of
SAATCA
requireme
nts for
auditor
registratio
n
Requirements
Addition
al
sectors/
scopes
Auditing
(addition
al
scheme/s
)
Auditing
(first
scheme)
Attribute
s/Person
al
behaviou
rs
Submission
s
Criteria
Refer to SAATCA. Eg FSMS 4 audits plus either training or work experience in
the scope
Auditor: 15 days, at
least 4 separate audits
Internal Auditor: 4
days, at least 3
separate audits of
which one witnessed
audit
Auditor: 20 days, at
least 4 separate audits
of which one is a
witnessed audit
Internal Auditor: 5
days, at least 3
separate audits of
which one is a
witnessed audit
Work
experien
ce
Educatio
n
Degree/diploma
relevant to scheme
CV,
certificates,
audit log
Audit log
(fully
signed off).
Witnessed
audit
report)
Audit log
(fully
signed off).
Witnessed
audit report
Sponsor on
application
and
witnessing
lead
auditor
Certified
copies of
training
certificates
CV
Certified
copies of
certificates
Updates/C
hange
s to CRT 6
.12
including
ISO
1901 1 a n d
ISO
1702 1
Past 18 months
0SAATCA TCP General meeting
0Feedback from SAATCA TCP evaluations
0Changes to ISO audit standards ISO 17021 and 19011
0Review of TCP examination papers for compliance and consistency
0SETA QCTO changes
CRT6.12
0 Eg CRT 6.11 (complete for QMS and EMS, other still in progress)
0
0
Deviation from this can only be approved on concession by the TCP Scheme
Committee
Each course offering for more than 16 learners shall be presented by at least
two full time facilitators, who shall be actively involved in either facilitation
or assessment for the duration of the course.
Additional resource people or trainee facilitators may be used for specific
subjects or activities; however, the two facilitators remain responsible for
the entire course offering.
The minimum number of learners in a class shall be four.
Under rare and exceptional circumstances, a course offering for fewer than
four learners or more than twenty five learners may be considered for
approval in accordance with section: Variations.
Learners shall be required to be in attendance for the full duration of the
course. Failure to do so shall be reflected in the learner's continuous and
final evaluations.
Declaration of interest
Assessors and moderators shall declare interest at any given time by
completing the SAATCA SF122 declaration of conflict of interest.
Conflict of interest occurs when actions or decisions that are influenced
by, or perceived to be influenced, including:
0 A family relationship or personal/emotional relationship/antagonism
0 A direct or indirect financial interest in a decision regarding the attendee
0 Any affiliation, with the employer or association of the attendee that
may influence impartiality
It should also be noted that the above is to provide guidance in
recognizing conflict of interest but that other conflicts not stipulated
above but important to declare to insure impartiality, shall also be
declared.
certification process
0 Replaced reference to CD with audio visual
0 Removed reference to learner accommodation locations
0 Course duration and organization - clarified 40 contact hours
and pre-requisite training
0 Updated requirements for certificates Charlene
0 Course management and administration moved into CRT6.12
from CRT6.11 etc.
0 Increased control of exams
0 Included list of TCP performance submission (No. of courses,
learners and pass rate) - Charlene
0Included reference to complaints, appeals, disputes,
suspensions, withdrawals and variations Charlene
0Added scheme specific annexures related course content
Examinations
Annexes
Added annexes
Annex 1: NQF Level 5 descriptors
Annex 2:
System
Updates/C
hange
s to ISO 1
901 1
and ISO 1
702 1
Breakdown
0 Clause 3 sets out the key terms and definitions used in this International
Standard. All efforts have been taken to ensure that these definitions do not
conflict with definitions used in other standards.
0 Clause 4 describes the principles on which auditing is based. These
principles help the user to understand the essential nature of auditing and they
are important in understanding the guidance set out in Clauses 5 to 7.
0 Clause 5 provides guidance on establishing and managing an audit
programme, establishing the audit programme objectives, and coordinating
auditing activities.
0 Clause 6 provides guidance on planning and conducting an audit of a
management system.
0 Clause 7 provides guidance relating to the competence and evaluation of
management system auditors and audit teams.
0 Annex A illustrates the application of the guidance in Clause 7 to different
disciplines.
0 Annex B provides additional guidance for auditors on planning and conducting
audits.
ones
0 Managing audit programme - Added emphasis on
managing the audit programme, including risks to the
programme
0 Audit process no significant changes
0 Table 1 removed and replaced with text:
0 The criteria should be qualitative (such as having
demonstrated personal behaviour, knowledge or the
performance of the skills, in training or in the workplace) and
quantitative (such as the years of work experience and
education, number of audits conducted, hours of audit
training).
Risk
0 ISO 19011: 2011 introduces the concept of risk to
Transition
arrangem
ents:
1. CRT6.12
2. ISO 190
11 &
ISO/IEC 17
021:
2011