2010-31-101
In a fast growing economy like India there is significant role for issue
management.
Obtaining approval for the issue from SEBI Arranging for underwriting the proposed issue. Preparation of draft and finalization of the prospectus and obtaining its clearance from various agencies concerned.
Preparation of draft and finalization of other documents such as application forms, news paper advertisements and other statutory requirements
DECISION TO RAISE CAPITAL FUNDS OBTAINING SEBI APPROVAL ARRANGING UNDERWRITING PREPARATION AND FINALISATION OF PROSPECTUS SELECTION OF REGISTRARS,BROKERS,BANKERS,ETC ARRANGING PRESS AND INVESTOR COPNFERENCE PRINTING AND PUBLIC ITY OF PUBLIC ISSUE DOCUMENTS SEBI COMPLIANCE ISSUE LAUNCH
Any financial institution /intermediary which can carry out the activities connected with the issue management, registered with SEBI and can follow its regulations and guidelines, is capable of venturing into the issue management
Requirements Adequate and necessary infrastructure such as adequate office space , equipments and manpower to effectively discharge activities. Minimum number of two person is needed, who are professionally
1.
2.
of Rs.5 crores
Easy floatation
Financial consultant Underwriting Market makers Due diligence
Co-ordination
Liaison with SEBI
Signing of MoU Obtaining appraisal note Optimum capital structure Convening meeting Appointment of financial intermediary Preparing documents Due diligence certificate Submission of offer document Finalization of collection centres Filing with RoC Launching the issue Promoters contribution Issue closure
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