Portfolio Management
Security Markets -3
Initial margin
Initial equity the investor must have in the account.
Maintenance margin
Minimum level the equity margin can be.
Margin call
Call for more equity funds to bring the account to the
initial margin level.
: X Corp
: 50%
: 40%
: $70 per share
: 1,000
$35,000
$25,000
$35,000
$25,000
Initial Margin
Maintenance Margin
Margin Call
Additional Equity Requirement
Forced Adjustments of the Account
Listing requirements
Corporate Governance
Settlement
Short Selling
Margin Rules
Mandatory reporting obligations
Insider trading
Market manipulation
Misrepresentation of financial information etc.
Thank You