Teori Politik Internasional Week 1 Pengantar Teori Politik Dan Hubungan Internasional (PDFDrive)
Teori Politik Internasional Week 1 Pengantar Teori Politik Dan Hubungan Internasional (PDFDrive)
Week 1 Pengantar
Teori Politik dan Hubungan Internasional
Teori Politik Internasional
Semester I, Silabus 2012/12
Muhadi Sugiono & Luqman Nul Hakim
Selasa, jam 07:30, R. BA203
Dalam upaya untuk menggapai status sebagai ‘ilmu’, aliran-aliran utama studi hubungan
internasional telah menyingkirkan topik-topik maupun isyu-isyu normatif dan
menekankan pada aspek-aspek empiris dalam studi mereka. Akibatnya, pembahasan
tentang teori politik hampir tidak pernah mendapatkan perhatian serius dan dianggap
terpisah dari Hubungan Internasional.
Pengabaian dan pemisahan teori politik dan ilmu hubungan internasional ini jelas sangat
ironis karena, sebagai respon terhadap kehancuran yang ditimbulkan oleh Perang Dunia I,
perkembangan ilmu hubungan internasional sebenarnya sangat terkait dengan komitmen
normatif untuk menjamin perdamaian abadi. Mata kuliah Teori Politik Internasional (TPI)
merupakan upaya untuk mengembalikan komitmen terhadap aspek-aspek normatif dalam
studi hubungan internasional. Seperti halnya teori politik, teori politik internasional juga
mengimplikasikan adanya upaya-upaya manusia untuk mencapai good life. Tetapi,
berbeda dengan asumsi-asumsi teori politik dan Hubungan Internasional, yang membatasi
konsep politik dalam kerangka organisasi politik umat manusia yang paling besar dan
paling berpengaruh — negara, teori politik internasional tidak pernah membatasi peluang
untuk mencapai good life hanya dalam kerangka atau batasan-batasan teritorial. Good life
adalah tujuan yang ingin dicapai oleh umat manusia: siapapun dan di manapun. Batasan-
batasan teritorial oleh karenanya, tidak relevan dalam Teori Politik Internasional.
Tujuan
Mata kuliah Teori Politik Internasional ditujukan untuk membekali mahasiswa dengan
kemampuan untuk melihat fenomena-fenomena hubungan internasional secara lebih
kritis dengan memberikan perhatian pada perdebatan nilai, dan bukan semata-mata pada
isu distribusi baik material maupun non material. Di akhir perkuliahan, mahasiswa
diharapkan memiliki tambahan kemampuan sebagai berikut.
1/7
Perkuliahan dilakukan dengan dua metode yang berbeda. Metode pertama adalah
ceramah. Dilakukan untuk membahas tema-tema yang menjadi kerangka bagi tema-tema
yang lebih spesifik. Metode kedua adalah diskusi. Diskusi digunakan untuk membahas
tema-tema yang secara spesifik membahas tentang seorang teoretisi politik internasional
dan karya-karya mereka. Dalam diskusi, peserta dibagi menjadi kelompok-kelompok kecil
untuk membahas sebuah karya. Hasil diskusi kelompok kecil ini kemudian didiskusikan
bersama dengan hasil diskusi dari kelompok lain di dalam diskusi kelas.
Kuliah TPI diselenggarakan secara konvensional, dalam pertemuan kelas, dan secara
online melalui eLisa. Pertemuan kelas dilakukan untuk perkuliahan dengan metode
ceramah sementara diskusi dilakukan secara online. Penyelenggaraan diskusi secara
online dimaksudkan untuk meningkatkan partisipasi mahasiswa. Diskusi dilakukan baik
selama jam perkuliahan yang ditentukan maupun di luar jadwal yang ditentukan. Teknis
pelaksanaan diskusi online akan disampaikan secara khusus.
Bacaan:
Beitz 1979, Introduction; Schmidt 2002, Silabus
Teori Politik Internasional 2012-13
Bacaan:
Donelly 2000, Chp 3; Boucher 1998, Chp 3; Beitz
2/7
1979, Part I Chp 1.
Bacaan:
Boucher 1998, Chp 4*; Thucydides 2009, Book V
Chp XVII
Bacaan:
Elsthain in Harries and Platten 2010, Chp 3;
Niebuhr 1932, Chps 1,2,3;
Bacaan:
Beitz 1979, Part II Chps 1 - 3; Patterson 2001;
Philpott 2001, Chp 4.
Bacaan:
Boucher 1998, Chp 9 (Hanya bagian tentang
Grotius)*; Grotius 2005, Book I, Chps 1-2
Bacaan:
Boucher 1998, Chp 10; Pufendorf Book I Chps 1-6,
Book II Chps 1,7,11,13,15-18
3/7
10 Emerich De Vattel 1. Esensi pemikiran Emerich De Vattel
2. Emerich De Vattel dan hukum internasional
Bacaan:
Boucher 1998, Chp 11 (Hanya bagian tentang
Vattel)**; de Vattel 1758, Preliminaries, Book I Chp
1-2, 5, Book II Chp 1,4,5,6,8,9,11, Book III Chp
1,3,8,11
Bacaan:
Boucher, 1998, Chp 11 (Bahan minggu ke-10, hanya
bagian tentang Kant)*, Kant 2006, Idea for a
Universal History from a Cosmopolitan Point of
View (1784), (in Kleingeld, ed.); Kant 2006,
Toward Perpetual Peace: A Philosophical Sketch
(1795).
Bacaan:
Freeman 2012; Rawls 1972, Chps 1-3.
Bacaan:
Forman-Barzilai 2009, Introduction; Smith
1759/1984, Part I, Sections 1-2, Part VI Sections 1-3;
Sugiono 1996*
4/7
Bahan Bacaan
Kecuali untuk topik-topik pengantar, baik pengantar umum maupun pengantar khusus ke
masing-masing pemikiran, bahan bacaan berasal dari sumber-sumber primer, yakni karya
asli pemikir-pemikir yang dibahas dalam setiap topik. Untuk memudahkan mahasiswa
memahami, dalam setiap topik selalu disertakan bacaan-bacan pendaming, yakni dari
sumber sekunder (dengan tanda sterik, *). Sumber-sumber sekunder ini merupakan
bahan-bahan yang direkomendasikan dan tidak diwajibkan. Mahasisw bisa menggunakan
bab-bab dalam buku ini jika dan hanya jika anda memerlukannya, yakni setelah membaca
karya-karya asli yang diwajibkan tetapi mengalami kesulitan untuk memahaminya.
Bahan-bahan sekunder bukan pengganti bacaan-bacaan primer!.
Beitz, Charles, R., 1979, Political Theory and International Relations, Princeton, NJ:
Princeton University Press.
Boucher, David, 1998, Political Theories of International Relations: From Thucydides to
the Present, Oxford: oxford University Press.
Bowden, Brett, 2004, In the Name of Progress and Peace: The "Standard of Civilization"
and the Universalizing Project, Alternatives: Global, Local, Political, 29/ 1
Brock, Gillian, 2002, World Citizenship: David Miller versus the New Cosmopolitans,
International Journal of Politics and Ethics, 2/3
Donelly, Jack, 2000, Realism and International Relations, Cambridge: Cambridge
University Press.
Dürer, Albrecht, 1497/8, The Four Horsemen of the Apocalypse, Image.
Fine, Robert, 2007, Cosmopolitanism, New York: Routledge.
Fonna Forman-Barzilai 2009, Adam Smith and the Circles of Sympathy:
Cosmopolitanism and Moral Theory, Cambridge: Cambridge University Press.
Freeman, Samuel, "Original Position", The Stanford Encyclopedia of Philosophy (Spring
2012 Edition), Edward N. Zalta (ed.), URL =
<http://plato.stanford.edu/archives/spr2012/entries/original-position/>.
Grotius, Hugo, 2005, The Right of War and Peace, Book 1-3, Liberty Fund Inc.
Harries, Richard and Stephen Platten, eds., 2010, Reinhold Niebuhr and Contemporary
Politics: God and Power, Oxford: Oxford University Press.
Hobbes, Thomas, 1651, Leviathan, Electronic Text available at The History of Modern
Philosophy 1492-1776, Oregon State University,
http://oregonstate.edu/instruct/phl302/texts/hobbes/leviathan-contents.html
Kant, Immanuel, 2006, Toward perpetual peace and other writings on politics, peace,
and history, Selections, edited by Pauline Kleingeld, New Haven: Yale University
Press.
Patterson, Steven W., 2001, ‘Thinking of States as Moral Agents: An Argument from
Analogy in Defense of the Moral Autonomy of States’, International Journal of
Politics and Ethics, I/2.
Philpott, Daniel, 2001, Revolutions in Sovereignty: How Ideas Shaped Modern
International Relations, Princeton, NJ: Princeton University Press.
von Pufendorf, Samuel, 1991, On the Duty of Man and Citizen According to Natural Law,
5/7
Cambridge: Cambridge University Press.
Rawls, John, 1972, A Theory of Justice, Oxford: Oxford University Press. Chp I Justice as
Fairness atau Excerpts dari A Theory of Justice.
Ronen, Dov, 1979, The Quest for Self-Determination, New Haven: Yale University Press.
Schmidt, Brian C., 2002, ‘Together Again: Reuniting Political Theory and International
Relations Theory,’ British Journal of Politics and International Relations, April, 4/1.
Silabus Teori Politik Internasional 2012-13
Smith, Adam, 1759/1984, The Theory of Moral Sentiments, Indianapolis: Liberty Fund,
Inc.
Sugiono, Muhadi, 1996, 'Adam Smith dan Sistem Moral Kapitalisme , Prisma, 2, Februari.
Sugiono, Muhadi, 2012, Cosmopolitanism and World Politics: Bringing the Global World
to International Relations, Jurnal Global and Strategis, 6/2, Juli-December.
Thucydides, 2009, The Peloponnesian War, Oxford world classics, translated by Martin
Hammond, Oxford: Oxford University Press.
Watson, Bradley C. S., 1996, ‘The Politics of Confusion in International Relations Theory,’
Perspectives on Political Science, 25/1.
Tugas-tugas
Setiap mahasiswa, secara bergantian, akan memperoleh tugas untuk menyiapkan tulisan
singkat (maksimal 3 halaman) mengenai pemikiran yang didiskusikan. Tulisan singkat ini
bukan deskripsi mengenai pemikiran yang anda baca, melainkan penilaian dan
problematisasi yang anda lakukan terhadap pemikiran tersebut. Anda diharuskan
menemukan aspek-aspek tertentu yang menurut anda paling menonjol. Tulisan anda
harus mendorong munculnya diskusi. Setiap mahasiswa juga akan diminta untuk bekerja
secara kelompok. Tugas kelompok akan ditentukan kemudian dalam perjalanan
perkuliahan. Sebagai pengganti ujian akhir, mahasiswa diminta untuk menulia paper
akhir.
Penilaian
Penilaian terhadap pembelajaran dilakukan dengan melihat [1] penguasaan materi
mahasiswa dan [2] kontribusinya dalam aktivitas perkuliahan. Dalam artian yang
pertama, penguasaan materi mahasiswa diukur melalui tugas-tugas perkuliahan, ujian
tengah semester dan paper akhir sementara kontribusi mahasiswa terutama diukur dari
partisipasi aktif mereka dalam kegiatan belajar mengajar serta dari kerja kelompok yang
dipresentasikan, dengan prosentase penilaian sebagai berikut:
6/7
Mahasiswa dituntut untuk hadir minimal 75% dari seluruh kegitana perkuliahan.
Termasuk dalam kategori 75% ini adalah kehhadiran mahasiswa dalam setiap seminar
kelas.
Lain-lain
Untuk kenyamanan bersama, kelas kuliah TPI adalah kelas bebas HP. Dosen dan
mahasiswa tidak diperkenankan menggunakan HP di dalam selama perkuliahan
berlangsung. HP yang dibawa di kelas sebaiknya dimatikan atau setidaknya, nada dering
HP tidak diaktifkan (silent).
7/7
Introduction
I temporary
N THEmodern history of political theory, and in most con-
discussions of problems of political philosophy
as well, international relations appears largely as a marginal
affair. The image of a global state of nature, in which nations
are conceived as largely self-sufficient, purposive units, has
been thought to capture the relative absence of moral norms
governing relations among states. At one extreme of the
tradition—represented by Machiavelli, Rodin, and Hobbes—
international theory has denied the existence of any control-
ling universal rules in relations between states, substituting
raison d'état as the highest norm. Even when the possibility of
international moral ties has been granted—for example, in
post-Grotian writings on international law—these ties have
been held to be substantially weaker than intranational moral
bonds precisely because of the absence of supranational polit-
ical authorities. The only problem in international relations to
have gained significant theoretical attention is the justification
and prevention of war—the main form of social intercourse
in the global state of nature.1
However justifiable this neglect has been in the past, many
recent developments compel us to take another look at the
"recalcitrance of international politics to being theorized
about."2 These developments include the increasing sensitiv-
ity of domestic societies to external economic, political, and
cultural events; the widening gap between rich and poor
countries; the growth of centers of economic power beyond
effective regulation by individual states; the appearance of
serious shortages of food and energy caused, at least in part,
by the pursuit of uncoordinated and uncontrolled growth
policies by national governments; and the increasingly urgent
1
See, for example, the following remark in the introduction to a widely
read contemporary work of analytical political philosophy: "In relations be-
tween states the problem of establishing a peaceful order overshadows all
others." Brian Barry, Political Argument, p. xviii.
2
Martin Wight, "Why Is There No International Theory?," p. 33.
4 INTRODUCTION
demands of third world countries for more equitable terms of
participation in global politics and economics. To put the
point in language more familiar to discussions of this subject,
the rise of "welfare questions" in international forums, and of
"low politics" in diplomacy, parallels the increasing impact of
international arrangements and transnational interactions on
human well-being. It is not that "high politics"—that is, the
threat and avoidance of war—has become unimportant, but
rather that it represents only one of many problems for which
solutions must now be sought at the international level.3
These changes in international relations have a threefold
relevance to political theory. Since states can no longer be
regarded as largely self-sufficient political orders, the image
of a global state of nature no longer provides an obviously
correct picture of the moral relations among states, persons
of diverse nationality, and other actors in the international
realm. The orthodox theoretical image of international rela-
tions and many practical principles thought to follow from it
require critical examination and modification in the face of
the new and not-so-new facts of world politics.
At the same time, the attempt to formulate a more satis-
factory normative theory puts the facts in a new light and
suggests empirical questions that have been answered insuffi-
ciently thus far. The answers to such questions might form
part of the justification of international normative principles,
or they might be required to determine how international
principles apply. In either case, a normative theory appro-
priate to the contemporary world raises questions and sug-
gests problems that deserve greater attention from students
of international relations.
Third, and perhaps most important, one must consider the
relation of political theory and international practice. Political
theory arises from a perception of the possibility of choice in
None of the arguments in this book actually turns on the claim that inter-
3
THIS book has three parts. Each part addresses distinct issues,
but the discussion is progressive and suggests the outlines of a
more systematic theory. Thus, I argue (in part one) that
international political theory is possible, by showing that sev-
eral arguments for skepticism about international ethics are
4
By "the tradition of international theory" I mean the writings of the clas-
sical international jurists (like Grotius, Pufendorf, and Wolff); occasional re-
marks on international relations that appear in treatises primarily devoted to
the political theory of the state (like Hobbes's Leviathan); and works that con-
sider the causes of war and advance plans for world peace (like Kant's Per-
petual Peace). Perhaps surprisingly, there is no single work that gives a com-
prehensive and scholarly analysis of the growth of international thought. The
most helpful discussions are: Wight, "Why Is There No International
Theory?"; Arnold Wolfers, "Political Theory and International Relations,"
pp. ix-xxvii; F. H. Hinsley, Power and the Pursuit of Peace; and Walter Schiffer,
The Legal Community of Mankind. A detailed historical survey of the develop-
ment of the idea of the law of nations, from Thomas Aquinas to the twentieth
century, is available in E.B.F. Midgley, The Natural Law Tradition and the Theory
of International Relations. See also F. Parkinson, The Philosophy of International
Relations, which contains a helpful bibliography; A.C.F. Beales, The History of
Peace; and F. Melian Stawell, The Growth of International Thought.
8 INTRODUCTION
lence and pacifism, see especially H.J.N. Horsburgh, Non-violence and Aggres-
sion.
6
Thomas Hobbes, Leviathan [1651], ch. 13, p. 115.
British Journal of Politics and International Relations,
Vol. 4, No. 1, April 2002, pp. 115–140
BRIAN C. SCHMIDT
Abstract
This state of the discipline article discusses a body of recent literature that seeks to reunite
political theory and international relations theory. It briefly explores some of the factors and
explanations that led to a divorce between the sub-fields of PT and IR. The article proceeds
to review work that seeks to bridge the dichotomy that came to define the relationship
between these two academic fields of study. By examining literature in the area of norma-
tive theory, democratic theory and that falling under the rubric of identity and difference,
the article attempts to demonstrate that an effort is under way to reunite political theory
and international relations theory.
The focus of this state of the discipline article is on the relationship between
the academic sub-fields of political theory (PT) and international relations.1
In this article I review some of the recent literature that seeks to reunite
the concerns and interests of political theorists with IR theorists. I inten-
tionally emphasise the word ‘reunite’ because it is apparent that at an
earlier historical juncture the intellectual pursuits of political theorists
and IR scholars were much more closely linked to one another. The early
twentieth-century study of political science, which is the discipline that
traditionally has been home to the sub-fields of PT and IR, was directed
toward the concept of the state (Gunnell 1993). In the endeavour to
explicate the meaning of the state, the work of political theorists and IR
© Political Studies Association 2002. Published by Blackwell Publishers, 108 Cowley Road, Oxford OX4 1JF and
350 Main Street, Malden, MA 02148, USA 115
Brian C. Schmidt
to reunite the two fields.2 While it might at first appear that IR scholars
are in the vanguard of this movement, there are many prominent
examples of political theorists engaging the literature and concerns of IR.
The publication, for example, of John Rawls’ The Laws of Peoples (1999)
and Jürgen Habermas’ (1997) critical reflections on Kant’s project of
perpetual peace indicates that political theorists are no longer ignoring
international politics. Political theorists have also begun to focus on what
can be termed the history of the political theory of international relations
(Williams 1991 and 1996; Boucher 1998; Tuck 1999; Schmidt 2000). Here
it should also be mentioned that since the end of the cold war, IR schol-
ars are turning to the history of political thought for insights (Doyle 1997;
Knutsen 1997; Owen 1998/1999). Perhaps the best indicator of an emerg-
ing synthesis between PT and IR is the observation that it is increasingly
difficult to determine whether a scholar such as Chris Brown, Charles
Beitz, William Connolly, David Held, Andrew Linklater or Rob Walker is
principally a political or international theorist.
A compelling case can be made that the state-centric assumption has been
an important factor in the bifurcation of PT and IR, which has, in turn,
contributed to numerous distortions in how we have come to understand
the activity of politics. Although this division is an analytical construction,
the seemingly dual character of sovereignty as embodying an internal and
external component has provided fertile ground for creating a sharp
dichotomy between the domestic and international realms (Walker 1993).
The identity of IR as a separate field has appeared to rest on the claim that
politics in the absence of central authority is unique and fundamentally
different from the ‘domestic’ politics studied by political scientists (Dunn
1948; Guzzini 1998; Milner 1998). This claim was reinforced by the
dominance of neo-realism in IR, which posits a sharp separation between
domestic and international politics (Waltz 1979). Jean Elshtain claims that
one of the results of Kenneth Waltz’s effort to carve up the political land-
scape into three levels of analysis for explaining war (human nature, ‘inter-
nal’ politics inside a state, and the international system) was to define ‘the
task for contemporary international politics on the one hand, and politi-
cal theory on the other’ (Elshtain 1995, 265).
While some of the blame can be placed on Waltz, Martin Wight, one of
the original members of the English School, must share the responsibility
for the divorce between PT and IR. At the inaugural meeting of the British
Committee on the Theory of International Politics, Wight presented an
influential essay—‘Why is there no international theory?’—that both
lamented and crystallised the intellectual divide between political theory
and international relations theory.3 Although Wight (1992) was a signifi-
cant contributor to international theory, the argument that he advanced in
his essay was that ‘international theory is marked, not only by paucity but
also by intellectual and moral poverty’ (Wight 1966, 20). According to
Wight, international theory, which he defined as a ‘tradition of specula-
tion about relations between states’, was the ‘twin of speculation about
the state to which the name “political theory” is appropriated’. By politi-
cal theory, Wight stereotypically meant ‘speculation about the state’, which
he claimed was ‘its traditional meaning from Plato onwards’ (Wight 1966,
17). The tradition of political theory, Wight argued, was distinguished by
a clearly demarcated body of writings—from Plato onwards—that were
devoted to achieving the good life inside the state, while ‘international
theory, or what there is of it, is scattered, unsystematic, and mostly inac-
cessible to the layman’ (Wight 1966, 20). Here is one of the great bifur-
cations of political science: a rich and well-defined tradition of political
thought on the one hand, and an impoverished and essentially contested
tradition of international thought on the other. Yet in contradiction to
Wight, one of the core claims being advanced today is that IR theory is
not an autonomous body of thought that exists separate and apart from
the wider body of social and political theory.
By defining political theory in the manner that he did, Wight stacked the
decks against international theory. While he argued that the state did serve
as a common referent to both PT and IR, the latter, according to Wight,
was fundamentally constrained by the terms of its own discourse. The
focus that political theorists placed on the state allowed for a wide range
of possibilities to be considered with respect to achieving the good life
inside the confines of domestically ordered space whereas international
theorists were restricted by their unqualified acceptance of the existing
anarchical arrangement of sovereign states. By embracing the sovereign
state ‘as the consummation of political experience and activity’, Wight
argued that it had become ‘natural to think of international politics as the
untidy fringe of domestic politics, and to see international theory in the
manner of the political theory textbooks, as an additional chapter which
can be omitted by all save the interested student’ (Wight 1966, 21).
As the British Committee was pondering the nature of international
theory, across the Atlantic the behavioural revolution was sweeping the
States, the field has been more pluralistic and less committed to positivism
(Smith 2000). In the attempt to create additional space in which to think
about international politics, IR scholars are breaking down the dysfunc-
tional boundary separating political theory and international relations
theory.
Normative theory
The exclusion for many years of normative issues and topics in the field
of IR greatly contributed to the divorce between political theory and inter-
national relations theory. According to the conventional view, political
theory is largely concerned with normative issues, such as the nature of
justice, freedom, equality and how human beings can achieve the good life.
International relations theory, in the words of Wight, is merely a theory
of survival and thus exempt from the vocabulary and concerns of politi-
cal theory. Based on this account, it becomes almost natural to think of
PT and IR as occupying two different realms of inquiry. The problem is
that the proffered accounts of the two academic activities are highly con-
tentious and cannot withstand much critical scrutiny.
The idea that a clear distinction can be made between normative and
empirical theory has played a substantial role in perpetuating the divide
between PT and IR. It is worth recalling that the controversy between nor-
mative and empirical theory has been a significant part of the disciplinary
history of political science in general and PT in particular (Gunnell 1983).
Within the midst of the behavioural revolution, political theorists divided
themselves into what they believed were two mutually exclusive categories:
normative and empirical. This categorisation meshed well with the age-old
dichotomy between ‘what ought to be’ and ‘what is’—a dichotomy that
has exerted an unfavourable influence on the orthodox understanding of
how IR developed as an academic field. The conventional historiography
holds that IR originally developed in response to the calamity of World
War I, and that the first generation of scholars were tied to the norma-
tive commitment of securing perpetual peace (Carr 1964). The so-called
‘idealist’ phase of the field came to an end with the onset of World War II
and the rise of the realist school, whose members allegedly eschewed nor-
mative theory and instead were interested in creating a science of interna-
tional politics.4 In this manner, the dichotomy between ‘ought’ and ‘is’ has
come to provide a dominant framework for interpreting the history of IR.
While Arnold Wolfers viewed the formation of the realist school in tradi-
tional terms of a change of emphasis from ‘what ought to be’ to ‘what is’,
he perceptively noted that the change had the effect of cutting off inter-
national relations theory from the classical insights of political theory,
which were ‘believed to be the exclusively normative outlook of political
and moral philosophers of the past’ (Wolfers 1960, 241).
There is a basic agreement among those who have been attempting to
revitalise normative international theory that the dominance of the realist
school helps to account for the marginalisation of normative issues as well
as the separation of political theory from international relations theory.
Charles Beitz, who was at the forefront of reviving a normative theory of
international relations, recognised that the impossibility of making ‘moral
arguments about international relations to its American students without
encountering the claim that moral judgments have no place in discussions
of international affairs or foreign policy ... is one of the foundations of the
so-called realist approach to international studies and foreign policy’ (Beitz
1979, 15). International politics, according to the realists, operates on the
basis of power, self-interest and self-help, which provides little, if any, room
for morals and ethics to constrain the actions of the state.
The wedding of realism to positivism within the context of the behav-
ioural revolution proved to be an even greater impediment to the devel-
opment of normative theory. Steve Smith describes the dominance of
positivism during the 1950s, 1960s and 1970s in terms of a ‘bizarre
detour’, in ‘which the goal of general theory was to be achieved by value-
free social science; a detour when it was simply old-fashioned, and very
unacademic, to introduce normative concerns into analysis unless they
were themselves to be the objects of analysis’ (Smith 1992, 489). Rather
than borrowing insights from PT, which was experiencing such a turbu-
lent period that some pronounced it to be dead, IR scholars began turn-
ing to economics and psychology. While the post-behavioural revolution
launched by David Easton in 1969 and criticism of the Vietnam War helped
to ‘bring values back in’, the dominance of positivism as manifest in
Waltz’s hegemonic text Theory of International Politics (1979) continued
to have the effect of marginalising normative theory.
Recently, there has been a considerable amount of discussion aimed at
discrediting the notion that normative concerns are inappropriate to IR
(Frost 1986; Linklater 1990; Falk 1995; Cochran 1999). In the process
of discussing normative theory, scholars have been attempting to build a
bridge between PT and IR. Chris Brown claims that British scholars have
been at the forefront of this endeavour and his own work is highly re-
Democratic theory
mate means through which political power can be exercised. The paradox
for Held is that at the very moment when democracy and the idea of ‘the
rule of the people’ is being heralded across the globe as universally desir-
able, ‘the very efficacy of democracy as a national form of political orga-
nization appears open to question’ (Held 1995, 21). The reason, according
to Held, why the celebratory cheer for democracy has drowned out much
of the critical discourse concerning the efficacy of democratic governance
emanates from the fact that the focal point of investigation continues to
be the individual sovereign state through which the national community
of citizens deliberates their collective fate. But as soon as this fictitiously
anachronistic account of political life is cast aside and the democratic state
is viewed in its proper global perspective, Held argues that a host of com-
plicated questions quickly rise to the surface. Rob Walker maintains that
‘many of the most crucial issues of our time seem to be beyond the scope
of our understanding of democracy, if democracy is understood in terms
of the claims of sovereign states’ (Walker 1991, 454). By refusing to bifur-
cate the enterprises of political theory and international relations theory,
some of the most intractable political questions of the day are beginning
to be addressed.
Held argues that the inadequacy of the orthodox division of labour that
has, on the one hand, allowed theorists of democracy to focus their ener-
gies solely on achieving democratic norms and practices within the cir-
cumscribed realm of the sovereign, territorial state and, on the other hand,
international relations theorists to avoid considering the political dynam-
ics at work inside and beneath the state, results from a series of political,
economic, social and cultural processes that have been at work during the
closing decades of the twentieth century. Held embraces as axiomatic that
advanced industrialised states find themselves enmeshed in a highly inte-
grated set of global interconnections. The late modern era has witnessed
both a quantitative and qualitative transformation in the degree of global
interconnectedness. These transformations have sparked a lively discussion
about the character and likely consequences of globalisation (Mittelman
1996; Hirst and Thompson 1996; Clark 1999; Germain 2000). By Held’s
account, globalisation suggests at least two distinct phenomena: first, ‘that
political, economic and social activity is becoming world-wide in scope’;
and secondly, ‘that there has been an intensification of levels of interaction
and interconnectedness between states and societies which make up inter-
national society’ (Held 1991a, 145).
The irrefutable evidence that states find themselves positioned in a dense
web of crisscrossing patterns of interconnectedness is, according to Held,
Woods system that was established at the end of World War II provided
both the ideological and institutional wherewithal to internationalise pro-
duction. The internationalisation of production has been in turn accom-
panied by the internationalisation of the state, which has resulted in the
diminution of state sovereignty and the augmentation of non-territorial
sources of authority (Cox 1987). In addition to the Bretton Woods insti-
tutions, which themselves have undergone evolution in the direction of
expanding the scope of their authority at the expense of states, the growth
of regional trade associations such APEC, NAFTA, and especially the EU,
signal the emergence of plural authority structures.
This has led scholars to ponder the consequences that these plural
authority structures are having on the daily practice of democracy. As the
international system comes to resemble a crisscrossing network of plural
authority structures, perhaps analogous to what Hedley Bull earlier
described as a ‘new mediaevalism’, it is crucial that these emerging struc-
tures operate in accordance with democratic principles (Bull 1977,
254–294). Yet it is far from certain that this will be the case and the
precise meaning of autonomy, accountability and majority rule loom large.
Held’s endeavour to rethink democracy in an age of interconnectedness
is one that explicitly attempts to unite political theory and international
relations theory. The long-term project that Held has embarked on
is what he terms ‘cosmopolitan democracy’, which has been described
as a project aiming ‘to engender greater public accountability in the lead-
ing processes and structural alterations of the contemporary world’
(Archibugi, Held and Kohler 1998, 4). The foundations of this project
rest on the work of Kant, who much earlier attempted to formulate both
a political philosophy and a political project whereby the principle of
autonomy could be realised. Kant recognised that the principle of
autonomy as well as the principles of right, liberty and freedom had to be
worked out at multiple sites—the individual, the state and the international
relations among states—because the achievement of these principles at
one level could be nullified by the conditions present at another level. That
is why in the end Kant sought to formulate a cosmopolitan conception
of right that ultimately depended on universally recognised valid laws.
Held’s neo-Kantian cosmopolitan democracy ‘is based upon the recogni-
tion that democracy within a particular community and democratic rela-
tions among communities are interlocked, absolutely inseparable, and
that new organizational and binding mechanisms must be created if demo-
cracy is to develop in the decades ahead’ (Held 1995, 235). Like Kant,
Held envisions a form of cosmopolitan law taking hold that can eventu-
ally overcome the Great Divide between politics inside and outside the
nation state.
Identity/difference
Yet Walker finds the aspiration of modernists such as Kant, and neo-
Kantians such as Held and Linklater, to reconcile the divide between the
‘domestic’ and the ‘international’ by appealing to some sort of universal-
istic account of reason, ethics or progress to be inherently problematic.
Walker argues that the various universalistic solutions that have been put
forth presuppose and build on the very dualism that is meant to be tran-
scended. Rethinking the meaning of democracy is contingent on rethink-
ing the meaning and place of community, which in turn is intimately
related to the politics of identity and difference. Rather than embracing
the foundational categories of ‘national community’ and incipient ‘global
community’, Walker is concerned with the problematic manner in which
these categories have come to have a fixed identity and the way in which
each identity is mutually constitutive of the other. Like others who have
become interested in questions of identity and difference, Walker recog-
nises the imperative of problematizing the artificial divide between politi-
cal theory and international relations theory. As William Connolly has
remarked, ‘the politics of identity/difference flows beneath, through, and
over the boundaries of the state’ (Connolly 1991b, xi).
Many have concluded that IR provides fertile ground to explore the
politics of identity and difference (Der Derian and Shapiro 1989; Shapiro
and Alker 1996; Ashley 1996; Lapid and Kratochwil 1997). By refusing
to regard identity as a mere datum, and by recognising the central impor-
tance that representational practices have on constructing an ontology of
international politics, especially those constructed in opposition to domes-
tic politics, the work of political theorists and international relations the-
orists is converging. Ashley was one of the earliest IR scholars to introduce
a number of ‘alien’ critical theory themes to IR. In a 1981 article, Ashley
drew on Habermas’ notion of ‘knowledge constitutive interests’ in order
to differentiate between two versions of realism: the ‘practical realism’ of
Morgenthau and the ‘technical realism’ of Waltz (Ashley 1981). Subse-
quently, Ashley borrowed insights from post-structural thinkers, such as
Michel Foucault, Jacques Derrida and Roland Barthes, and provided a cri-
tique of what he termed the ‘theoretical discourse on the anarchy prob-
lematique’ (Ashley 1988). Here he attempted to reveal how the mainstream
discourse on anarchy, especially that which focused on achieving co-
operation in the absence of a supranational authority, depended on a
foundational notion of a sovereign identity that embodied all the proper-
ties allegedly missing outside the secure borders of the state. Ashley argued
that once the sovereign identity of the state is interrogated and problema-
tised, the ‘anarchy problematique’ takes on a different form and a wide
pluralist ethos do extend beyond the walls of the state and he explores the
possibility of a ‘politics of nonterritorial democratization of global issues’
(Connolly 1991b, 218).
As Walker has consistently argued, it is the constitutive principle of sov-
ereignty that has been crucial in maintaining the division between PT and
IR as well as in resolving all questions about identity in terms of state iden-
tity. Feminist theorists have raised a serious challenge to the naturalness
and universality of certain privileged identities in international politics,
especially state identity, and are helping to reunite PT and IR.5 While
feminists have been an important voice in the field of PT (Okin 1979;
Elshtain 1981; Harding 1986; Nicholson 1986; Pateman 1988), their
contribution to IR has come relatively late, first making an appearance in
the late 1980s. Walker claims that IR ‘has been one of the most gender-
blind, indeed crudely patriarchal, of all institutionalised forms of contem-
porary social and political analysis’ (1992, 179). IR feminists have drawn
on a wider body of writings from other fields of study and have helped to
introduce a new set of theoretical and epistemological issues to the field
(Tickner 1997b). One of their core insights is that IR is inherently gen-
dered in that its foundational concepts and truth claims are fundamentally
based on the particular experiences of men. This has made it falsely appear
as if international politics were strictly an activity monopolised by men.
As Cynthia Enloe, a leading IR feminist, has asked, ‘Where are the
women?’ Enloe (1990, 1993 and 2000) has ‘discovered’ women occupy-
ing a variety of essential roles in international politics, but the more criti-
cal point her work raises is the manner in which traditional ontological
and epistemological assumptions in IR have had the affect of rendering
women invisible.
By demarcating the international realm as separate and distinct from
the domestic realm, traditional international theory has perpetuated the
public/private distinction that has been a central concern of feminist
theorists (Okin 1991). Feminists have not only drawn attention to the arti-
ficiality of the public/private distinction, but they have also revealed the
way in which unequal power relations between men and women are
involved in maintaining and perpetuating this dichotomy. As is the case
with gender hierarchies, the characteristics of women are systematically
defined in opposition to the valued characteristics of men. Moreover, the
positively valued traits of men are claimed to find their outlet in the public
sphere while women are relegated to the so-called private sphere. By
making gender—the ‘social institutionalisation of sexual difference’—a
key unit of analysis, feminists have attempted to demonstrate how the
Conclusion
This state of the discipline article has highlighted a diverse body of litera-
ture that seeks to overcome the intellectual divide between PT and IR.
There can be little doubt that the effort to bridge the division between PT
and IR is closely related to the more general endeavour to overcome the
artificial dichotomy that political scientists created between domestic and
international politics. The analytical assumption that political life can be
divided into a respective domestic and international sphere has been insti-
tutionally sustained by the orthodox view that PT studied the former and
IR the latter. A division of labour developed among political scientists
whereby political theorists focused on the achievement of the good life
inside the state and IR theorists with the relations among independent sov-
ereign units. Yet the times they are a-changing, and these older conven-
tions are being rejected by political thinkers as they attempt to understand
the predicaments of political life in late modernity.
In addition to dispelling a number of myths about the discipline’s past,
one of the intellectual merits of disciplinary history is that it allows prac-
titioners to understand the discursive roots of contemporary discourse.
While it is clearly the case that the discipline of political science is rooted
in the study of the state, it is important to appreciate that a number of sig-
nificant conceptual changes have occurred in how political scientists have
understood the concept of the state. It is worth recalling that an earlier
generation of political scientists writing during the early 1900s refused
to bifurcate domestic and international politics into two fundamentally
different realms; instead, there was a fundamental convergence (Schmidt
1998). Now whether or not conceptual change inside a discipline is caused
more by internal or external factors, it is, nevertheless, the case that by the
late 1950s political scientists, for the most part, accepted the analytical
distinction between domestic and international politics. This development
helps to account for the divorce that occurred between PT and IR, as well
as the fact that there was so little contact between these two fields through-
out much of the 1960s, 1970s and 1980s. Today it is evident that the
concept of the state is once again undergoing change and that political sci-
entists are increasingly finding the domestic and international distinction
Notes
1. In this article, PT and IR refer to academic sub-fields while political theory and inter-
national relations theory refer to the activity or subject-matter of each field.
2. I owe this perceptive question to Andrew Linklater.
3. For a detailed account of the British Committee, see Dunne 1998.
4. For a powerful critique of this view, see Wilson 1998 and Schmidt 1998.
5. It is important to recognise that ‘feminist writings’ do not represent a single perspec-
tive, but rather a variety of different perspectives including, for example, liberal,
Marxist, empiricist, psychoanalytic and post-modernist.
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Dr Brian C. Schmidt
SUNY New Paltz
Department of Political Science and International Relations
New Paltz, New York 12561
USA
Email: schmidtb@newpaltz.edu