concealment: was allocation adequately concealed? 3. Blinding of participants, personnel and outcome assessors for each main outcome or class of outcomes: was knowledge of the allocated treatment adequately prevented during the study? 4. Incomplete outcome data for each main outcome or class of outcomes: were incomplete outcome data adequately addressed? 5. Selective outcome reporting: are reports of the study free of suggestion of selective outcome reporting? 6. Other sources of bias: was the study apparently free of other problems that could put it at a high risk of bias? Additional items to be included here are therapist qualications, treatment delity and researcher allegiance/conict of interest. A description of what was reported to have happened in each study will be provided, and a judgement on the risk of bias will be made for each domain within and across studies, based on the following three categories: low risk of bias, unclear risk or bias, high risk of bias. Two independent review authors will assess the risk of bias in selected studies (KAL, RB, GS, BH, LJS). We will discuss any disagreement with a third review author of the team (KAL, RB, GS, BH, LJS). Where necessary, we will contact the authors of the studies for further information. We will present all risk of bias data graphically and describe it in the text. We will use allocation concealment as a marker of trial quality for the purposes of undertaking sensitivity analyses.

Two reviewers (RB, KAL, BH) will appraise the quality of the included qualitative studies by use of the Qualitative Assessment and Review Instrument developed by the Joanna Briggs Institute (JBI) (JBI 2007). We will not exclude studies on quality grounds, but we will use the outcome of the appraisal to give more weight to studies that achieve high quality rating and less weight to studies that achieve low quality rating. Measures of treatment effect

1. Effectiveness

1.2 Adverse effects (harm) We will assess all RCTs using the Risk of Bias tool described in the above section. For non-randomised studies (including prospective cohort studies, case-series, case-control studies, and pre-and post intervention design studies) we will use similar bias assessment principles, with a focus on selection bias, including the risk of bias due to confounding. This process is recommended by the Cochrane Handbook, Chapter 13 (Reeves 2008). We will consider and customize items used in the Newcastle-Ottawa Scale (NOS) for assessing non-randomized trials (Wells 2008) to the topic in question, either long-term continuation/maintenance ECT (benet) or long-term cognitive impairment (harm). We will consider

A single primary outcome for the assessment of the efcacy of ECT has been dened, a priori, in order to avoid the risk of multiple testing or data driven analyses (Freemantle 2001).This decision is based on methodological grounds and should not be taken to mean that the secondary outcomes are inherently of less interest. We will calculate overall effect sizes. We will compare the treatment and control groups for outcomes at post-test and at two different follow-up times (short- and long-term), when different time points are reported. For continuous data, we will use either mean differences (MD) or (when different scales are used) standardized mean differences (SMD) for absolute measures. For dichotomous data (binary outcome measures), we will use relative effect measures (odds ratio (OR), risk ratio (RR)) or absolute effect measures (risk difference (RD) or numbers needed to treat (NNT)). Since none of these measures are uniformly the best choice for dichotomous data, the decision will take into account consistency, mathematical properties and ease of interpretation. We will prefer relative effect measures (RR or OR) for undertaking meta-analyses and the results sought re-expressed using absolute effect measures (RD or NNT) in order to ease interpretation and clinical utility (Deeks 2008). Where necessary (if data on the same outcome are presented as dichotomous in some studies and continuous in others, as often can be the case for scores on depression scales) we will combine dichotomous and continuous data by statistical approaches (re-expressing ORs as SMD or visa versa) as described in the Handbook (Deeks 2008). We will report 95% condence intervals for RD, OR and RR. Dealing with dependent outcomes In some primary studies, several different outcomes are measured on the same participants. Further, the same outcome may be measured at multiple points in time. Given the discrepancy between short- and long-term outcomes, we will opt for the longest possible
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follow-up time, by using the most recent outcome of ECT treatment from each sample. Data will consist of one measure from a single point in time for each sample. Unit of analysis issues
1. Effectiveness

We will consider the level at which randomisation occurred. For cluster-randomised trials, where groups of participants are randomised, we will take care to avoid unit of analysis errors. If we include any cluster RCTs in this review, we will attempt to measure the intra-cluster correlation (ICC). The total variance in the outcome can be partitioned into variance between groups (VBG) and variance within groups (VWG). The ICC is calculated as VBG/ (VBG+VWG). But the ICC is seldom reported in the primary studies. The number of participants can be used in the analyses if the ICC is used as a correcting factor. For dichotomous data both the number of participants and the number experiencing the event can be divided by the same design effect (Higgins 2002). This review may lead to issues with timing of outcome measurement that could be considered unit of analysis issues. The protocol denes the time periods for assessment of outcomes as being either short- or long-term, with short-term being less than six months, while long-term is greater than six months. For repeated observations over time (studies of long duration) the long-term data of choice will be at 12 or 24 months post intervention. We will not duplicate studies across multiple time frames. In cases with several treatment arms, we will compare only one of the treatment arms with the control group. Dealing with missing data
1. Effectiveness

respondent intentionally omits or does not answer a question due to some reason, e.g. the question being too sensitive, it will fall into this category). In cases where we assume that data are missing at random, we will analyze the available data only. If we assume that the data are not missing at random, we will impute the missing data with replacement values, and treat these as if they were observed. We will do this in different ways and compare the results (e.g. last observation carried forward, imputing an assumed outcome such as assuming all were poor outcomes, imputing the mean, imputing based on predicted values from a regression analysis) 3) by the assumptions made, assess how sensitive results are to reasonable changes (sensitivity analyses) 4) evaluate the potential impact of missing data on the ndings of the review.

Assessment of heterogeneity

1. Effectiveness

We will base missing data according to drop-out on intention to treat data (ITT) when this is obtainable; that is, the principle that asserts that the effect of a policy can be best assessed by evaluating on the basis of the intention to treat a subject (i.e. the planned treatment regimen) rather than the actual treatment received ( ICH 1999) - otherwise we will use completers analysis (where subjects included have actually received the course of treatment that they were allocated to). We will deal with missing data along four lines (Higgins 2008b): 1) authors contacted to request missing data; 2) assumptions made of the methods used to cope with missing data, such as categorizing into missing at random and not missing at random. Data fall into the missing at random category when they are missing unrelated to the actual values of the missing data (i.e. if the respondent forgets by chance to answer a question on the questionnaire, it will fall into this category). Data fall into the not missing at random category when the missing is related to the actual missing data (i.e. if the

When there is statistically signicant heterogeneity among primary outcome studies, the following factors are considered as possible explanations: sine-wave ECT, brief or ultra-brief pulse type of ECT, unilateral or bilateral, and differences in dosage and in participant characteristics. If the primary studies are too heterogeneous to be grouped according to these characteristics, we will not perform a meta-analysis. If there are many primary studies, we will classify them according to these variables in order to identify possible sources of heterogeneity. We will consider performing moderator analyses (stratication on subgroups, meta-analysis analogue to ANOVA, meta-regression) to explore how observed variables are related to heterogeneity. We will assess statistically signicant heterogeneity among primary outcome studies with Chi2 (Q) test and I2 . We will quantify inconsistency using the formula I2 = ((Q - df )/Q) x 100% where Q is Chi2 and df is degrees of freedom (Higgins 2002; Higgins 2003). < We will consider a signicant Q (P = .05) and I2 of at least 50% as statistical heterogeneity (Deeks 2008).

Assessment of reporting biases

1. Effectiveness

We will use funnel plots to explore the likelihood of publication bias. Asymmetry of the funnel plot may indicate possible publication bias in this review, but may also indicate other methodological or sample size issues within the trials. If we nd asymmetry of the funnel plot, we will examine the clinical diversity of the studies (Egger 1997).
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Data synthesis

1. Effectiveness

We will enter relevant information into a table of included studies. We will conduct meta-analyses when warranted. If we judge metaanalyses unsuitable, we will report results for each individual study narratively. We will use both xed-effect and random-effects metaanalyses. For continuous data we will undertake the inverse-variance xedeffect or inverse-variance random-effect meta-analyses method. We will consider the possibility of skewed data and heterogeneity. If there are sufciently homogenous studies we will prefer the xedeffect MD or SMD method (Deeks 2008). When in doubt we will use the more conservative random-effects method (giving a wider condence interval (CI) and less signicant P value) approach. We will take care to use the appropriate means and standard deviations (of either change from baseline or nal measurements). For dichotomous data, we will utilize three xed-effect methods (Mantel-Haenszel, Peto or Inverse variance) or one random-effects method (DerSimonian and Laird). We will present the method used clearly in the text of the review. If studies are sufciently homogenous, we will prefer the Mantel-Haenszel method, since this method is more robust when study data are sparse (events few or study size small). We will consider the Peto method (for pooling of OR) when events are very rare or for the purpose of combining studies using time-to-event analyses and log rank tests (Deeks 2008). If there is statistically signicant heterogeneity among studies effect sizes, we will use the random-effects method (DerSimonian and Laird). We will test homogeneity with the Q-test (Chi2 , P value) and measure the degree of heterogeneity with I2 (Higgins 2003). However, the decision will not rest entirely on the outcome of these procedures. We will also take clinical diversity and the nature of the measures into account, as well as the aim in question, as for providing a measure of the average intervention effect (random-effects estimate) or the best intervention effect (xed-effect estimate). We will also keep the amount of between-study variation (measured by the Mantel-Haenszel method) as opposed to the amount of variation across studies (measured by DerSimonian and Laird method) in mind.
2. Patient experiences

down from pre-existing understanding (Ezzy 2002) and seek out evidence from qualitative studies to address questions directly related to the effectiveness review. Thus, we will seek themes from each qualitative study that directly relate to the outcomes of interest. The aggregation of ndings leads to the development of categories. These categories are then aggregated in order to produce a single synthesis of ndings that provides a new perspective on perceived benets and harms of ECT and a better understanding of outcomes from the patients perspective. For each step in the analysis, we will select illustrative quotations (two or three) from the qualitative studies for each category. Where textual pooling is not possible we will present the ndings in narrative form. In phase four of the integrative approach, we will report the quantitative results as is standard, and present qualitative data alongside this. We will report the results of the descriptive qualitative synthesis, highlighting higher order thematic descriptions. We will present illustrative quotations (two to three) from the qualitative studies for each higher order description. We will choose the quotations to represent views that appear frequently, thus describing the patients opinions on and experiences with these particular situations. They will give an impression of not just what the users opinion is about ECT but an understanding of why they feel the way they do (Popay 2005). This method of integrating the qualitative categories with already established quantitative outcomes rests within the aim of extending the effectiveness review. Subgroup analysis and investigation of heterogeneity In order to examine if the ECT intervention effect varies in different populations (e.g. such as males and females) or by intervention characteristics (such as current dose, type of ECT or electrode placement), we will undertake subgroup analyses and metaregression when feasible. We will take particular interest in the analysis of clinical heterogeneity, by sub-grouping the studies of unipolar depression: men or women with or without psychotic features (i.e. hallucinations, delusions) with or without catatonic features (i.e. stupor, motoric immobility) with or without postpartum onset with or without chronicity (i.e. long term illness, 2 years or more, without inter-episode full remission) with or without medication-resistant depression with or without forced (involuntary) treatment or involuntary hospital admission* We will undertake investigation of heterogeneity as earlier described (under heading Assessment of heterogeneity). We will set the number of studies considered sufcient for simple regression analyses higher (at least 10) when co-variates are unevenly distributed. We will also keep the number of characteristics investigated small in order to reduce the likelihood of a false positive
13

We will pool the qualitative research ndings separately from the quantitative effectiveness ndings as described in the integrative approach, phase one and three (Appendix 1; Figure 1). This will involve an aggregation of ndings to generate a set of statements that represent that aggregation, through assembling the ndings based on similarity of meaning or intent. This is essentially an interpretive process. We will specically examine the existence of a set of themes decided in advance of analysing the data (we outline the effectiveness questions and a list of outcome variables of interest prior to qualitative data analysis). That is, we will work

Electroconvulsive therapy for depression (Protocol) Copyright 2011 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

result. We will consult a statistical expert familiar with the many pitfalls of subgroup analyses (Deeks 2008) for all subgroup analyses undertaken and also when in doubt.

diagnostic comorbidity (i.e. MDD and 30-40% or more comorbidity with e.g. anxiety)

Sensitivity analysis If the number of included studies is sufcient (more than 10), we will assess the impact of differing methodological quality by sensitivity analyses. The following sensitivity analyses are planned a priori. By limiting the studies to be included to those with higher quality, we will examine if the results change, and check for the robustness of the observed ndings. 1. Excluding quasi randomised studies from the analysis. 2. Excluding where the drop out rate is greater than 20%. 3. Performing the worst case scenario ITT (all the participants in the experimental group experience the negative outcome and all those allocated to the comparison group experience the positive outcome) and the best case scenario ITT (all the participants in the experimental group experience the positive outcome and all those allocated to the comparison group experience the negative outcome). 4. Removing studies that include patients with psychotic and/ or catatonic features. 5. Removing studies that include patients where the majority (over 80%) but not all meet the specied age-range (between 15 and 65 years). 6. Removing studies that include patients with a high degree of

ACKNOWLEDGEMENTS
Many thanks to Janet Harris (Section of Public Health, School of Health and Related Research, University of Shefeld, UK) who, since the protocol idea was conceived, has given her advice on the initial reading of qualitative studies in order to enhance the objectives and research questions of the effectiveness review. We also extend our thanks to Alan Pearson and Craig Lockwood (Joanna Briggs Institute, Adelaide, Australia) who have participated in early protocol idea discussions and generously given their advice on the synthesis of qualitative evidence within the quantitative systematic review. Thanks to Kjell Martin Moksnes (Senior consultant, Head of department, Ullevl University Hospital, Psychogeriatric Department Vardsen, Oslo, Norway) who has generously provided his in depth expert clinical experience and concerns about best clinical practice and the need for updated evidence about ECTs benets and adverse effects. Thanks to John Geddes, MD, FRCPsych (Centre for EvidenceBased Mental Health, Department of Psychiatry, University of Oxford) who has given permission to build on the previous withdrawn Cochrane protocol draft.

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Additional references
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Little 2003 Little JD. ECT in the Asia Pacic region: what do we know? . The Journal of ECT 2003;19(2):937. Malekian 2009 Malekian A, Amini Z, Maracy MR, Barekatain M. Knowledge of attitude toward experience and satisfaction with electroconvulsive therapy in a sample of Iranian patients. The Journal of ECT 2009;25(2):10612. Mankad 2010 Mankad MV, Beyer JL, Weiner RD, Krystal A. Clinical Manual of Electroconvulsive Therapy. Washington, DC: American Psychiatric Publishing, Inc, 2010. McCall 2001 McCall WV. Electroconvulsive therapy in the era of modern psychopharmacology. International Journal of Neuropharmacology 2001;4(3):31524. Moffatt 2006 Moffatt S, White M, Mackintosh J, Howel D. Using quantitative and qualitative data in health services research what happens when mixed method ndings conict?. BMC Health Services Research 2006;6:28. [: ISRCTN61522618] Montgomery 1979 Montgomery SA, Asberg M. A new depression scale designed to be sensitive to change. British Journal of Psychiatry 1979;134:3829. Morse 2003 Morse J. Principles of mixed- and multi-method research design. In: Tashakkori A, Teddlie C editor(s). Handbook of Mixed Methods in Social & Behavioral Research. Thousand Oaks, CA: SAGE, 2003:768. Nelson 2005 Nelson AI. A national survey of electroconvulsive therapy use in the Russian Federation. The Journal of ECT 2005;21 (3):1517. NICE 2003 NICE. Technology Appraisal Guidance 59: Guidance on the use of electroconvulsive therapy [April 2003]. Available from: http://www.nice.org.uk/nicemedia/pdf/ 59ectfullguidance.pdf (accessed 11 April 2008). London: National Institute for Health and Clinical Excellence. Nordanskog 2010 Nordanskog P, Dahlstrand U, Larsson MR, Larsson E-M, Knutsson L, Johanson A. Increase in hippocampal volume after electroconvulsive therapy in patients with depression: A volumetric magnetic resonance imaging study. The Journal of ECT 2010;26(1):627. Noyes 2008 Noyes J, Popay J, Pearson A, Hannes K, Booth A. Chapter 20: Qualitative research and Cochrane reviews. Higgins JPT, Green S (editors). Cochrane Handbook for Systematic Reviews of Interventions Version 5.0.1 [updated September 2009]. The Cochrane Collaboration, 2008. Available from www.cochrane-handbook.org.

Okagbue 2008 Okagbue N, McIntosh A, Gardner M, Scott AI. The rate of usage of electroconvulsive therapy in the city of Edinburgh, 1993-2005. The Journal of ECT 2008;24(3):22931. Orr 2005 Orr A, OConnor D. Dimensions of power: older womens experiences with electroconvulsive therapy (ECT). Journal of Women & Aging 2005;17(1-2):1936. Pearson 2004 Pearson A. Balancing the evidence: incorporating the synthesis of qualitative data into systematic reviews. JBI Reports 2004;2:4564. Peterchev 2010 Peterchev AV, Rosa MA, Deng ZD, Prudic J, Lisanby SH. Electroconvulsive therapy stimulus parameters: rethinking dosage. The Journal of ECT 2010;26(3):15974. Peiderer 2003 Peiderer B, Michael N, Erfurth A, Ohrmann P, Hohmann U, Wolgast M, et al.Effective electroconvulsive therapy reverses glutamate/glutamine decit in the left anterior cingulum of unipolar depressed patients. Psychiatry Research 2003;122(3):18592. Popay 2005 Popay J. Moving beyond occinaucinihilipilication: enhancing the utility of systematic reviews. Journal of Clinical Epidemiology 2005;58(11):107980. Porter 2008 Porter R, Heenan H, Reeves J. Early effects of electroconvulsive therapy on cognitive function. The Journal of ECT 2008;24(1):359. Prudic 2001 Prudic J, Olfson M, Sackeim HA. Electro-convulsive therapy practices in the community. Psychological Medicine 2001;31(5):92934. Rajkumar 2007 Rajkumar AP, Saravanan B, Jacob KS. Voices of people who have received ECT. Indian Journal of Medical Ethics 2007;4 (4):15764. Rasmussen 2008 Rasmussen KG. Sham electroconvulsive therapy studies in depressive illness: a review of the literature and consideration of the placebo phenomenon in electroconvulsive therapy practice. The Journal of ECT 2008;25(1):549. RCP 2005 Royal College of Psychiatrists. The ECT Handbook: The Third Report of the Royal College of Psychiatrists Special Committee on ECT. London: Royal College of Psychiatrists, 2005. Reeves 2008 Reeves BC, Deeks JJ, Higgins JPT, Wells GA. Chapter 13: Including non-randomized studies. Higgins JPT, Green S (editors). Cochrane Handbook for Systematic Reviews of Interventions Version 5.0.1 [updated September 2009]. The Cochrane Collaboration, 2008. Available from www.cochrane-handbook.org.
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Rey 1941 Rey A. The psychological examination in cases of traumatic encepholopathy. Problems. Archives de Psychologie. Editions Medecine et Hygiene, 1941; Vol. 28:21585. Rose 2003 Rose D, Fleischmann P, Wykes T, Leese M, Bindman J. Patients perspectives on electroconvulsive therapy: systematic review. BMJ 2003;326(7403):1363. Rothschild 2009 Rothschild AJ. Clinical Manual for Diagnosis and Treatment of Psychotic Depression. Washington, DC: American Psychiatric Publishing, Inc, 2009. Rush 2007 Rush AJ, First MB, Blacker D. Handbook of Psychiatric Measures. 2nd Edition. Washington, DC: American Psychiatric Publishing, Inc, 2007. Sackeim 1987 Sackeim HA, Ross FR, Hopkins N, Calev L, Devanand DP. Subjective side effects acutely following ECT: associations with treatment modality and clinical response. Convulsive Therapy 1987;3(2):10010. Sackeim 2007 Sackeim HA, Prudic J, Fuller R, Keilp J, Lavori PW, Olfson M. The cognitive effects of electroconvulsive therapy in community settings. Neuropsychopharmacology 2007;32(1): 24454. Sheehan 1983 Sheehan DV. The Anxiety Disease. New York: Scribners, 1983:206. Sienaert 2005 Sienaert P, Filip B, Willy M, Joseph P. Electroconvulsive therapy in Belgium: a questionnaire study on the practice of electroconvulsive therapy in Flanders and the Brussels Capital region. The Journal of ECT 2005;21(1):36. Smith 2009 Smith M, Vogler J, Zarrouf F, Sheaves C, Jesse J. Electroconvulsive therapy: the struggles in the decisionmaking process and the aftermath of treatment. Issues in Mental Health Nursing 2009;30(9):5549. Snaith 1982 Snaith RP, Baugh SJ, Clayden AD, Husain A, Sipple MA. The Clinical Anxiety Scale: an instrument derived from the Hamilton Anxiety Scale. British Journal of Psychiatry 1982; 141:51823. Spearing 1997 Spearing MK, Post RM, Leverich GS, Brandt D, Nolen W. Modication of the Clinical Global Impressions (CGI) Scale for use in bipolar illness (BP): the CGI-BP. Psychiatry Research 1997;73:15971.

Stek 2003 Stek M, Van der Wurff FB, Hoogendijk W, Beekman A. Electroconvulsive therapy for the depressed elderly. Cochrane Database of Systematic Reviews 2003, Issue 2. [DOI: 10.1002/14651858.CD003593] Sterling 2000 Sterling P. ECT damage is easy to nd if you look for it. Nature 2000;403(6767):242. Swartz 2009 Swartz CM. Electroconvulsive and Neuromodulation Therapies. New York: Cambridge University Press, 2009. Szabo 2007 Szabo K, Hirsch JG, Krause M, Ende G, Henn FA, Sartorius A, et al.Diffusion weighted MRI in the early phase after electroconvulsive therapy. Neurological Research 2007;29(3): 2569. Taylor 2008 Taylor SM. Electroconvulsive therapy, brain-derived neurotrophic factor, and possible neurorestorative benet of the clinical application of electroconvulsive therapy. The Journal of ECT 2008;24(2):1605. UK ECT RG 2003 The UK ECT Review Group. Efcacy and safety of electroconvulsive therapy in depressive disorders: a systematic review and meta-analysis. Lancet 2003;361 (9360):799808. Wechsler 1955 Wechsler D. Wechsler Adult Intelligence Scale Manual. New York: Psychological Corporation, 1955. Wechsler 1987 Wechsler D. Wechsler Memory Scale-Revised Manual. New York: Psychological Corporation, 1987. Wells 2008 Wells GA, Shea B, OConnell D, Peterson J, Welch V, Losos M, et al.The Newcastle-Ottawa Scale (NOS) for assessing the quality of non randomised studies in meta-analyses. www.ohri.ca/programs/clinicalepidemiology/oxford.htm (Accessed 20 February 2009). WHO 1993 World Health Organization. The ICD-10 Classication of Mental and Behavioural Disorders. Diagnostic Criteria for Research. Geneva: WHO, 1993. WHO 2008 World Health Organization. The global burden of disease: 2004 update. The Global Burden of Disease: 2004 Update. Geneva: WHO, 2008. Zigmond 1983 Zigmond AS, Snaith RP. The hospital anxiety and depression scale. Acta Psychiatrica Scandinavica 1983;67(6): 36170. Indicates the major publication for the study

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APPENDICES

Appendix 1. The Integrative Methodological Approach


The effectiveness review will synthesize qualitative evidence in order to complement the review. Qualitative data will complement the effectiveness review for two purposes: To inform the effectiveness review in the formulation and rening the research questions and population, intervention, comparison, and outcome (PICO) elements. To extend the effectiveness review by integrating qualitative evidence that addresses questions directly related to the effectiveness review. The aims are consistent with the Cochrane Qualitative Research Methods Group (QRMG) recommendations in Chapter 20 of the Cochrane Handbook of Systematic Reviews of Interventions, Version 5.0.1 (Higgins 2008a) and Chapter 6 of the Centre for Review and Disseminations (CRD) guidance for undertaking reviews in health care (CRD 2009). Using an integrative evidence approach is especially appropriate for this review since ECT is a complex procedure, bound with stigma and controversy. The integrative methodological approach of this review will integrate qualitative data with quantitative data through four phases, as illustrated in Figure 1. The rst phase will begin with qualitative literature scoping and data analysis in order to inform protocol development, next there is quantitative and qualitative data extraction and analysis, and nally the integration of quantitative and qualitative ndings into a nal interpretation and conclusion. The review will proceed in the following four phases (Figure 1): PHASE 1: QUALITATIVE LITERATURE SCOPING 1. Search for literature (qualitative literature scoping). 2. Identify all qualitative studies among the literature returned and determine whether they meet the pre-determined inclusion criteria. 3. Conduct critical appraisal of the qualitative studies. 4. Extract data according to pre-determined extraction forms. 5. Analyse qualitative evidence. PHASE 2: REFINEMENT OF PROTOCOL 1. Rene the review questions. 2. Rene the PICO components. PHASE 3: ANALYSE QUANTITATIVE & QUALITATIVE DATA 1. Screen all quantitative studies according to revised protocol. 2. Conduct critical appraisal of the quantitative studies. 3. Extract data according to outcomes of interest. 4. Conduct analyses (of qualitative and quantitative data). PHASE 4: INTEGRATE QUALITATIVE FINDINGS WITH QUANTITATIVE FINDINGS 1. Integrate quantitative and qualitative data together. 2. Write report.

Appendix 2. The Integrative Methodological Approach, phase 1 and 2 (Renement of Protocol)

Qualitative literature scoping and renement of the protocol (phase 1 and 2) The extensive literature scope identied 64 studies, all references were uploaded, screened and data extracted in the DistillerSR online systematic review program (www.evidencepartners.com). We read 53 articles in full text. Only ve studies met our pre-dened inclusion criteria for data extraction (Johnstone 1999; Koopowitz 2003; Orr 2005; Rajkumar 2007; Smith 2009) and the qualitative assessment and review instrument, JBI-QARI (JBI 2007) was therefore not used. We used a simplied content analysis approach to identify key concepts in qualitative studies where patient experiences may help to enhance understanding of clinical outcomes. Three reviewers (RB,KAL,BH) independently used a data recording form (Appendix 7) to identify text units directly pertaining to the emotional impact of the location/setting, intervention, outcome (e.g. experience of memory loss). We then determined the frequencies of these categories. Two reviewers (RB, KAL) identied prominent and recurring
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concepts in the articles and agreed on a set of categories for the data extraction form. Each reviewer independently used the dominant categories to form suggestions for renement of the protocol. We then drafted and discussed a list of strategies to rene the protocol until consensus was reached. Given the limited amount of data from the four included studies consensus was easily reached. Based on the available qualitative evidence, we designed suggestions for renement in two PICO element areas: (P) population and (O) outcome. With respect to P, gender and (legal) compulsion emerged as dominant categories. We suggested the addition of pre-specied sub-group analyses for i) gender and ii) voluntary vs forced (involuntary) treatment conditions. Regarding O, the three categories i) anxiety, ii) distress (perception of coercion/trauma), and iii) cognitive abilities on both short and long term scale emerged as dominant categories. With respect to the effectiveness review, our suggestion for protocol renement was to add short term (less than six months after ECT) cognitive abilities and supplement the secondary outcomes, with validated scales measuring anxiety, such as (Hamilton Rating Scale for Anxiety (Ham-A) (Hamilton 1959), Beck Anxiety Inventory (BAI) (Beck 1988), Clinical Anxiety Scale (CAS) (Snaith 1982) and distress such as the Impact of Event Scale (IES) (Horowitz 1979).

Appendix 3. Included and excluded diagnoses

Appendix Table 1. Included and excluded diagnoses

Included Major Depressive Disorder Major Depressive Episode** Disorder,

DSM-IV code 296.xx Single 296.2x

ICD-10 code

F32.x

Major Depressive Disoder, Recurrent Depressive Disorder NOS* Mood Disorder NOS*

296.3x 311 296.90

F33.x F32.9 F39 F06.32, F06.33

Mood Disorder Due to... [Indicate the 293.83 General medical Condition] - with depressive features, with major depressive-like episode or with mixed features Excluded Dysthymic Disorder Bipolar I Disorder, Single Manic Episode 300.4 296.0x

F34.1 F30.x F31.x

Bipolar I Disorder, Most recent Episode 296.4x Hypomanic Bipolar I Disorder, Most Recent Episode 296.5x Depressed

F31.x

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Bipolar I Disorder, Most Recent Episode 296.6x Mixed Bipolar I Disorder, Most Recent Episode 296.7 Unspecied Bipolar II Disorder (Recurrent Major 296.89 Depressive Episodes with Hypomanic Episodes) Bipolar Disorder NOS* Substance Induced Mood Disorder *NOS Not Otherwise Specied 296.80 291.8, 292.84

F31.6

F31.9

F31.8

F31.9

Appendix 4. QUALITATIVE full text screening form

Questions for including and excluding full text QUAL articles 1. Are the reported empirical QUAL data (data including quotes provided by participant(s), i.e. not only author/researcher interpretation) from a primary study? [Qual or mixed - mixed methods studies that incorporate both quantitative and qualitative components may be included, but the qualitative component of the study is subject to the same inclusion criteria as the mono-methods studies] Yes No Unclear 2. Are the study participants adults (>15 yrs) who have received ECT for depressive illness? Yes No Unclear 3. Is the focus participants views on received ECT treatment? [Including but not limited to: knowledge, attitudes, beliefs, perceptions, awareness, understandings] Yes No Unclear 4. Did the researchers ascertain rst hand experiential accounts on participants views about ECT treatment by asking directly about ECT? Yes No Unclear 5. Were the data collected through interviews or focus groups, and were these either recorded and transcribed or were extensive notes taken? Yes No Unclear 6. Were the data analysed in a qualitative way? [e.g. phenomenology, narrative, hermeneutics, thematic, etc]
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Yes No Unclear 7. Decision (after lling in the form) Unclear Include (All questions are answered YES) Exclude (Not all questions are YES) 8. Reason for exclusion (main question number):......................... 9. Comments: ...........................................................................................................................................

Appendix 5. MEDLINE search strategy


1. Electroconvulsive Therapy/ 2. (electroconvulsive$ or electr$ convulsive$).tw. 3. (electroshock$ or electro-shock$).tw. 4. ect.tw. 5. or/1-4 6. mood disorders/ 7. mood disorder$.tw. 8. exp Affective Disorders, Psychotic/ 9. affective.tw. 10. bipolar.tw. 11. (manic$ or mania$ or hypomani$ or hypo-mani$).tw. 12. Depressive Disorder/ 13. Depression, Postpartum/ 14. Depressive Disorder, Major/ 15. Seasonal Affective Disorder/ 16. (depression$ or depressed$ or depressive$).tw. 17. melanchol$.tw. 18. or/6-17 19. 5 and 18 20. randomized controlled trial.pt. 21. controlled clinical trial.pt. 22. randomized.ab. 23. placebo.ab. 24. randomly.ab. 25. trial.ab. 26. groups.ab. 27. 20 or 21 or 22 or 23 or 24 or 25 or 26 28. Qualitative research/ 29. Nursing methodology research/ 30. (qualitative adj3 (research$ or method$ or approach$ or study or studies or evaluation$)).tw. 31. (ethnon$ or emic$ or etic$ or ethnograph$ or ethnolog$ or hermeneutic$ or heidegger$ or husserl$ or colaizzi$ or giorgi or van kaam or van manen).tw. 32. (participant adj3 observ$).tw. 33. constant compar$.tw. 34. focus group$.tw. 35. grounded theory.tw. 36. narrative analys$.tw.
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37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. 69. 70. 71.

((lived or life or patient$) adj experience$).tw. theoretical sampl$.tw. phenomenolog$.tw. Questionnaires/ exp Interviews as Topic/ (interview$ or questionnaire$).tw. or/28-42 exp case control studies/ exp cohort studies/ Comparative Study.pt. Cross-sectional studies/ Epidemiologic studies/ clinical trial/ or controlled clinical trial/ or multicenter study/ case control.tw. cohort.tw. cross sectional.tw. (epidemiologic adj2 study).tw. ((follow up or followup) adj2 study).tw. longitudinal.tw. observational.tw. (prospective adj2 study).tw. retrospective.tw. (exploratory or pilot).tw. or/44-59 case reports.pt. comment.pt. letter.pt. editorial.pt. or/61-64 60 not 65 19 and 27 19 and 43 19 and 66 humans.sh. (67 or 68 or 69) and 70

Appendix 6. CCDANCTR search strategies


CCDANs Specialized Register (CCDANCTR) The Cochrane Depression, Anxiety and Neurosis Group (CCDAN) maintain two clinical trials registers at their editorial base in Bristol, UK, a references register and a studies based register. The CCDANCTR-References Register contains over 26,000 reports of trials in depression, anxiety and neurosis. Approximately 65% of these references have been tagged to individual, coded trials. The coded trials are held in the CCDANCTR-Studies Register and records are linked between the two registers through the use of unique Study ID tags. Coding of trials is based on the EU-Psi coding manual. Reports of trials for inclusion in the Groups registers are collated from routine (weekly), generic searches of MEDLINE, EMBASE and PsycINFO; quarterly searches of the Cochrane Central Register of Controlled Trials (CENTRAL) and review specic searches of additional databases. Reports of trials are also sourced from international trials registers c/o the World Health Organisations trials portal (ICTRP), drug companies, the hand-searching of key journals, conference proceedings and other (non-Cochrane) systematic reviews and meta-analyses. Details of CCDANs generic search strategies can be found in the Specialized Register section of the Cochrane Depression, Anxiety and Neurosis Groups module text. The CCDANCTR will be searched as follows: CCDANCTR-Studies Register
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Search : CONDITION = (depress* or dysthymi* or adjustment disorder* or mood disorder* or affective disorder* or affective symptoms) AND INTERVENTION = (electroconvulsive therapy or ECT or electrotherapy or electric stimulation or electroacupuncture or electroacupuncture or vagal nerve stimulation) CCDAN-CTR-References Register Search: Free-text=(depress* or dysthymi* or adjustment disorder* or mood disorder* or affective disorder* or affective symptoms) and (ECT or electroconvuls* or electro-convuls* or electroshock or electro-shock or (electro* and acupuncture) or convuls* or (deep* and brain*) or ((vagus* or vagal) and nerve*))

Appendix 7. QUALITATIVE data extraction form

QUALITATIVE data extraction [For protocol renement and to inform the effectiveness review] I. Assessment of study characteristics A. Publication/study 1. Study identier (rst author year or study name year - e.g. Rose 2001.................. 2. Publication year (e.g. 1983) ................ 3. Publication type journal article brief communication conference abstract book book chapter dissertation other 4. Year(s) of data collection (e.g.1983; 1997 to 1999)................... 5. Country (state/city) where study was undertaken and data collected......................... 6. Study setting inpatient hospital/clinic outpatient clinic, community centre participants home other... B. What is known about the main researcher (rst author)? 7. Researchers demographic data: Age ............yrs Gender: F/M............Unknown/not reported................ Other researcher data:............................................................................................................................... 8. Researchers disciplinary background: psychologist physician, psychiatrist nurse student unknown, not reported other. 9. Other researcher information source of funding.................................................................................................................................... other researcher data.............................................................................................................................. C. The research question/aim/purpose/objective of the study? 10. What is the main research question/aim/objective (use words in text) ................................................................................................................................................................. .................................................................................................................................................................
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11. Secondary or other research question/aim/objective (use words in text) ................................................................................................................................................................ ................................................................................................................................................................ D. Characteristics of study population 12. Number of participants.............................................................. 13. Age - mean/median or range (in years).................................... 14. Gender - % female (e.g. 20.4).................................................. 15. Ethnicity White or Caucasian Hispanic or Latino Black or African American Asian other not reported 16. Diagnostic information (e.g. ICD-10/DSM-IV diagnosis): ................................................................................................................................................................ ................................................................................................................................................................ 17. Other population details (state briey): ................................................................................................................................................................ .............................. E. What is known about the ECT intervention (type, number given etc) 18. Type of ECT modied (with anaesthesia) not-modied (without anaesthesia) unilateral bilateral brief pulse wave sine wave unknown type, comments.. 19. Number of ECT series/courses and total number of ECTs given (e.g. in mean or range) ................................................................................................................................................................ 20. Report of response to ECT treatment (e.g. complete recovery, no response) ................................................................................................................................................................ 21. Comments and other information about the ECT intervention ................................................................................................................................................................ ................................................................................................................................................................ F. Study type and ndings 22. Data collection (methods) - briey describe e.g. sample selection (random, by convenience, language preference, contactability, interview capacity etc), length of interview(s), nr of interviews etc ................................................................................................................................................................ 23. Analyses (methods) - briey describe if interviews audiotaped, transcribed (how by whom), documentation and analyses process/ use of audit trail etc ................................................................................................................................................................ ................................................................................................................................................................ 24. Main ndings (list and use words in text) ................................................................................................................................................................ ................................................................................................................................................................ 25. Was the data also analysed quantitatively? Yes No II. Extraction of study ndings and data
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Does the study data indicate that we should consider rening aspects of the effectiveness review related to 26. A. location/setting? (e.g. subgroup analyses) If YES, explain why (interpretation): ................................................................................................................................................................ 27. Quotes from text about A. location/setting (separate quotes with numbers, 1) 2) etc) ................................................................................................................................................................ ................................................................................................................................................................ 28. B. participant characteristics (P)? If YES, explain why (interpretation): ................................................................................................................................................................ 29. Quotes from text about B. participant characteristics (P) ................................................................................................................................................................ ................................................................................................................................................................ 30. C. the intervention (I) (i.e. ECT type, unmodied, modied brief pulse/sine wave, unilateral/bilateral etc) If YES, explain why: ................................................................................................................................................................ 31. Quotes from text pertaining to C. the intervention (I) ................................................................................................................................................................ ................................................................................................................................................................ 32. D. comparisons (C)? If YES, explain why: ................................................................................................................................................................ 33. Quotes from text pertaining to D. comparisons( C ) ................................................................................................................................................................ ................................................................................................................................................................ 34. E. outcomes (O)? If YES, explain why: ................................................................................................................................................................ 35. Quotes from text pertaining to E. outcomes (O) ................................................................................................................................................................ ................................................................................................................................................................ 36. F. our research questions (see protocol)? If YES, explain why: ................................................................................................................................................................ 37. Quotes from text pertaining to F. our research questions ................................................................................................................................................................ ................................................................................................................................................................ 38.III. General and other comments ................................................................................................................................................................ ................................................................................................................................................................

Appendix 8. Risk of Bias for non-RCTs (cognitive function)


III. Risk of Bias (RoB) for non-RCT studies (cognitive function)

ITEM

JUDGEMENT DESCRIPTION (YES=Low RoB, UNCLEAR=Insufcient data to judge, NO= High RoB) YES UNCLEAR NO Controlled for : YES UNCLEAR
26

If groups, METHOD of ALLOCATION

A priori List of confounders Considered: (considered important and de YES ned in ECT review protocol) UNCLEAR

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NO AGE Considered: YES UNCLEAR NO Considered: YES UNCLEAR NO Considered: YES UNCLEAR NO Considered: YES UNCLEAR NO Considered: YES UNCLEAR NO

NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO Controlled for : YES UNCLEAR NO DESCRIPTION

GENDER

MARITAL status

SOCIOECONOMIC status

LIFE EVENTS

OTHER (comorbid) PHYSI- Considered: CAL ILLNESS YES UNCLEAR NO OTHER Considered: YES UNCLEAR NO JUDGEMENT YES UNCLEAR NO data YES UNCLEAR NO YES UNCLEAR NO

ITEM BLINDING?

INCOMPLETE addressed?

Free of SELECTIVE reporting?

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Free of OTHER bias (specify)?

YES UNCLEAR NO YES UNCLEAR NO YES UNCLEAR NO

A priori PROTOCOL?

A priori ANALYSES plan?

HISTORY
Protocol rst published: Issue 5, 2011

CONTRIBUTIONS OF AUTHORS
Leiknes (KAL) and Hie (BH) originated the idea for the protocol. KAL, Berg (RB), Smedslund (GS) wrote the protocol. KAL has contributed to all phases of the protocol development. verland (S) contributed to an early initial protocol draft written by KAL. Hammerstrm (KTH) designed the extensive research strategy. RB has designed Integrative Methodological Approach as described in the protocol. GS has contributed to the quantitative methodological section. Jarosch-von Schweder (LJS) has contributed to all clinical matters, as well as background, research questions, diagnostic considerations and intervention parameters. BH has contributed to issues related to neuropsychological tests and cognitive functioning. KAL, RB and BH have extracted and analyzed the qualitative data and given suggestions for renement of the protocol, according to the Integrative Methodological Approach. KAL has revised the protocol. All reviewers have contributed actively to the protocol proposal, participated in discussions and helped clarify questions and provided suggestions for overall amendments.

DECLARATIONS OF INTEREST
None known

SOURCES OF SUPPORT

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Internal sources
Norwegian Directoriate of Health, Norway. Financial support of the work undertaken in the Norwegian Knowledge Centre by the Norwegian Directorate of Health

External sources
No sources of support supplied

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