Aldehydes
Ketones
Chapter 16
Aldehydes Rod cells in the human eye. Inset: a model of 11& cis-retinal, an oxidized Ketones form of vitamin A.
this and several following chapters, we study the physical and chemical properties of classes of compounds containing the carbonyl group, C=O
aldehydes and ketones (Chapter 16) carboxylic acids (Chapter 17) acid halides, acid anhydrides, esters, amides (Chapter 18) enolate anions (Chapter 19)
Structure
the functional group of an aldehyde is a carbonyl group bonded to a H atom and a carbon atom the functional group of a ketone is a carbonyl group bonded to two carbon atoms
O HCH Methanal (Formaldehyde) O CH3 CH Ethanal (Acetaldehyde) O CH3 CCH3 Propanone (Acetone)
Nomenclature
IUPAC
names:
the parent chain is the longest chain that contains the functional group for an aldehyde, change the suffix from -e to -al for an unsaturated aldehyde, change the infix from -anto -en-; the location of the suffix determines the numbering pattern for a cyclic molecule in which -CHO is bonded to the ring, add the suffix -carbaldehyde
Nomenclature: Aldehydes
O
7
O
5 6 4 3 2 1
Nomenclature: Aldehydes
CHO Cyclopentanecarbaldehyde
HO
CHO
trans -4-Hydroxycyclohexanecarbaldehyde
Nomenclature: Aldehydes
the IUPAC retains the common names benzaldehyde and cinnamaldehyde, as well formaldehyde and acetaldehyde
CHO
C6 H5
CHO
Nomenclature: Aldehydes
Benzaldehyde
Cinnamaldehyde
Benzaldehyde is found in the kernels of bitter almonds. Cinnamaldehyde is found in Ceylon and Chinese cinnamon oils.
Nomenclature: Ketones
IUPAC
names
the parent alkane is the longest chain that contains the carbonyl group indicate the ketone by changing the suffix -e to -one number the chain to give C=O the smaller number the IUPAC retains the common names acetone, acetophenone, and benzophenone
O O O O
A cetophen on e
Benzophen on e
1-Phenyl-1-pen tanone
Order of Precedence
For
compounds that contain more than one functional group indicated by a suffix
Function al Grou p Carb oxyl Ald ehyde Ketone Alcoh ol Amino Su ffix if Prefix if higher low er priority priority -oic acid -al -one -ol -amine oxooxohydroxyaminomercapto 3-Oxoprop anoic acid H O Example w h en the function al group h as a low er p riority O COOH
3-Oxobutan oic a COOH cid COOH 4-Hydroxybu tanoic HO acid NH2 COOH 3-Aminobu tanoic acid 2-Mercaptoethan ol HS OH
I n c r e a s i n g p r e c e d e n c e
Common Names
for an aldehyde, the common name is derived from the common name of the corresponding carboxylic acid for a ketone, name the two alkyl or aryl groups bonded to the carbonyl carbon and add the word ketone
O HCH Formaldehyde
O CH3 CH A cetaldeh yd e
O O
Diethyl ketone
Dicyclohexyl ketone
Physical Properties
Oxygen
is more electronegative than carbon (3.5 vs 2.5) and, therefore, a C=O group is polar
aldehydes and ketones are polar compounds and interact in the pure state by dipole-dipole interaction they have higher boiling points and are more soluble in water than nonpolar compounds of comparable molecular weight
Reaction Themes
One
of the most common reaction themes of a carbonyl group is addition of a nucleophile to form a tetrahedral carbonyl addition compound
R Nu
-
O C O Nu C
+ R
Reaction Themes
A
second common theme is reaction with a proton or other Lewis acid to form a resonancestabilized cation
protonation increases the electron deficiency of the carbonyl carbon and makes it more reactive toward nucleophiles
R R C O
+
fast H-B
R
- + B
R R O-H
C O H R
C O H
R B
+
H-Nu + R
C O H
s low
Nu
C R
H-B
Reaction Themes
often the tetrahedral product of addition to a carbonyl is a new chiral center if none of the starting materials is chiral and the reaction takes place in an achiral environment, then enantiomers will be formed as a racemic mixture
Ap proach from the top face Nu O Nu R R R' C O R' A pproach from the bottom face R'
+
Nu OH H3 O
+
R'
+
R O
R'
R OH
Nu A racemic mixture
Addition of C Nucleophiles
Addition
of carbon nucleophiles is one of the most important types of nucleophilic additions to a C=O group
a new carbon-carbon bond is formed in the process we study addition of these carbon nucleophiles
RMgX A Grign ard reagent RLi RC C An organ olith ium A n alk yn e reagent an ion
-
Grignard Reagents
Given
the difference in electronegativity between carbon and magnesium (2.5 - 1.3), the C-Mg bond is polar covalent, with C- and Mg+
in its reactions, a Grignard reagent behaves as a carbanion
Carbanion:
an anion in which carbon has an unshared pair of electrons and bears a negative charge
a carbanion is a good nucleophile and adds to the carbonyl group of aldehydes and ketones
Grignard Reagents
addition of a Grignard reagent to formaldehyde followed by H3O+ gives a 1 alcohol
O CH3 CH2 -MgBr + H-C-H ether
HCl H2 O
OH
2+ CH3 CH2 -CH2 + Mg
Grignard Reagents
addition to any other RCHO gives a 2 alcohol
MgBr O + ether
OH HCl H2 O + Mg2 +
Grignard Reagents
addition to a ketone gives a 3 alcohol
O Ph-MgBr Ph enylmagnesiu m b romide + Aceton e (a ketone) O [ MgBr] Ph A magnes ium alk oxid e
+
eth er
HCl H2 O
OH
+ Mg 2+
Ph 2-Phenyl-2-propanol (a 3 alcohol)
Grignard Reagents
Problem: 2-phenyl-2-butanol can be synthesized by three different combinations of a Grignard reagent and a ketone. Show each combination.
OH C-CH2 CH3 CH3
Organolithium Compounds
Organolithium
compounds are generally more reactive in C=O addition reactions than RMgX, and typically give higher yields
Li + Phenyl- 3,3-D imeth yl-2lithiu m butan on e A lithiu m alk oxid e (racemic) O O- Li+ HCl H2 O 3,3-D imethyl-2-phen yl2-bu tanol (racemic) OH
HC C OH HCl H2 O
1-Eth yn ylcyclohexan ol
A -h yd roxyaldehyde
Addition of HCN
HCN
adds to the C=O group of an aldehyde or ketone to give a cyanohydrin Cyanohydrin: a molecule containing an -OH group and a -CN group bonded to the same carbon
O CH3 CH + H C N OH CH 3 C- C N H 2-Hydroxypropanenitrile (Acetaldehyde cyanohydrin)
Addition of HCN
Mechanism
of cyanohydrin formation
H3 C C H3 C
C N
Step 2: proton transfer from HCN gives the cyanohydrin and regenerates cyanide ion
H3 C C H3 C C N O
-
H3 C
+ H C N
O-H C
+
C N
H3 C
C N
Cyanohydrins
The
value of cyanohydrins
OH CH3 CHC N acid catalyst
Wittig Reaction
The
Wittig reaction is a very versatile synthetic method for the synthesis of alkenes from aldehydes and ketones
O + + Ph3 P-CH2 CH2 + Ph 3 P=O
Phosphonium Ylides
Phosphonium
Methyltriphen ylp hosph on ium iod ide (an alk yltriph enylph os phin e salt)
Step 2: treatment of the phosphonium salt with a very strong base, most commonly BuLi, NaH, or NaNH2
CH3 CH2 CH2 CH2 Li Bu tyllith ium
+
+ H-CH2 -PPh3 I+ CH 3 CH2 CH2 CH3 + - CH2 -PPh3 + LiI Bu tane A phosp honium ylide
Wittig Reaction
Phosphonium
ylides react with the C=O group of an aldehyde or ketone to give an alkene
Step 1: nucleophilic addition of the ylide to the electrophilic carbonyl carbon
O CR2
+ -
:O
+
CR2 CH2
O Ph3 P
CR2 CH2
Ph3 P
CH2
Ph3 P
A betaine
An oxaph os ph etane
R2 C=CH2 An alkene
Wittig Reaction
Examples:
O + Ph3 P Acetone
+ Ph 3 P=O
2-Methyl-2-hepten e
Ph
Ph3 P
O OEt Ph
O + Ph 3 P=O OEt Eth yl (E)-4-phen yl-2-b utenoate (only the E is omer is formed)
Wittig Reaction
some Wittig reactions are Z selective, others are E selective Wittig reagents with an anion-stabilizing group, such as a carbonyl group, adjacent to the negative charge are generally E selective
O Ph3 P OEt Ph3 P O OEt
Resonance contribu ting structu res for an ylide stab ilized by an ad jacent carbon yl group
Wittig Reaction
Horner-Emmons-Wadsworth
modification
uses a phosphonoester
O Br-CH2 -C-OEt an -b romoester ( MeO) 3 P Trimeth ylph os phite O Br-CH2 -C-R an -bromoketone O O ( MeO) 2 P-CH2 -C-OEt + MeBr An -p hosph on oes ter O O (MeO) 2 P-CH2 -C-R + MeBr An -phosp honoketone
Wittig Reaction
phosphonoesters are prepared by successive SN2 reactions
( MeO) 3 P O SN 2 + CH2 -C-OEt Br OMe O CH3 -O-P-CH2 -C-OEt Br OMe SN 2 O O ( MeO) 2 P-CH2 -C-OEt + MeBr An -p hosph on oes ter
Wittig Reaction
treatment of a phosphonoester with a strong base followed by an aldehyde or ketone gives an alkene a particular value of using a phosphonoester-stabilized anion is that they are almost exclusively E selective
O O 1. strong bas e O O OEt O MeO-P-O
2.
H
Addition of H2O
Addition
of water (hydration) to the carbonyl group of an aldehyde or ketone gives a geminal diol, commonly referred to a gem-diol
gem-diols are also referred to as hydrates
acid or b ase H2 O OH C OH A hydrate (a gem-diol)
Addition of H2O
when formaldehyde is dissolved in water at 20C, the carbonyl group is more than 99% hydrated
H O + H2 O H Formaldehyde H OH OH
Addition of Alcohols
Addition
of one molecule of alcohol to the C=O group of an aldehyde or ketone gives a hemiacetal Hemiacetal: a molecule containing an -OH and an -OR or -OAr bonded to the same carbon
O + H-OEt acid or base OH OEt A hemiacetal
Ar = aryl group
Addition of Alcohols
hemiacetals are only minor components of an equilibrium mixture, except where a five- or sixmembered ring can form
O
4 1
OH (S)-4-Hydroxypentanal
OH
OH
OH OH O HO
6 5 4 3 2 1
CH2 OH HO + OH HO
HO H HO
OH OH
D -Glucos e
4 5 O 3 2 1
4 5 O 3 2 1
Addition of Alcohols
at equilibrium, the anomer of glucose predominates because the -OH group on the anomeric carbon is equatorial
6
CH2 OH
HO HO
4 5 O 3 2 1
OH
4 6 5 2
O
1
OH
HO
3
OH An omer
OH
CH2 OH
HO HO
4 5 O 3 2 1
OH
4 6 5 2
O
1
anomeric carb on
OH
HO
3
OH A nomer of
HO OH (axial)
Addition of Alcohols
Formation
+ H OR
B H +
OR
:O-R
CH3 -C-CH3 OR
Step 3: proton transfer from the alcohol to O- gives the hemiacetal and generates a new base catalyst
O: CH3 -C-CH3 + H OR OR OH CH3 -C-CH3 + OR
-
OR
Addition of Alcohols
Formation
CH3 -C-CH3 +
Step 3: proton transfer from the oxonium ion to A- gives the hemiacetal and generates a new acid catalyst
OH CH3 -C-CH3 + O H R OH CH3 -C-CH3 + H-A OR
Addition of Alcohols
Hemiacetals
Acetal: a molecule containing two -OR or -OAr groups bonded to the same carbon
OH + H-OEt H
+
OEt
OEt A h emiacetal
+ H2 O
Addition of Alcohols
Step 1: proton transfer from HA gives an oxonium ion
HO R-C-OCH3 + H A H H + H O R-C-OCH3 H An oxonium ion + A:
-
+ H2 O
Addition of Alcohols
Step 3: reaction of the cation (an electrophile) with methanol (a nucleophile) gives the conjugate acid of the acetal
+ CH3 -OH + R-C OCH3 H H + CH3 O R-C OCH3 H A p rotonated acetal
Step 4: proton transfer to A- gives the acetal and generates a new acid catalyst
H + CH3 O A:- + R-C OCH3 H (4) OCH3 R-C-OCH3 + H-A H An acetal
Addition of Alcohols
with ethylene glycol and other glycols, the product is a five-membered cyclic acetal
HO O + OH H
+
O O Cyclic acetal + H2 O
Dean-Stark Trap
Benzald ehyde
4-Bromobutanal
O Br O A cyclic acetal + H2 O
RCH2 OH + O Dihydropyran
A tetrahydropyranyl ether
the THP group is an acetal and, therefore, stable to neutral and basic solutions, and to most oxidizing and reducting agents it is removed by acid-catalyzed hydrolysis
1 aliphatic amines, and 1 aromatic amines react with the C=O group of aldehydes and ketones to give imines (Schiff bases)
O CH3 CH + H2 N Acetaldehyde Aniline
+
+ H2 O
N H3
Cyclohexanone Ammonia
C N-R H
Cyclohexanone Cyclohexylamine
H N (An imine) H2 / N i N Dicyclohexylamine
(visual purple) is the imine formed between 11-cis-retinal (vitamin A aldehyde) and the protein opsin
11 12
11-cis- Retin al
amines react with the C=O group of aldehydes and ketones to form enamines
O Cyclohexanone
+
H-N
N An enamine
H2 O
the mechanism of enamine formation involves formation of a tetrahedral carbonyl addition compound followed by its acid-catalyzed dehydration we discuss the chemistry of enamines in more detail in Chapter 19
NNH2 + H2 O A hydrazone
N ame of D erivative Formed Oxime Ph enylhyd razone
Acidity of -Hydrogens
Hydrogens
alpha to a carbonyl group are more acidic than hydrogens of alkanes, alkenes, and alkynes but less acidic than the hydroxyl hydrogen of alcohols
T yp e of Bond
p Ka 16 20 25 44 51
CH3 CH2 O-H O CH3 CCH2 -H CH3 C C-H CH2 =CH-H CH3 CH2 -H
Acidity of -Hydrogens
-Hydrogens
Keto-Enol Tautomerism
protonation of the enolate anion on oxygen gives the enol form; protonation on carbon gives the keto form
O CH3 - C-CH2 H- A OCH3 - C= CH2 H- A
Enolate an ion O A + CH3 - C-CH3 Keto form OH CH3 - C= CH2 + A Enol form
To be continued
Keto-Enol Tautomerism
acid-catalyzed equilibration of keto and enol tautomers occurs in two steps Step 1: proton transfer to the carbonyl oxygen
O fas t and reversib le + O H + A
CH3 -C-CH3
CH3 -C-CH2 -H + :A
slow
Keto-Enol Tautomerism
Keto-enol
equilibria for simple aldehydes and ketones lie far toward the keto form
Keto form
O CH3 CH O CH3 CCH3 O
Enol form
OH CH2 = CH OH CH3 C= CH2 OH
% Enol at Equilibrium
OH
4 x 10-5
Keto-Enol Tautomerism
For
certain types of molecules, however, the enol is the major form present at equilibrium
for -diketones, the enol is stabilized by conjugation of the pi system of the carbon-carbon double bond and the carbonyl group for acyclic -diketones, the enol is further stabilized by hydrogen bonding
Oxidation of Aldehydes
Aldehydes
They
in one method, a solution of the aldehyde in aqueous ethanol or THF is shaken with a slurry of silver oxide
CH3 O HO Vanillin O CH + A g2 O CH3 O O COH + Ag HO Vanillic acid
T HF, H 2 O N aOH
HCl H2 O
Oxidation of Aldehydes
Aldehydes
reaction
liquid aldehydes are so sensitive to air that they must be stored under N2
O 2 CH Benzaldehyde + O2 2 O COH Benzoic acid
Oxidation of Ketones
ketones are not normally oxidized by chromic acid they are oxidized by powerful oxidants at high temperature and high concentrations of acid or base
O
OH O
HN O 3 H O
Cyclohexanone Cyclohexanone (keto form) (enol form)
OH
Reduction
aldehydes can be reduced to 1 alcohols ketones can be reduced to 2 alcohols the C=O group of an aldehyde or ketone can be reduced to a -CH2- group
Aldehydes O RCH RCH3 Can Be Reduced to
Ketones
O RCR'
Can Be Reduced to
OH RCH2 OH
RCH R' RCH2 R'
most common laboratory reagents for the reduction of aldehydes and ketones are NaBH4 and LiAlH4
both reagents are sources of hydride ion, H:-, a very powerful nucleophile
H Na
+
H Li
+
H- B- H
H- A l - H
H:
NaBH4 Reduction
reductions with NaBH4 are most commonly carried out in aqueous methanol, in pure methanol, or in ethanol one mole of NaBH4 reduces four moles of aldehyde or ketone
O 4 RCH + NaBH4 methanol ( RCH2 O) 4 B Na A tetraalkyl borate
+
H2 O
NaBH4 Reduction
The
key step in metal hydride reduction is transfer of a hydride ion to the C=O group to form a tetrahedral carbonyl addition compound
This H comes from w ater du rin g hydrolys is H H O O BH3 Na R-C-R' H
+
+ Na H-B-H + R-C-R'
H2 O
O-H R-C-R' H
LiAlH4 Reduction
unlike NaBH4, LiAlH4 reacts violently with water, methanol, and other protic solvents reductions using it are carried out in diethyl ether or tetrahydrofuran (THF)
O ether 4 RCR + LiAlH4 ( R2 CHO) 4 Al Li A tetraalk yl alu min ate
+
H2 O H+ or OH-
Catalytic Reduction
Catalytic
OH
Cyclohexanone O
H Ni trans-2-Butenal (Crotonaldehyde)
OH
1-Butanol
Catalytic Reduction
A
by careful choice of experimental conditions, it is often possible to selectively reduce a carbon-carbon double in the presence of an aldehyde or ketone
O 1 . NaBH4 RCH=CHCR' 2 . H2 O
O RCH=CHCR' + H2 Rh
OH RCH=CHCHR'
O RCH2 CH 2 CR'
Clemmensen Reduction
refluxing an aldehyde or ketone with amalgamated zinc in concentrated HCl converts the carbonyl group to a methylene group
OH O Zn( Hg) , HCl OH
Wolff-Kishner Reduction
in the original procedure, the aldehyde or ketone and hydrazine are refluxed with KOH in a high-boiling solvent the same reaction can be brought about using hydrazine and potassium tert-butoxide in DMSO
O + H2 NN H2 Hydrazine KOH diethylen e glycol (reflux)
+ N 2 + H2 O
Racemization
Racemization
O
Ph (R)-3-Phenyl-2b utanone
Ph (S)-3-Phenyl-2butan one
omit
Deuterium Exchange
Deuterium
O CH 3 CCH 3 Acetone
or OD
omit
-Halogenation
-Halogenation:
aldehydes and ketones with at least one -hydrogen react at an -carbon with Br2 and Cl2
O + Br2 Acetop henone CH 3 COOH -Bromoacetoph enone O Br + HBr
omit
-Halogenation
Acid-catalyzed
-halogenation
slow H-O C R' C R R
omit
-Halogenation
Base-promoted
-halogenation
O C O: C C R + H2 O
omit
-Halogenation
Acid-catalyzed
halogenation:
introduction of a second halogen is slower than the first introduction of the electronegative halogen on the carbon decreases the basicity of the carbonyl oxygen toward protonation
Base-promoted
-halogenation:
each successive halogenation is more rapid than the previous one the introduction of the electronegative halogen on the -carbon increases the acidity of the remaining hydrogens and, thus, each successive -hydrogen is removed more rapidly than the previous one
omit
End