- DokumenU.S. Securities and Exchange Commission Strategic Plan - Fiscal Year 2014-2018diunggah olehVanessa Schoenthaler
- DokumenSEC Office of the Investor Advocate - Report on Objectives FY 2015diunggah olehVanessa Schoenthaler
- DokumenReport of 32nd Annual SEC Forum on Small Business Capital Formationdiunggah olehVanessa Schoenthaler
- DokumenSEC FY 2015 Congressional Budget Justification, FY 2015 Annual Performance Plan, FY 2013 Annual Performance Reportdiunggah olehVanessa Schoenthaler
- DokumenSEC 2014 Chief FOIA Officer Reportdiunggah olehVanessa Schoenthaler
- DokumenLetter From Congressman Garrett to SEC Chair White Regarding the Definition of Accredited Investor (Oct. 2013)diunggah olehVanessa Schoenthaler
- DokumenLetter From SEC Chair White to Congressman Garret Regarding the Definition of Accredited Investor (Nov. 2013)diunggah olehVanessa Schoenthaler
- DokumenSEC FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Reportdiunggah olehVanessa Schoenthaler
- DokumenU.S. Securities and Exchange Commission - Strategic Plan 2014-2018 (Draft)diunggah olehVanessa Schoenthaler
- DokumenU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reportdiunggah olehVanessa Schoenthaler
- DokumenFrom the on-Ramp to the Freeway - Refueling Job Creation and Growth by Reconnecting Investors With Small-Cap Companiesdiunggah olehVanessa Schoenthaler
- DokumenReport on Review of Disclosure Requirements in Regulation S-Kdiunggah olehVanessa Schoenthaler
- DokumenU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reportdiunggah olehVanessa Schoenthaler
- DokumenNASAA Legislative Agenda 113th Congressdiunggah olehVanessa Schoenthaler
- DokumenAlternative Criteria for Qualifying as an Accredited Investor Should Be Considereddiunggah olehVanessa Schoenthaler
- DokumenIOSCO-WFE Report -Cyber-Crime, Securities Markets and Systemic Riskdiunggah olehVanessa Schoenthaler
- DokumenCapital Raising in the U.S.-an Analysis of Unregistered Offerings Using the Regulation D Exemption (2009-2012)diunggah olehVanessa Schoenthaler
- DokumenSEC Staff Review of Common Financial Reporting Issuers Facing Smaller Issuers (Dec. 2012)diunggah olehVanessa Schoenthaler
- DokumenSEC-OIG Semiannual Report to Congress (Oct 2012 to Mar 2013)diunggah olehVanessa Schoenthaler
- DokumenEvaluation of the SEC’s Whistleblower Programdiunggah olehVanessa Schoenthaler
- DokumenLetter From Congressman McHenry to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)diunggah olehVanessa Schoenthaler
- DokumenLetter From Congressman Garrett to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)diunggah olehVanessa Schoenthaler
- DokumenResponse to Questions Posed by Commissioners Aguilar, Paredes and Gallagherdiunggah olehVanessa Schoenthaler
- DokumenA Resource Guide to the U.S. Foreign Corrupt Practices Actdiunggah olehVanessa Schoenthaler
- DokumenThird Report on the Implementation of SEC Organizational Reform Recommendationsdiunggah olehVanessa Schoenthaler
- DokumenReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)diunggah olehVanessa Schoenthaler
- DokumenReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)diunggah olehVanessa Schoenthaler
- DokumenSEC's Records Management Practicesdiunggah olehVanessa Schoenthaler
- DokumenStaff Summary Report on Examinations of Information Barriers - Broker-Dealer Practices Under Section 15(g) of the Exchange Actdiunggah olehVanessa Schoenthaler
- DokumenSEC Report to Congress Credit Rating Standardization Studydiunggah olehVanessa Schoenthaler
- DokumenStudy Regarding Financial Literacy Among Investorsdiunggah olehVanessa Schoenthaler
- DokumenInformation for Audit Committees About the PCAOB Inspection Process (Aug. 1, 2012)diunggah olehVanessa Schoenthaler
- DokumenSEC Report on the Municipal Securities Marketdiunggah olehVanessa Schoenthaler
- DokumenReport to Congress on Decimalizationdiunggah olehVanessa Schoenthaler
- DokumenFactors That May Affect Trends in Regulation A Offeringsdiunggah olehVanessa Schoenthaler
- DokumenCurrent Guidance on Economic Analysis in SEC Rulemakingsdiunggah olehVanessa Schoenthaler
- DokumenSEC-OIG Semiannual Report to Congress (Oct. 1, 2011 - Mar. 31, 2012)diunggah olehVanessa Schoenthaler
- DokumenGAO Report to Congress - Opportunities Exist to Improve SEC Oversight of FINRAdiunggah olehVanessa Schoenthaler
- DokumenCapital Raising in the U.S. - The Significance of Unregistered Offerings Using the Regulation D Exemptiondiunggah olehVanessa Schoenthaler
- DokumenStudy on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Actdiunggah olehVanessa Schoenthaler
- DokumenReport on the Implementation of SEC Organizational Reform Recommendationsdiunggah olehVanessa Schoenthaler
- DokumenForum on Small Business Capital Formation - Final Reportdiunggah olehVanessa Schoenthaler
- DokumenSEC - Chief FOIA Officer Reportdiunggah olehVanessa Schoenthaler
- DokumenSEC's Fiscal Year 2013 Congressional Justificationdiunggah olehVanessa Schoenthaler
- DokumenFollow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rule Makingsdiunggah olehVanessa Schoenthaler
- DokumenLetter from SEC Chairman Schapiro to Senator Reed Seeking Greater Penalty Authoritydiunggah olehVanessa Schoenthaler
- DokumenA Plain English Handbook - How to Create Clear SEC Disclosure Documentsdiunggah olehVanessa Schoenthaler
- DokumenSEC-OIG Semi-Annual Report to Congress (Apr. 2011 - Sept. 2011)diunggah olehVanessa Schoenthaler
- DokumenSEC - FY 2011 Performance and Accountability Reportdiunggah olehVanessa Schoenthaler