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RRC Modes,

System Information, Paging, and Update Procedures


3GRPLS (RN3155) Module 3

Part I: RRC Modes


Part II: System Information and RRC Modes
Part III: Paging and RRC Modes
Part IV: RRC Connection Mobility Management and RRC Modes

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Part I
RRC Modes

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RRC Modes Diagram


UTRA RRC Connected Mode
GSM-UMTS Handover

URA_PCH

CELL_PCH
UTRA: Inter-RAT Handover

GSM
Connected
Mode

Release RR
Connection

CELL_DCH

Release RRC
Connection

Release
Cell
of a
Reselection
TBF

Release RRC
Connection
Establish RRC
Connection

Establish RRC
Connection

(UE camps on UTRAN cell)

Idle Mode
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GPRS Packet
Transfer
Mode

CELL_FACH

TBF: Temporary Block Flow


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Initiation
of a TBF

Establish RR
Connection

(MS in GPRS
Packet Idle Mode)
(MS camps on a GERAN cell)
(adopted from TS 25.331 V3.12.0)

CELL_DCH State
DCCH and if configured DTCH
Dedicate physical channel in use
UE location known on Active Set AS
cell level
UE responsible for measurement
reporting
UE performs Handover (Soft or Hard)
RRC messages on DCCH
Active Set
cell
Active Set
cell

Cell_DCH substate required


for data transfer via HSDPA (HS-DSCH)
and HSUPA (E-DCH)!!
(Changing in 3GPP Rel. 7 with enhanced Cell_FACH)

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CELL_FACH State
DCCH and if configured DTCH
FACH used for higher layer data DL
transfer,
UE monitors FACH permanently
UL transmission on RACH
UE location known on serving cell
level
UE performs cell re-selection
UE responsible for measurement
reporting
Cell system information on BCCH
RRC messages on BCCH, CCCH &
DCCH
from Rel. 7 on: HSDPA resources can be
used in Cell_FACH; allowing fast & smooth
transition from Cell_FACH to Cell_DCH

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serving
cell

CELL_PCH and URA_PCH State


no DCCH and DTCH
UL transmission UE moves to CELL_FACH
DL transmission: UE must be paged; UE turn to
CELL_FACH
RRC messages on BCCH & PCCH
in CELL_PCH
- UE location known on cell level
- UE performs cell re-selection and cell updates
In URA_PCH
- UE location known on URA level
- UE performs URA re-selection and URA updates

URA UTRAN Registration Area


URA 1

one or several cells


independent from LA /RA
1 cell can belong to several
URA (NSN*: up to 8)

RNC
supply
area
URA 2
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URA 3
*URAIdList: a maximum of 8 URA identities can be defined per cell.

States of Bearer Allocation


RRC connection
established

RRC connection
(no bearers allocated)

First RT bearer
setup
RT
bearer
setup

RRC connection
released

Last RT bearer
released

Both CELL_FACH and


CELL_DCH possible
First NRT bearer
setup

Last NRT
bearer released

Non-real time
bearer(s) allocated

Real time bearer(s)


allocated
NRT bearer
setup

Last NRT bearer


released

Only CELL_DCH
allocation possible

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Last RT bearer
released

Real time &


non-real time bearers
allocated

RT or NRT
bearer setup
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RT bearer setup

NRT
bearer
setup

NSN Parameters for the UTRAN Registration Area


(URA)

WCEL: URAId
The URA identity is the identity of the UTRAN Registration Area.
Overlapping URAs can be defined.
A maximum of eight URA identities can be defined per cell.
This parameter is part of System Information Block 2.
[1 ... 65535], step 1.

WCEL: URAIdList
A list of URA identities.
A maximum of 8 URA identities can be defined per cell.
The first URA-ID in the URA-ID list is a master URA-ID, which is given to all mobile stations
in this cell.
This parameter is part of System Information Block 2.

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Part II
System Information and RRC Modes

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TS
TS25.331:
25.331:RRC
RRC

System Information

10.2.48:
10.2.48:SYSTEM
SYSTEMINFORMATION
INFORMATION

UTRAN

System Information ( )

NBAP: BCCH Information

RNC

UE

Node B

TS
TS25.433:
25.433:NBAP
NBAP

8.2.16
8.2.16System
SystemInformation
InformationUpdate
Update

MIB
value tag M
MIB: Master Information Block
SIB: System Information Block
SFN: System Frame Number

SIB 1
value tag 1
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SB
value tag N

SIB 2
value tag 2
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position on P-CCPCH: SFN mod 8* = 0


TTI: 20 ms
value tag M: range 1..8

SIB 3
value tag 3

SIB 18
value tag 18

*every 8th radio frame; value tag unchanged corresponding SIB not modified no need to read
SIB 7: w/o value tag; changing with each occurrence

TS 25.331: RRC

System Information
SIB
MIB

SIB 1

10.2.48.8.1 21: MIB & SIB 1-18

read

valid

scope/
modification

PLMN types & identities#


SIB Scheduling information
SIB references

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

cell/
value tag

NAS information
UE timers & counters

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

RRC idle mode,


CELL_DCH, CELL_FACH,
CELL_PCH, URA_PCH

PLMN/
value tag

URA_PCH

URA_PCH

cell/
value tag

broadcasted information

e.g. T305: Periodic Cell/URA Update


T301, 302, 304, 307-317

SIB 2

System Information Blocks

URA identity list

SIB 3* Cell selection


and re-selection parameters
e.g. CPICH Ec/N0 or CPICH RSCP; Sintrasearch,
Sintersearch, Ssearch,RAT, Qqualmin, Qrxlevmin,..

SIB 4* Cell selection & reselection parameters for


UEs in the connected mode
SIB 5* Parameters for common
physical channel
configuration
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RRC idle mode,


RRC idle mode,
(CELL_FACH, CELL_PCH, (CELL_FACH, CELL_PCH,
URA_PCH)
URA_PCH)

cell/
value tag

CELL_FACH, CELL_PCH,
URA_PCH

CELL_FACH, CELL_PCH,
URA_PCH

cell/
value tag

RRC idle mode,


(CELL_FACH,
CELL_PCH, URA_PCH)

RRC idle mode,


(CELL_FACH,
CELL_PCH, URA_PCH)

cell/
value tag

# GSM-MAP/ANSI41; MCC+MNC;
3G RPLS / AA / 10/2008

+ Cell Access Restrictions

* Read SIB 3 / 5 in Connected Mode if SIB4 / 6 (Connected Mode) not available

System Information
SIB
SIB 7

broadcasted information
Fast changing parameters:
UL interference level
Dynamic persistence level

read

valid

scope/
modification

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

cell/
max(32, 8 * Expir-
ation Time Factor)

SIB 11 Measurement control


information*

RRC idle mode,


RRC idle mode,
(CELL_FACH, CELL_PCH, (CELL_DCH, CELL_FACH,
URA_PCH)
CELL_PCH, URA_PCH)

cell/
value tag

SIB 12 Measurement control


information* for UEs in the
RRC connected mode

CELL_FACH, CELL_PCH,
URA_PCH

CELL_DCH, CELL_FACH,
CELL_PCH, URA_PCH

cell/
value tag

SIB 16 RB, TrCH, and PhyCH


parameters for a
GSM/GPRS-UMTS HO

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH

RRC idle mode,


CELL_FACH, CELL_PCH,
URA_PCH)

cell/
value tag

* e.g. FMCx & HOPx par.; Use of HCS; Ec/N0


orRSCP; Intra-, Inter-Frequency, Inter-RAT meas.
info; Traffic volume meas. Info (e.g. RLC buffer
payload)

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Examples of other SIBs:


SIB 13: ANSI-41 system information
SIB 14: Only for 3.84 Mcps TDD
SIB 15: useful for UE-based or UE-assisted positioning methods
SIB 17: only for TDD
SIB 18: contains PLMN identities of neighbouring cells to be
considered
in idle mode as well as in connected mode.
(adopted from TS 25.331 RRC)

Modification of SIBs using a Value Tag


IE BCCH Modification Change
MIB Value tag

1..8

BCCH modification OP
SFN: 0..4088
time
step size: 8

I am RRC idle, or
in the CELL_PCH
or URA_PCH
state

UTRAN

Paging Type 1 ( )
(all paging occasions)

UE
System Information Change Indication ( )
(on all FACH carrying S-CCPCHs)
I am in the
CELL_FACH
state
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Node B

RNC

NSN Parameters for System Information

RNC: SIB1_priority
The priority of the system information block 1, which is used by the scheduling algorithm in
the RNC to give precedence to the SIB.
[1 ... 4], with 1 being the highest priority.
Similar NSN parameters exist for the remaining SIBs.

WCEL: SIB7factor
This parameter sets the SIB7 expiration timer for the UE according to the following formula:
MAX([320ms], SIB_REP* x value of 'SIB7 expiration time factor').
[1, 2, 4, 8, 16, 32, 64, 128, 256]; default: 1.

*SIB_REP is the Repetition Period of the System information block. Different System Information
can be scheduled more or less often here we refer to the Repetition period of SIB 7, which is not
configurable

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Part III
Paging and RRC Modes

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Paging
I am RRC idle, or
in the CELL_PCH
or URA_PCH
state

RNC

UE

Paging Type 1 [RLC-TM, PCCH]

MTC
system information changes
enforced cell update

Dedicated Paging
S-RNC

UE

Paging Type 2 [RLC-AM, DCCH]


I am in the
CELL_FACH or
CELL_DCH state

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paging cause from higher


layers
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Part IV
RRC Connection Mobility Management
and RRC Modes
Cell Update
URA Update
Out of Coverage
In-Sync, Out-Sync
& Radio Link Failure

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Cell Update
RNC

UE
[RLC-TM, CCCH] Cell Update

Cell Update Confirm [RLC-UM, CCCH/DCCH]

no message (no transmission)


UTRAN Mobility Information Confirm
Physical Channel Reconfiguration Complete
Transport Channel Reconfiguration Complete
Radio Bearer Release Complete
Radio Bearer Channel Reconfiguration Complete

RNC

UE
[RLC-TM, CCCH] Cell Update

RRC Connection Release [RLC-UM, CCCH/DCCH]


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URA Update

RNC

UE
[RLC-TM, CCCH] URA Update

no message (no
transmission)
UTRAN Mobility
Information Confirm

URA Update Confirm [RLC-UM, CCCH/DCCH]

RNC

UE
[RLC-TM, CCCH] URA Update

RRC Connection Release [RLC-UM, CCCH/DCCH]

UE
no
confirmation

Cell/URA Update
T302
Cell/URA Update

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T302: default value = 2000 ms


N302: default value = 7
N302
times

Cell and URA Update Initiation

When do I
have to
perform a cell/
URA update?

Cell update causes in priority order:


Uplink data transmission
in URA_PCH, CELL_PCH
Paging response
in URA_PCH, CELL_PCH
Radio link failure
in CELL_DCH (*)
Re-entering service area
in CELL_FACH, CELL_PCH
RLC unrecoverable error
in all sub-states
Cell reselection
in CELL_FACH, CELL_PCH
Periodical cell update
in CELL_FACH, CELL_PCH

URA update causes in priority order:


(the UE is in the URA_PCH sub-state)
URA reselection
Periodic URA update

(*) or when the transmission of the RRC message


UE Capability Information failed.
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Out of coverage RRC connected

URA_PCH

In sync

CELL_FACH
CELL_DCH

Out of
sync

IDLE
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CELL_PCH

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In
service
area
Out of
Service
area

RRC Protocol States

SIB 1:

CELL_PCH, URA_PCH

CELL_FACH state:
Old
Cell

T316: 0, 10, 15, 20, 30, 40, 50 s & infinity


T317: 0, 10, 30, 60, 180, 600, 1200, 1800 s;
if expired: UE IDLE mode

Cell Update,
Reason:
Re-entering
service area
Stop T317

New
Cell

Stop T317

Cell Update,
Reason:
Cell Reselection

Old
Cell
In
service
area

Stop T316

Stop T316

Start T316
Start T317

Cell Reselection

Out of
service
area

Cell Reselection
Note: T305 is
running

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Start T317

Yes

No
T316
expired?

Periodic Updates & out of coverage


CELL_FACH, CELL_PCH & URA_PCH state:

SIB 1:

T305: no update, 5, 10, 30, 60, 120 , 360, 720 min & infinity
T307: 5, 10, 15, 20, 30, 40, 50 s

No
T305
expired?

Yes

Cell Update, Reason:


Cell Reselection

URA Update, Reason:


Periodic URA Update

In
service
area

Cell Update, Reason:


Periodic Cell Update

T307
expired?

No

Out of
service
area

Cell Reselection

Yes
Start T307

Enter
RRC Idle mode
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Yes

T305
expired?

Physical channel establishment criteria


SIB 1:

N312: max. # of "in sync" indications during establishment phase


1, 2, 4, 10, 20, 50, 100, 200, 400, 600, 800, 1000; default: 4
T312: timer supervising successful PHY Channel establishment
1..15 s; 1 s; default: 6 s

UE initiates
synchronisation procedure
Physical channel failure
T312 = 0

Start T312

in sync indicators

N312 consecutive
times

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Stop T312

Physical channel is
considered established
The timer T312 is stopped
and reset

DL synchronisation status
Phase 2:
This phase starts 160 ms after the dedicated physical channel (was considered to be)
established.
The UE performs measurements and estimates the DPCCH quality over the previous 160
ms period.
An out of sync is detected, if EITHER
The UE estimates the DPCCH quality over the previous 160 ms period to be worse than a
threshold Qout.
OR
The 20 most recently received transport blocks with a non-zero length CRC attached, as
observed on all TrCHs using non-zero length CRC, have been received with incorrect CRC.

An in sync is reported to the higher layers, when both


The UE estimates the DPCCH quality over the previous 160 ms period to be better than a
threshold Qin.
AND
At least one transport block with a non-zero length CRC attached, as observed on all TrCHs
using non-zero length CRC, is received in a TTI ending in the current frame with correct CRC.

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In Sync and Out of Sync on DL DPCCHs/DPDCHs


At least one TB in the last radio
frame received with correct CRC

20 last TBs received


with incorrect CRC

in sync indication
AND
OR

DPCCH_Ec/Ior 160 ms

out of sync indication

Qin
160 ms

Qout

time
Toff

UE shuts power off

(adopted from TS25.101 V5)


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Ton

UE shuts power on

Radio Link Failure in the CELL_DCH, Timing


Default values:
N313: 20
T313: 3s
N315: 1
T314: 12s
T315: 180s

serving cell

non-serving
neighbouring cell

radio bearer
re-establishment time

T313 = 0

Start T313

out of sync indicators

N313 consecutive
times
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in sync
indicators

N315 consecutive
times
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Stop T313

Start cell re-selection


Cell Update message
cause: Radio Link Failure
Start T314 & T315

(adopted from TS 25.331 V5.15.0)

Summary of timers for UE


Timer

Start

Stop

At expiry

T300

Transmission of RRC CONNECTION REQUEST

Reception of RRC CONNECTION SETUP

Retransmit RRC CONNECTION REQUEST if V300 =<


N300, else go to Idle mode

T302

Transmission of CELL UPDATE/URA UPDATE

Reception of CELL UPDATE CONFIRM/URA UPDATE


CONFIRM

Retransmit CELL UPDATE/URA UPDATE if V302 =<


N302, else, go to Idle mode

T304

Transmission of UE CAPABILITY INFORMATION

Reception of UE CAPABILITY INFORMATION


CONFIRM

Retransmit UE CAPABILITY INFORMATION if V304 =<


N304, else initiate a cell update procedure

T305

Entering CELL_FACH or URA_PCH or CELL_PCH


state. Reception of CELL UDPATE
CONFIRM/URA UPDATE CONFIRM.

Entering another state.

Transmit CELL UPDATE if T307 is not activated and


the UE detects "in service area". Otherwise, if T307
is not active, start T307.

T307

When the timer T305 has expired and the UE


detects "out of service area".

When the UE detects "in service area".

Transit to idle mode

T308

Transmission of RRC CONNECTION RELEASE


COMPLETE

Not stopped

Transmit RRC CONNECTION RELEASE COMPLETE


if V308 <=N308, else go to idle mode.

T312

When the UE starts to establish dedicated CH

When the UE detects N312 "in sync" indication from


L1.

The criteria for physical channel establishment failure


is fulfilled

T313

When the UE detects consecutive N313 "out of


sync" indication from L1.

When the UE detects consecutive N315 "in sync"


indication from L1.

The criteria for Radio Link failure is fulfilled.

T314

When the criteria for radio link failure are fulfilled.


The timer is started if radio bearer(s) that are
associated with T314 exist of if only RRC
connection exists.

When the Cell Update procedure has been completed.

See subclause 8.3.1.13.

T315

When the criteria for radio link failure are fulfilled.


The timer is started only if radio bearer(s) that are
associated with T315 exist.

When the Cell Update procedure has been completed.

See subclause 8.3.1.14.

T316

When the UE detects "out of service area" in


URA_PCH or CELL_PCH state

When the UE detects "in service area".

Initiate cell update procedure if in service area is


detected. Otherwise start timer T317, transit to
CELL_FACH state and initiate cell update
procedure when the UE detects "in service area".

T317

When the T316 expires or when in CELL_FACH


state, the UE detects "out of service area".

When the UE detects "in service area".

T317 never expires.

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(adopted from TS 25.331 V5.15.0)

Summary of counters for UE

Counter

Reset

Incremented

When reaching max value

V300

When initiating the procedure


RRC connection
establishment

Upon expiry of
T300.

When V300 > N300, the UE


enters idle mode.

V302

When initiating the procedure


Cell update or URA update

Upon expiry of
T302

When V302 > N302 the UE


enters idle mode.

V304

When sending the first UE


CAPABILITY INFORMATION
message.

Upon expiry of
T304

When V304 > N304 the UE


initiates the Cell update
procedure

V308

When sending the first RRC


CONNECTION RELEASE
COMPLETE message in a
RRC connection release
procedure.

Upon expiry of
T308

When V308 > N308 the UE


stops re-transmitting the
RRC CONNECTION
RELEASE COMPLETE
message.

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NSN Parameters
Following counters and timers can be set:

RNC: N302; default: 7

RNC: T302; default: 2000 ms

RNC: T305; default: 30 min

RNC: T307; default: 30 s

RNC: T316; default: 30 s

RNC: T318; default: 180 s

RNC: T313; default: 3 s

RNC: N313; default: 20

RNC: N315; default: 1

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