When servants of. the Dutch United fast. India Company ( Vereenigde Oost-Indische
Compagnie) (VOC) first came to the East Indies at the beginning of the seventeenth century
they. encountered a variety of
states-large and small, inland and coastal, some in alliance and others in a state of hostility
with each other. Each of these states had its own social, economic, political and legal institutions.
Their legal systems
differed considerably although most of them, by. the seventeenth
century, consisted of a blend of indigenous, Ind.an and Islamic laws
and institutions. This chapter examines the impact of the VOC on
• these legal systems though it concentrates on the position in Java
where the VOC1s influence was strongest.
I. European Government of VOC
. . . .
The first Dutch ships to reach Java came in' 1596, They had been sent
on an expedition to the East Indies by a company formed by the
. merchants of Amsterdam. The results of the expedition were so encouraging that ten
companies were soon established in the
Netherlands for trading with the East Indies.' These companies were more than private ventures
as they were backed .by various ci vie corporations. They were not only competitors in trade
but• also instruments of civic rivalry.2 The mutual competition of the companies was soon found
to b7 more harmful even than-the rivalry of Spain and
Portugal. It was realized that there would have to be a common policy
and greater order in the Dutch eastern trade. After- some difficulty,
Van Oldenbarneveldt, the leading statesman of the time, was able to
persuade_ the companies to form themselves into a single corporation
to which the Netherlands States-General would grant exclusive trading (hal 1)
rights in the East Indies for twenty-one years. On 20 March1602 the
voc was incorporated by a Charter from the States-Generlrl:'
The Charter' was concerned not only with the terms of the privileges granted
to the voc but also. with the terms on which the
autonomous trading companies had united. This rs illustrated by_ the
fact that the first thirty-three articles were concerned with relations
between the chambers representing the companies forrned earlier in the
four smaller chambers. Tile remaining thirteen articles set out the
terms of the concession granted by the States-General to the VOC. By
Article 34 the States-General agreed that no one, other than members
of the voc, should, fer twenty-one years, sail from the Netherlands,
east of the Cape of Good Hope or through the Straits of Magellan, on
penalty of confiscation of their ships and goods. Under Article 35_ the
voc was authorized, east of the Cape of Good Hope, to enter into
treaties and alliances with princes and potentates in the name of the
States-General; to make peace and war; to build stations and
fortresses; to inflict punishment-including capital punishment: to
States-General.
As early as 1617, the process of converting rival -companies,
loosely subject to. the States General arid the 'Council of seventeen,
Belo re any assessment can be made of the influence of the VOC on the
administration of justice in the East Indies it is necessary to consider
the extent of sovereignty. andror control which it obtained there.
Scholars such as· Resink and Utrecht have convincingly destroyed the
historical myth . of .hree and .a half centuries of. Dutch colonial
. domination of. the East Indies." lt is now more generally recognized
that Dutch sovereignty over the whole archipelago was not achieved
until 19 JO and that during the voe period. complete sovereignty was
not acquired even in -Java.
line. The VOC's role in the. First period is seen as that of 'merchant
adventurer' while in the second as' that of 'merchant prince'. .
. ln 'the period of adventure the voc never settled down but
dominance assisted the VOC to .make peace in l 642 with Banten and
Mataram on favourable terms, the voc transition from 'trader' to
have conquered. Banlen was the chief power in the west and Mataram
in the east. On the eastern border of VOC territory were Krawang (a
no mans land), Cirebon and East Priangan, a territory to which both
Banten and Mataram laid claim. ·
Semarang was ceded io the VOC and all other sea ports from Krawang.
To East Java were mortgaged to it as security for expenses incurred by
the VOC. In most cases local rulers continued to administer· their
territories as VOC servants. In 1682-1684 Banten acknowledged.VOC
suzerainty over Banten and Cirebon · · • ·· ·
In .1705 Mataram surrendered all its claims to Cirebon and East
Priangan extending VOC territory eastwards to a line drawn from the
· mouth of the Cilacap River to the. outlet o.f the Cilosari River'.
Mataram also gave up its claim to· East Madura and confirmed the
cession of Semarang. Although the VOC now had sovereignty over the
whole of the Priangan: it found it necessary to place Central and East
Priangan under Pangeran Aria Cirebon, one of the Cirebon Sultans,
from 1705 to 1723. . ·• ·
The Voc acquired from Mataram. in . '1743, West Madura;
Surabaya and its dependent regencies; the remaining coastal districts
between Ctrebo_n and Semarang, a· strip six hundred roods broad along
· the shore, and similar; strips along the banks of all the rivers flowing into
the sea; and the extreme east of Ja_va from Pasuruan to Bali-although
. , this was not actually 'annexed until 1767 and 1768. In 1746 the voc
acquired Tegal and Pekalongan. In 1755 and 1757 the power of'
Mataram was finally broken with its partition between the Susuhunan
of Surakarta and the Sultan of Yogyakarta, both of whom accepted the
voc as their overlord . Malang and Bangil were obtained in 1771 and a
further division of former Mataram territories took place in 1792 and
1796. .
Banjarmasin. .
should .not lead one to over-estimate- the extent of effective control exercised by \he.VOC.
The position in the •Priangan _du.ring _the last quarter of the seventeenth century provides
a good insight into the actual situation. Although Dutch historians have frequently claimed
that the VOC' as a result of the treaties with Mataram arid Baljlten, aid
exercise real 'and effective authority there, Resink argues lhat this
claim is at best a moot question" but more likely' a n:,.yth.22 Resink refers to Article 3 of the
1677 Treaty with Mataram which provided:
The Batavianjurisdiction and limit is and shall remain to th � mi<idle of the
Krawang River, as was resolved with the great Susuhunan jn the'\,car 1652
'while the Javanese did not marcli against Banten between 1652 and
11677, the latter was able to advance unhindered through 'Company
territory' to Sumedang except for a feeble attempt. .by the VOC to recapture Sumedang in
1679. We also find that under Couper's 'Seven Regulations' of 1684 the Priangan Regents
were instructed to govern
good and expeditious justice in both civil and criminal cases. They
councils, in all fi.ctories and ships of the VOC, for the purpose of
maintaining good order and administering justice in civil and criminal
cases, 'in the absence of the Governor-General and Council. The
Instructions called for justice• to be administered without favour or
discrimination and in fairnessand good conscience. All prosecutions
were to be brought by the Fiscal who was to receive a third of the fines.
instructions as they should deem necessary for the service of the VOC
Englishwho had joined forces against the Dutch. With the successful
foothold in Java . :
Council to ensure that at• Batavia and all other places under the
Provinces in both civil and criminal cases. Article 2 called for justice to
officials carried out much of the administration. But even here it was found
necessary, to• some extent, t�• place the various indigenous races
and the Cliinese under their own 'Captains' who represented the VOC
Government to them.Dutside these towns the European officials had little
direct contact with individual Javanese. Even in the vicinity of Batatia, the
ra�t of Java. m�st thorou?hly subject�d, administratio_n was largely ca!
l'ned out by indigenous chiefs, who paid the VOC for this privilege, or by
private individuals who bought the land outright and received with it• most
of the• rights of government.
Most of Java 'was ruled for the VOC under different forms of
protectorate. �When the VOC subdued a ruler he lost some of his
independences but either he or some member of his family was.
ordinarily allowed to retain the important functions of government which
the VOC was unable. to undertake. Changes were sometimes made in the
hierarchy of the-indigenous political organization out only in a few
districts, principally around • Batavia, was .the upper organization
abolished and the VOC ruled through minor indigenous officials, Usually,
the former high officials were retained, ruling• as
. 'ReIgents'. of the VOC inst.ead of. as ind. ependent or vassal rulers. Their
(hal 12)
position was usually hereditary and departure was rarely made from !
the direct line of succession. .
The powers left to the Regents varied greatly in different parts of Java.
While some rulers, such as the Sultans or Regents of Banten, Cirebon
and Madura, were only nominally independent, the Susuhunan of
Surakarta and the Sultan of Yogyakarta continued to exercise a
considerable degree of independence. ln the early days of the
voe, in particular, Regents ciiffered little from the fonper rulers
. except in being appointed by the Dutch. In the same way tha1 the voe
negotiated treaties with indigenous rulers it made' contracts with the
Regents. Originally the nature arid quantities .of goods and terms of
purchase were the result of bargaining but later, quantities and prices
were fixed by the voe, and Overseers ( Opeienersy were appointed to
ensure that the stipulated quantities were supplied. This arnountedno
recognition on both sides that Regents were officials of the VOC. While
retaining a measure of independence they might, ; n practice, be treated just
like other Dutch or Javanese officials. -,
The contract made in 1773 with the Regent of Brebes illustrates the
position of the Regents. He promised fealty and obedience to the VOC. He
was to come and give personal homage, as often as was required of him,
and was to hold no correspondence with any other chiefs without
permission. He was to keep the peace among his own people and with his
neighbours. to rule fairly, not to levy new taxes and not to dismiss his
officials without the VOC's consent. He promised that, except with the
approval-of the 'Governor anJ Director,
he would try no cases or other matters without the 'Pepatties'
and 'Jaxas' given him by the VOC and that he would send all•
serious offenders to the Landraad at Semarang. He was to content
himself .with small disputes of little importance. He promised• 'to
encourage. agriculture, to lease no villages to the Chinese, to obey the
VOC'! commercial regulations and to help stop their •in fringement.
He promised, finally, to deliver annually, at fixed prices, certain quantities
of rice, indigo, timber and cotton yarn, to pay a sum of money and to
furnish horses and labourers for the service of the VOC."
Originally, most of the VOC's revenue came from trading profits, Later, its
main source of revenue came in the form of 'forced deliveries' and
'contingencies'. The former were, in theory, trading contracts
exceptionally favourable to the purchaser. Inpractice, they were payments in
kind, made under 'compulsion but nominally on an economic
basis=tribute disguised as trade. Contingencies were undisguised tribute but
payments were made in kind and not in cash." Such arrangements were of
great advantage to the VOC, but they left
the indigenous population largely at the mercy of the Regents. As long (hal
13)
as the VOC received what was due to it, the Regent had almost a free hand
over his subjects.
Thus; the consolidation of Dutch rule tended to weaken the
indigenous society because it removed an important restraint on the r
exercise of a ruler's power. Before the arrival of the VOC, it was the
powerful man who ruled the indigenous population. But his power was
limited by custom and consent, even if the consent was based on fear. The
ruler had to observe some moderation in his demands for fear that his
people might emigrate or that a rival • claimant might take
advantage of the general unrezt to usurp his throne. An indigenous ruler
with Dutch power behind him was able to act far more arbitrarily than
former rulers as he was no longer solely dependent on the strength
. of his own will. Thus, the VOC disturbed the centre of gravity of
indigenous society which was henceforth maintained in unstable
equilibrium by Dutch power acting from outside it. Whereas Hindu and
Muslim settlers in Java had settled among the Javanese, had
imparted some of their own religion and civilization to the Javanese and
had gradually become Javanized themselves, the Dutch were rarely
seen by the ordinary Javanese .. Europeans, Chinese and Javanese
lived principally in their own worlds as constituent elements
in a plural society."
There were, however, some European officials who came into direct
contact with the indigenous population. Overseers, for example, were
entrusted, not with ad.niniatrative functions, but with the supervision
of compulsory cultivation of profitable crops. They did not replace the
indigenous administration but performed their functions alongside .it,
being neither subordinate to nor superior to . the indigenous rulers. It
was an early illustration of the dual system of administration which was
to become a characteristic feature of Dutch coionial administration in the
nineteenth century.w •
fn additipn, 'relations between the VOC and indigenous rulers,
originally governed by treaties, later came to be dealt with by special
officials such as.the Governor of the North-East Coast of Java and the
Commissioner for and about Native Affairs. The Governor had great
powers over almost two-thirds of Java. In the area under his control he was
the so'tr intermediary •between the VOC Government and
indigenous rulers and exercised wide powers without having to give notice
to the Batavian Government. The Commissioner for and about Native
Affairs developed from a committee appointed in• 1686 to regulate the lands
en which the varicus 'native' nations, e.g, Javanese, Balinese, Ambonese,
Buginese, etc., were established in the villages around Batavia. The
executive officer of the committee gradually acquired a greater knowledge
of the indigenous languages and customs than VOC servants concerned.
solely with trade. He came to be the usual channel of communication
with• the Javanese. This was (hal 14)
The need for a legal system at the first VOC settlements in the East Indies was limited mainly to
the maintenance of discipline among its servants and the settlement of .disputes among them."
No special judicial officers were appointed under Article 35 of the Charier. Supreme
authority in the early settlements was with the Admiral of the Fleet. Difficulties could arise if he
died or left for Europe before the arrival of-the next fleet or if it arrived before his departure
when there might be two leaders: In addition, the Admiral had no fixed place of residence and he
had his hands full with the struggle to defeat the enemies.
·
In each settlement authority was vested- in the Chief, Head, Captain, President, Director or
Governor to whom Instructions were given as to what should be done in the event of offences being
committed by his subordinates. In the beginning, these Instructions were drawn up by the General
Council of the Fleet and they followed the rules of discipline used on the ships so far as these were useful
for a settlement on land. An example of these Instructions is the 'Articles and Ordinances given by the
General Council of the first VOC Fleet to . those who remained behind at Banten in 1603. A Captain
was appointed to whose orders obedience was required from all others. A (hal 15)
Council of Justice of four• members was established to administer justice in all 'civil cases'
including minor offences punishable by fine. Special Instructions were also given to the Council. Trial
of serious criminal offences had to await the arrival of a VOC ship at Banten so that the Master and •
Merchant could supplement the local council. Similar Instructions were given on the settlement at
Ambon where authority and maintenance of justice were entrusted to a Provost. In
I 605 a Governor and Council were appointed at Castle Victoria and empowered to administer
justice in all matters, debts and disputes, both 'criminal and civil'.
In the Netherlands it was thought desirable that there should be greater unity in these
Instructions and the 1607 Fleet brought out a new 'Ordinance and Instruction' for YOC settlements,
This was chiefly concerned with trading arid made only passing reference to the administration of justice.
The latter continued basically as before with civil and some criminal cases being tried by local
Councils but more serious crimes having to await the arrival of the Fleet or one of the ships.
However, each settlement seems to have retained its own special Instructions according to its needs.
The position changed with the at rival of Governor-General Both at Banton in 16IO•as he and
his Council were expressly entrusted with the preservation of order and the administration of civil and
criminal justice.» Their Instructions empowered them to ensure that, through out the whole of the East
Indies justice was administered and served in
all civil matters. On the prosecution of the Fiscal the Council was io try
offences against the VOC's disciplinary laws (Artikel Brief), or other ordinances• and orders of the
VOC or Governor-General and Council. Justice was to be administered in 'fairness and good
conscience'
according to Instructions given to the earlier Fleets and ro what was
though .fit and proper by the Council.
The Governor-General and Council had to provide all settlements with a Council to administer
justice in all civil cases. However, difficult communications and great distances mean, that the permanent
central government, envisaged by the 1609. Instructions, did not have effective influence over all VOC
settlements. Both spent much .of his time travelling and engaging in military activities and great
authority had to be left with local officials. The Instructions, therefore, left the position as regards the
administration of Justice largely unchanged. Local councils remained .authorized to deal-with 'civil
cases'. Criminal cases ought to have awaited the arrival of one or more of the VOC ships but, in practice,
it appears that little objection was made to local trials as long as peace and order was maintained.
For example, Coen and three members of Council imposer! sentences in criminal cases in 1614 and•
1616. The Governor-General and Council. had been designated as the
court for criminal cases but they could not be everywhere and trials (hal 16)
could not be delayed for years, While it was the highest voc court in.
the East Indies it was not the only one administering justice there. The
position remained the same under the second .and third Governors
General and it was not until the 1617 Instructions, on the appointment
of Coen as Governor-General, that the local councils were given
express jurisdiction in both civil and criminal cases. •
In June •1619, soon after the conquest of Jakarta, th, Governor
General and Council imposed its first sentence there and during Coen's
office the Council continued to act as a court. But Commissioners were
appointed to attend to the administration of justice, just as, at that
time. Commissioners were appointed to look after matters such as
customs or bookkeeping. These Commissioners gave their first
judgment in October 1619 . .
.
It was Governor-General Coen who laid the foundations of the.
European-orientated administration of justice developed by the VOC
during the seventeenth and eighteenth centuries. In 1620 he took the
first step in separating .government and judicial functions on 29
March 1620 he appointed a Bailiff (baljuw) for. the 'town, jurisdiction
and land' of Jakarta which he claimed extended on the east to Cirebon,
on the west to Banten, on the south over the whole of the land to the
'South Sea' and on the north up to and over the islands in the Java
Sea." It is beyond doubt that the VOC did not control such extensive
territory in 1620. On 24 June 1620 a College of Aldermen (College van
Schepenen) was established for Batavia and the area of the former
Kingdom of. Jakarta.> On 15 August 16.20 a Court was established
which was later to develop into the Council of Justice (Raad van
Justirie) at Batavia." At this time, however, the Governor-General and
Council remained the highest judicial body in the VOC territories. The
following account provides a brief description of these and the other
main courts and legal institutions of the voc.
Only a brief account can be given here 'of its extensive powers and
jurisdiction." •
As a local court the Council of Justice had jurisdiction to try all
crimes committed by VOC servants" and in certain circumstances by
accomplices of VOC servants." .Certain crimes such as piracy and those
affecting the rights, property and finances of the VOC could only be tried
before the .Council of Justice. It was also a forum
privilegiatum for certain persons including former VOC servants who had
reached the status of Senior Merchant." As the highest �JUrt in the Indies it
also had jurisdiction over crimes committed at out stations. It had jurisdiction
in areas where no judicial authority had been established, •e.g. newly
acquired territories outside the. Jakarta jurisdiction." It could also suspend
and dismiss VOC servants for offences committed at out-stations where the
local court. had power-\.
only to inflict corporal punishment." Capital crimes committed on the •
voyage from the Netherlands also came within its jurisdiction." There was no
right of appeal in criminal cases" though there was a right to ask for revision,
a 'procedure discussed below. The approval the
Governor-General and Council was required for execution of death
sentences
As a Court of first instance the Council of Justice was the usual
court for disputes between VOC servants." The jurisdiction extended to
claims against VOC servants by a citizen or foreigner and to claims
by a VOC servant against another servant and a citizen jointly" or by a
citizen against a VOC servant and a citizen jointly." Former VOC servants
of the rank of Senior Merchant; the Bailiff, foreigners having
disputes between themselves, widows, orphans. and other miserabile
personae had the privilege of appearing before the Court. It also had
authority, by way of 'evocation', to call up cases from lower courts where
justice was denied or delayed.!"
From early times the "practice developed of having civil cases
involving twenty rix dollars or less determined by two Commissioners for
small cases. IOI Though given Instructions in 1669 the
Commissioners did not form an independent court. Their authority was later
extended to civil cases• not exceeding fifty rix ctollars.10,
The appellate jurisdiction of the Council 'of Justice was derived from
Netherlands law. Five different procedures were used. 'Re-audit' (Reauditie)
was an appeal from a judgment delivered by less than the full number of
judges to the of judges could be made in certain circumstances from a lower
court, such as the Court of Aldermen, to the Council of Justice as a higher
court.'°' There. was some doubt as to whether appeals lay from judgments of
courts at the out-stations. In 1698 it was provided that such an appeal could
lie where the amount involved more than 400 reals and some prejudice
(hal 19)
Batavia."' In 1666 the 'Water-Fiscal' (see below) received some of the powers
of the Advocate-Fiscal. the authority of the latter being further regulated in
1690"' and in the New Statutes of Batavia
The work of the Advocate-Fiscal ranged over many fields.'"
Though his principal task was that of public prosecutor in the Council
of Justice he was also a judge of the Court in some cases. He acted as a
head or police and supervised private trade and navigation.'"
Theoretically. he was not dependent on the Government and instituted
prosecutions on his own initiative. His authority was closely linked with
the criminal jurisdiction of the Council of Justicc.'19•His authority appears to
have extended over the whole of the Indies although limited
by the authority granted to the Bailiff, local independent Fiscals and
the Water-Fiscal He was required to supervise justice and inquire. into
unpunished offences. The principal function of the Advocate-s. Fiscal was
the prosecution of VOC servants but he also prosecuted other offenders who
came" within the jurisdiction of the Council of Justice.'" In cases in which
he was not a party he was en titled to sit as
a judge •of the Court. Since the Advocate-Fiscal was responsible for
peace and order he also acted as a kind of police chief but in this respect
his authority was obviously limited to Batavia.'>
Water-Fiscal (Water-Fiscaal)
A Water-Fiscal was first appointed in 1660 to assist in the prevention
or illegal private trade in the East lndies The office was regulated by
.I
Instructions in '!666 and 1669.'" His principal task was the supervision
and police of the roadstead and river of Batavia but a clear distinction.
was not always drawn between his jurisdiction and that of the
Advocate-Fiscal. Within his jurisdiction he could prosecute VOC servants
and citizens.t'" In civil cases in which he was not a party 'the Water-Fiscal
could sit as a judge in the Council of Justice.
Court of Aidermen (Schepenbank)'"
The Court of Aldermen was the name by' Which the College of
Aldermen was known when it acted as a -court. The College was officially
established on I July 1620 although it had already received its
first Instructions on 24 June 1620.1" The College not only exercised judicial
powers but also powers ever local government and police in Batavia.
On its• establishment it consisted of five members -two VOC servants and
three citizens.'" A Chinese member was added to the Court. if one of the
parties was Chinese '" The exact composition of the Court varied• from
time to time.'" On the. reorganization of the College in 1625 it was composed
of three VOC servants and four citizens, together with two Chinese
members sitting as Extraordinary. Members when Chinese were involved.
The membership was the (hal 21)
same under the Statutes of Batavia.tv The last Chinese lo sit as a
member of the Court died in 1666."6 By the end of the century the
Court consisted of four VOC servants and five citizens. The Court was
usually presided over by a VOC servant.!« The members of the
College were appointed annually by the Governor-General and
Council.t-s
The Regulation of 15 August l620 was the basis for subsequent
regulations of the Court's jurisdiction.'" A further regulation occurred on •18
August 1620"' followed by detailed Instructions in 1625"' which were
substantially repeated in the Statutes of Batavia.t» The Court's jurisdiction
extended over the whole of the Jakarta territory. Newly acquired territories
lying outside this area fell outside the Court's jurisdiction unless they
were expressly added to it.1" The Court had
jurisdiction• over an persons who were r1<1t VOC servants. Thus, it was
the usual court for citizens and foreigners within the town of Batavia,
although theoretically !! extended throughout the Jakarta District.!» On its
establishment. the Court's jurisdiction •was limited to 'civil cases'"' but on
15 August 1620 it was extended to criminal cases.'" When hearing
criminal cases the whole Court •sat.15s The criminal jurisdiction was
limited to some extent by the fact that certain crimes could only be tried by
the Council of Justice. In civil cases the Court was the usual court for
disputes between free citizens and foreigners in Batavia.us although special
provision existed for dealing with disputes
between VOC servants and citizens or foreigners.'" Usually five
members heard civil cases but less important cases could be heard by two,
three or four members
There was no appeal from the Court's decision in criminal cases and
sentences 'could be carried out immediately except where confirmation
was required from the Governor-General and Council.162
In civil cases. heard by four members or less, a rehearing by the Full Court
could he obtained. From judgments of the Full Court an appeal might be
made to the Council of Justice Revision could be sought of judgments of
the Court when it had acted as a court of
•appeal from lower courts.'" The President could summon the Court as
required but it normally sat two or three times a week.!ss
In addition to its judicial functions, the College of Aldermen had a wide
range of legislative and administrative functions. These included power to
regulate streets, bridges, buildings, etc.'" Jt was also involved in the transfer
and mortgage of immovable property as these
. had to take place before two aldermen
Bailiff (Baljuw) .
No detailed description was given of the Bailiffs authority on his first
: appointment in.1620 but h became clearer on the establishment of the
Court of Aldermen on I July 1620. Part of his work was described in (hal 22)
with the Bailiff, the duties of the Landdrost embraced the administration of
justice, matters of police and arlministration_186 He acted as prosecutor
in the Court of Aldermen: in cases coming within his Instructions.rs" He
had a right to sit in the Court of Aldermen and could vote in civil
cases.188 After the establishment of the 'Heemraden' College (see below)
he also sat in that body."'